0001140361-15-003012.txt : 20150128
0001140361-15-003012.hdr.sgml : 20150128
20150128153514
ACCESSION NUMBER: 0001140361-15-003012
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20150128
DATE AS OF CHANGE: 20150128
EFFECTIVENESS DATE: 20150128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group L.P.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15025
FILM NUMBER: 15554749
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001527166
XXXXXXXX
06-30-2014
06-30-2014
true
1
RESTATEMENT
Carlyle Group L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W.
WASHINGTON
DC
20004
13F COMBINATION REPORT
028-15025
0001512910
028-15646
AlpInvest Partners B.V.
Y
Explanatory Note 1: The Carlyle Group L.P. (the "Reporting Manager") does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities issued by Freescale Semiconductor Hldg, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities.
Explanatory Note 2: The Carlyle Group L.P. is managed by its general partner, Carlyle Group Management L.L.C., which is managed by a board of directors that is appointed by Carlyle's senior professionals.
Explanatory Note 3: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group L.P. However, The Carlyle Group L.P. does not participate in any investment decision-making of AlpInvest Partners B.V.
Daniel A. D'Aniello
Managing Director
202-729-5626
/s/ R. Rainey Hoffman as Attorney-in-Fact for Daniel A. D'Aniello *Signed pursuant to a Power Of Attorney dated May 7, 2012.
Washington
DC
01-28-2015
2
26
12771090
false
1
0001354120
028-12429
Carlyle Investment Management LLC
2
0001555793
028-15024
CIM Global, L.L.C.
INFORMATION TABLE
2
form13fInfoTable.xml
Allison Transmission Hldgs I
Com
01973R101
83853
2696250
SH
DFND
1
0
2696250
0
Atlas Resource Partners LP
Com Unt Ltd Pr
04941A101
154002
7593800
SH
DFND
1
0
7593800
0
Booz Allen Hamilton Hldg Cor
Cl A
099502106
1338484
63017125
SH
DFND
1
0
63017125
0
Central Pac Finl Corp
Com
154760409
160229
8072006
SH
DFND
1
0
8072006
0
China Recycling Energy Corp
Com
168913101
21588
12265938
SH
DFND
1, 2
0
12265938
0
Cobalt Intl Energy Inc
Com
19075F106
639000
34822878
SH
DFND
1
0
34822878
0
CommScope Hldg Co Inc
Com
20337X109
1609540
69586667
SH
DFND
1
0
69586667
0
CommScope Hldg Co Inc
Com
20337X109
731609
31630303
SH
DFND
1, 2
0
31630303
0
CommunityOne Bancorp
Com
20416Q108
47824
4930313
SH
DFND
1
0
4930313
0
Concord Med Svcs Hldgs Ltd
Sponsored ADR
206277105
35028
4362117
SH
DFND
1, 2
0
4362117
0
Enduro Rty Tr
Tr Unit
29269K100
118938
8600000
SH
DFND
1
0
8600000
0
Freescale Semiconductor Hldg
SHS Old
G3727Q101
4609217
196136895
SH
OTR
1, 2
0
196136895
0
Hampton Roads Bankshares Inc
Com
409321502
73350
42398583
SH
DFND
1
0
42398583
0
HD Supply Hldgs Inc
Com
40416M105
751309
26463848
SH
DFND
1
0
26463848
0
Masonite Intl Corp New
Com
575385109
78726
1399327
SH
DFND
1
0
1399327
0
Nielsen Holdings N V
Com
N63218106
116514
2406819
SH
DFND
1, 2
0
2406819
0
Nielsen Holdings N V
Com
N63218106
530786
10964390
SH
DFND
1
0
10964390
0
Niska Gas Storage Partners L
Unit Ltd Liabi
654678101
287642
18690199
SH
DFND
1
0
18690199
0
Pattern Energy Group Inc
Cl A
70338P100
217027
6554738
SH
DFND
1
0
6554738
0
RTI Intl Metals Inc
Com
74973W107
54021
2031615
SH
DFND
1
0
2031615
0
Sandridge Energy Inc
Com
80007P307
367302
51370888
SH
DFND
1
0
51370888
0
Superior Energy Svcs Inc
Com
868157108
33066
914934
SH
DFND
1
0
914934
0
USA Compression Partners LP
Comunit Ltdpar
90290N109
108588
4228495
SH
DFND
1
0
4228495
0
Weatherford International Lt
Reg Shs
H27013103
23000
1000000
SH
DFND
1
0
1000000
0
Wesco Aircraft Hldgs Inc
Com
950814103
465670
23330183
SH
DFND
1
0
23330183
0
YRC Worldwide Inc
Com Par .01
984249607
114777
4083122
SH
DFND
1
0
4083122
0