0001140361-13-033434.txt : 20130819
0001140361-13-033434.hdr.sgml : 20130819
20130819101634
ACCESSION NUMBER: 0001140361-13-033434
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130819
DATE AS OF CHANGE: 20130819
EFFECTIVENESS DATE: 20130819
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group L.P.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15025
FILM NUMBER: 131047201
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
13F-HR/A
1
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03-31-2013
03-31-2013
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1
RESTATEMENT
Carlyle Group L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W.
WASHINGTON
DC
20004
13F HOLDINGS REPORT
028-15025
Y
Explanatory Note 1: The Carlyle Group L.P. (the "Reporting Manager") does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities issued by Freescale Semiconductor Hldg, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities.
Explanatory Note 2: Please note with respect to the securities issued by Freescale Semiconductor Hldg, the correct number in Column 8 (Voting Authority) is 196,136,895. This number has been truncated below because Column 8 currently only allows for 8 digits.
Explanatory Note 3: The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities.
Daniel A. D'Aniello
Managing Director
202-729-5626
R. Rainey Hoffman as Attorney-in-Fact for Daniel A. D'Aniello
Washington
DC
08-19-2013
2
31
12738076
false
1
0001354120
028-12429
Carlyle Investment Management LLC
2
0001555793
028-15024
CIM Global, L.L.C.
INFORMATION TABLE
2
form13fInfoTable.xml
Allison Transmission Hldgs I
Com
01973R101
1809123
75348750
SH
DFND
1
0
75348750
0
Atlas Resource Partners LP
Com Unt Ltd Pr
04941A101
183265
7576047
SH
DFND
1
0
7576047
0
BankUnited Inc
Com
06652K103
209818
8189631
SH
DFND
1
0
8189631
0
Booz Allen Hamilton Hldg Cor
Cl A
099502106
1233921
91809598
SH
DFND
1
0
91809598
0
Boston Private Finl Hldgs In
Com
101119105
76629
7756022
SH
DFND
1
0
7756022
0
Central Pac Finl Corp
Com
154760409
148571
9463095
SH
DFND
1
0
9463095
0
China Recycling Energy Corp
Com
168913101
13339
12465938
SH
DFND
1, 2
0
12465938
0
Cobalt Intl Energy Inc
Com
19075F106
1407355
49906206
SH
DFND
1
0
49906206
0
Concord Med Svcs Hldgs Ltd
Sponsored ADR
206277105
37950
8724233
SH
DFND
1, 2
0
8724233
0
Enduro Rty Tr
Tr Unit
29269K100
317196
19800000
SH
DFND
1
0
19800000
0
F N B United Corp
Com
302519202
48120
4930313
SH
DFND
1
0
4930313
0
Fairpoint Communications Inc
Com
305560302
255
34202
SH
DFND
1
0
34202
0
Freescale Semiconductor Hldg
SHS Old
G3727Q101
2920478
196136895
SH
OTR
1, 2
0
99999999
0
Genesee & Wyo Inc
Cl A
371559105
557192
5984232
SH
DFND
1
0
5984232
0
Hampton Roads Bankshares Inc
Com
409321502
55542
42398583
SH
DFND
1
0
42398583
0
Hertz Global Holdings Inc
Com
42805T105
49171
2208961
SH
DFND
1, 2
0
2208961
0
Hertz Global Holdings Inc
Com
42805T105
403416
18122911
SH
DFND
1
0
18122911
0
Lear Corp
Com
521865204
18525
337618
SH
DFND
1
0
337618
0
Magnachip Semiconductor Corp
Com
55933J203
7058
407768
SH
DFND
1
0
407768
0
Nielsen Holdings N V
Com
N63218106
251333
7016557
SH
DFND
1, 2
0
7016557
0
Nielsen Holdings N V
Com
N63218106
1144961
31964301
SH
DFND
1
0
31964301
0
Niska Gas Storage Partners L
Unit Ltd Liabi
654678101
218860
16992245
SH
DFND
1
0
16992245
0
RTI Intl Metals Inc
Com
74973W107
64382
2031615
SH
DFND
1
0
2031615
0
Sandridge Energy Inc
Com
80007P307
270725
51370888
SH
DFND
1
0
51370888
0
SS&C Technologies Hldgs Inc
Com
78467J100
448795
14969799
SH
DFND
1
0
14969799
0
Superior Energy Svcs Inc
Com
868157108
23761
914934
SH
DFND
1
0
914934
0
Weatherford International Lt
Reg Shs
H27013103
12140
1000000
SH
DFND
1
0
1000000
0
Wesco Aircraft Hldgs Inc
Com
950814103
787228
53480184
SH
DFND
1
0
53480184
0
Willbros Group Inc
Com
969203108
9821
1000141
SH
DFND
1
0
1000141
0
YRC Worldwide Inc
Note 10.000% 3/3
984249AB8
6401
12459989
PRN
DFND
1
0
12459989
0
YRC Worldwide Inc
Com Par $.01
984249607
2745
363642
SH
DFND
1
0
363642
0