0001085146-12-000570.txt : 20120419
0001085146-12-000570.hdr.sgml : 20120419
20120418175348
ACCESSION NUMBER: 0001085146-12-000570
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120419
DATE AS OF CHANGE: 20120418
EFFECTIVENESS DATE: 20120419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lyons Wealth Management, LLC.
CENTRAL INDEX KEY: 0001526528
IRS NUMBER: 270427464
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14513
FILM NUMBER: 12766792
BUSINESS ADDRESS:
STREET 1: 807 W. MORSE BLVD. #105
CITY: WINTER PARK
STATE: FL
ZIP: 32789
BUSINESS PHONE: 407-951-8710
MAIL ADDRESS:
STREET 1: 807 W. MORSE BLVD. #105
CITY: WINTER PARK
STATE: FL
ZIP: 32789
13F-HR
1
lyons1q2012.txt
LYONS WEALTH MANAGEMENT, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lyons Wealth Management, LLC
Address: 807 W. Morse Blvd.
#105
Winter Park, FL 32789
13F File Number: 028-14513
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kerry Merrigan Falconer
Title: Managing Director
Phone: (407) 951 8710
Signature, Place, and Date of Signing:
/s/ Kerry Merrigan Falconer Winter Park, FL April 18, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 86
Form 13F Information Table Value Total: $760,614 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 468 7700 SH SOLE 0 0 7700
ALTRIA GROUP INC COM 02209S103 388 12540 SH SOLE 0 0 12540
AMERISOURCEBERGEN CORP COM 03073E105 244 6154 SH SOLE 0 0 6154
APPLE INC COM 037833100 10382 18308 SH SOLE 0 0 18308
APPLE INC COM 037833100 495 8000 SH CALL SOLE 0 0 8000
APPLE INC COM 037833100 324 33000 SH PUT SOLE 0 0 33000
ARENA PHARMACEUTICALS INC COM 040047102 130 42300 SH SOLE 0 0 42300
AT&T INC COM 00206R102 546 17571 SH SOLE 0 0 17571
AT&T INC COM 00206R102 4 1900 SH PUT SOLE 0 0 1900
AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 82 24050 SH SOLE 0 0 24050
BANK OF AMERICA CORPORATION COM 060505104 1 25000 SH PUT SOLE 0 0 25000
BANK OF AMERICA CORPORATION COM 060505104 767 80158 SH SOLE 0 0 80158
BANK OF AMERICA CORPORATION COM 060505104 21 10000 SH CALL SOLE 0 0 10000
BEST BUY INC COM 086516101 308 13000 SH SOLE 0 0 13000
BIOCRYST PHARMACEUTICALS COM 09058V103 62 13000 SH SOLE 0 0 13000
BP PLC SPONSORED ADR 055622104 362 8008 SH SOLE 0 0 8008
CANADIAN NATL RY CO COM 136375102 238 3000 SH SOLE 0 0 3000
CARDIUM THERAPEUTICS INC COM 141916106 7 25600 SH SOLE 0 0 25600
CHIMERA INVT CORP COM 16934Q109 72 26000 SH SOLE 0 0 26000
COACH INC COM 189754104 1 11500 SH PUT SOLE 0 0 11500
COACH INC COM 189754104 227 42000 SH CALL SOLE 0 0 42000
COCA COLA CO COM 191216100 227 3100 SH SOLE 0 0 3100
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 61 12000 SH PUT SOLE 0 0 12000
CONSOLIDATED EDISON INC COM 209115104 250 4274 SH SOLE 0 0 4274
CUBIC ENERGY INC COM 229675103 30 55000 SH SOLE 0 0 55000
DONNELLEY R R & SONS CO COM 257867101 175 14150 SH SOLE 0 0 14150
EMERSON ELEC CO COM 291011104 889 17100 SH SOLE 0 0 17100
ENSCO PLC SPONSORED ADR 29358Q109 3705 70000 SH SOLE 0 0 70000
EXELON CORP COM 30161N101 1845 46922 SH SOLE 0 0 46922
EXELON CORP COM 30161N101 0 2400 SH CALL SOLE 0 0 2400
EXELON CORP COM 30161N101 6 7200 SH PUT SOLE 0 0 7200
EXXON MOBIL CORP COM 30231G102 3640 41992 SH SOLE 0 0 41992
