0001140361-15-007114.txt : 20150218 0001140361-15-007114.hdr.sgml : 20150216 20150217144417 ACCESSION NUMBER: 0001140361-15-007114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15025 FILM NUMBER: 15621211 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001527166 XXXXXXXX 12-31-2014 12-31-2014 Carlyle Group L.P.
C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVENUE, N.W. WASHINGTON DC 20004
13F COMBINATION REPORT 028-15025 0001512910 028-15646 AlpInvest Partners B.V. Y Explanatory Note 1: The Carlyle Group L.P. (the "Reporting Manager") does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities issued by Freescale Semiconductor Hldg, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities. Explanatory Note 2: The Carlyle Group L.P. is managed by its general partner, Carlyle Group Management L.L.C., which is managed by a board of directors that is appointed by Carlyle's senior professionals. Explanatory Note 3: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group L.P. However, The Carlyle Group L.P. does not participate in any investment decision-making of AlpInvest Partners B.V. *Signed pursuant to a Power Of Attorney dated May 7, 2012.
Daniel A. D'Aniello Managing Director 202-729-5626 /s/ R. Rainey Hoffman as Attorney-in-Fact for Daniel A. D'Aniello* Washington DC 02-17-2015 2 49 15964310 false 1 0001354120 028-12429 Carlyle Investment Management LLC 2 0001555793 028-15024 CIM Global, L.L.C.
INFORMATION TABLE 2 form13fInfoTable.xml Alcoa Inc Com 013817101 8873 561966 SH DFND 1 0 561966 0 Atlas Resource Partners LP Com Unt Ltd Pr 04941A101 81254 7593800 SH DFND 1 0 7593800 0 Axalta Coating Sys Ltd Com G0750C108 3399938 130666325 SH DFND 1 0 130666325 0 Axalta Coating Sys Ltd Com G0750C108 1031580 39645671 SH DFND 1,2 0 39645671 0 Barclays Bk PLC Djubs Cmdt ETN36 06738C778 3087 103210 SH DFND 1 0 103210 0 Booz Allen Hamilton Hldg Cor Cl A 099502106 1391761 52459885 SH DFND 1 0 52459885 0 Central Pac Finl Corp Com 154760409 173548 8072006 SH DFND 1 0 8072006 0 China Recycling Energy Corp Com 168913101 6215 8248233 SH DFND 1, 2 0 8248233 0 Cobalt Intl Energy Inc Com 19075F106 309575 34822878 SH DFND 1 0 34822878 0 CommScope Hldg Co Inc Com 20337X109 1588664 69586667 SH DFND 1 0 69586667 0 CommScope Hldg Co Inc Com 20337X109 722120 31630303 SH DFND 1, 2 0 31630303 0 CommunityOne Bancorp Com 20416Q108 66094 5772376 SH DFND 1 0 5772376 0 Concord Med Svcs Hldgs Ltd Sponsored ADR 206277105 27961 4362117 SH DFND 1, 2 0 4362117 0 Enduro Rty Tr Tr Unit 29269K100 41452 8600000 SH DFND 1 0 8600000 0 Foresight Energy LP Com Unt Rp Int 34552U104 240720 14269100 SH DFND 1 0 14269100 0 Freescale Semiconductor Hldg SHS Old G3727Q101 4948534 196136895 SH OTR 1, 2 0 196136895 0 Hampton Roads Bankshares Inc Com 409321502 71230 42398583 SH DFND 1 0 42398583 0 IShares Iboxx Hi Yd ETF 464288513 6620 73879 SH DFND 1 0 73879 0 IShares JP Mor Em Mk ETF 464288281 8336 75985 SH DFND 1 0 75985 0 IShares TR Core US AggBd ET 464287226 5790 52583 SH DFND 1 0 52583 0 IShares TR MSCI Emg Mkt ETF 464287234 3305 84127 SH DFND 1 0 84127 0 IShares TR MSCI Eafe ETF 464287465 4131 67898 SH DFND 1 0 67898 0 IShares TR Russell 2000 ETF 464287655 2076 17349 SH DFND 1 0 17349 0 IShares TR TIPS Bd ETF 464287176 10191 90979 SH DFND 1 0 90979 0 IShares TR U.S. Real Es ETF 464287739 1606 20902 SH DFND 1 0 20902 0 Masonite Intl Corp New Com 575385109 86003 1399327 SH DFND 1 0 1399327 0 Natural Resource Partners L Com Unit L P 63900P103 18520 2002202 SH DFND 1 0 2002202 0 Nielsen Holdings N V Com N63218106 107657 2406819 SH DFND 1, 2 0 2406819 0 Nielsen Holdings N V Com N63218106 490437 10964390 SH DFND 1 0 10964390 0 Niska Gas Storage Partners L Unit Ltd Liabi 654678101 60574 20464246 SH DFND 1 0 20464246 0 Pattern Energy Group Inc Cl A 70338P100 161640 6554738 SH DFND 1 0 6554738 0 Powershares Db Cmdty Idx Tra Unit Ben Int 73935S105 1994 108059 SH DFND 1 0 108059 0 Powershares Global ETF Trust Sovereign Debt 73936T573 7435 264041 SH DFND 1 0 264041 0 ProShares Tr Pshs Ultsh 20yrs 74347B201 4211 90775 SH DFND 1 0 90775 0 RTI Intl Metals Inc Com 74973W107 51319 2031615 SH DFND 1 0 2031615 0 Sandridge Energy Inc Com 80007P307 93495 51370888 SH DFND 1 0 51370888 0 Sequential Brands Group Inc Com New 817340201 83253 6369812 SH DFND 1 0 6369812 0 SPDR S&P 500 ETF Tr Tr Unit 78462F103 5406 26308 SH DFND 1 0 26308 0 SPDR Series Trust Brc Hgh Yld Bd 78464A417 2591 67112 SH DFND 1 0 67112 0 Superior Energy Svcs Inc Com 868157108 18436 914934 SH DFND 1 0 914934 0 Terraform Pwr Inc Cl A Com 88104R100 180339 5840000 SH DFND 1 0 5840000 0 USA Compression Partners LP Comunit Ltdpar 90290N109 81323 4901910 SH DFND 1 0 4481820 0 Vanguard Bd Index Fd Inc Total Bnd Mrkt 921937835 8082 98116 SH DFND 1 0 98116 0 Vanguard Charlotte Fds Intl Bd Idx ETF 92203J407 2832 53319 SH DFND 1 0 53319 0 Vanguard Index Fds Reit ETF 922908553 2905 35870 SH DFND 1 0 35870 0 Vanguard Intl Equity Index F Ftse Emr Mkt ETF 922042858 1755 43853 SH DFND 1 0 43853 0 Vanguard Tax Managed Intl Fd Ftse Dev Mkt ETF 921943858 1836 48469 SH DFND 1 0 48469 0 Weatherford Intl Plc Ord Shs G48833100 11450 1000000 SH DFND 1 0 1000000 0 Wesco Aircraft Hldgs Inc Com 950814103 326156 23330183 SH DFND 1 0 23330183 0