FREEPORT-MCMORAN COPPER & GO COM 35671D857 767 20200 SH SOLE 0 0 20200
GENERAL ELECTRIC CO COM 369604103 661 33015 SH SOLE 0 0 33015
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 244 5425 SH SOLE 0 0 5425
GRAMERCY CAP CORP COM 384871109 289 107879 SH SOLE 0 0 107879
HERCULES TECH GROWTH CAP INC COM 427096508 177 16000 SH SOLE 0 0 16000
INTEL CORP COM 458140100 259 9252 SH SOLE 0 0 9252
INTERNATIONAL BUSINESS MACHS COM 459200101 675 3230 SH SOLE 0 0 3230
ISHARES TR BARCLYS 1-3 YR 464287457 279 3316 SH SOLE 0 0 3316
ISHARES TR MSCI EMERG MKT 464287234 277 6440 SH SOLE 0 0 6440
ISHARES TR S&P 500 INDEX 464287200 240435 1702674 SH SOLE 0 0 1702674
ISHARES TR S&P MIDCAP 400 464287507 237105 2389724 SH SOLE 0 0 2389724
JOHNSON & JOHNSON COM 478160104 1628 24674 SH SOLE 0 0 24674
KIMBERLY CLARK CORP COM 494368103 281 3800 SH SOLE 0 0 3800
KRAFT FOODS INC CL A 50075N104 254 6705 SH SOLE 0 0 6705
LILLY ELI & CO COM 532457108 697 17307 SH SOLE 0 0 17307
LINN ENERGY LLC UNIT LTD LIAB 536020100 278 7300 SH SOLE 0 0 7300
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 914 58100 SH SOLE 0 0 58100
MEDTRONIC INC COM 585055106 333 8500 SH SOLE 0 0 8500
MEMC ELECTR MATLS INC COM 552715104 77 21241 SH SOLE 0 0 21241
MICROSOFT CORP COM 594918104 3170 98270 SH SOLE 0 0 98270
MORGAN STANLEY COM NEW 617446448 233 11780 SH SOLE 0 0 11780
NETAPP INC COM 64110D104 1297 28977 SH SOLE 0 0 28977
NEWCASTLE INVT CORP COM 65105M108 71 11300 SH SOLE 0 0 11300
NORTHSTAR RLTY FIN CORP COM 66704R100 66 12280 SH SOLE 0 0 12280
OCCIDENTAL PETE CORP DEL COM 674599105 1055 11075 SH SOLE 0 0 11075
PENN WEST PETE LTD NEW COM 707887105 293 15000 SH SOLE 0 0 15000
PFIZER INC COM 717081103 247 10994 SH SOLE 0 0 10994
PHILIP MORRIS INTL INC COM 718172109 272 3077 SH SOLE 0 0 3077
PIMCO INCOME STRATEGY FUND I COM 72201J104 742 73057 SH SOLE 0 0 73057
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 14 18000 SH PUT SOLE 0 0 18000
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 227 10505 SH SOLE 0 0 10505
PROCTER & GAMBLE CO COM 742718109 1665 24773 SH SOLE 0 0 24773
PROSHARES TR PSHS ULT MCAP400 74347R404 102227 1443117 SH SOLE 0 0 1443117
PROSHARES TR PSHS ULT S&P 500 74347R107 105138 1801499 SH SOLE 0 0 1801499
QUALCOMM INC COM 747525103 2447 35960 SH SOLE 0 0 35960
RAIT FINANCIAL TRUST COM NEW 749227609 168 33580 SH SOLE 0 0 33580
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 267 3800 SH SOLE 0 0 3800
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20 28000 SH PUT SOLE 0 0 28000
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 11 300 SH SOLE 0 0 300
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5 28000 SH PUT SOLE 0 0 28000
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 242 146000 SH CALL SOLE 0 0 146000
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 812 174900 SH PUT SOLE 0 0 174900
SPDR S&P 500 ETF TR TR UNIT 78462F103 56 400 SH SOLE 0 0 400
SPDR S&P 500 ETF TR TR UNIT 78462F103 551 94600 SH CALL SOLE 0 0 94600
SPDR S&P 500 ETF TR TR UNIT 78462F103 1343 333400 SH PUT SOLE 0 0 333400
SYNOVUS FINL CORP COM 87161C105 62 30000 SH SOLE 0 0 30000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 207 4600 SH SOLE 0 0 4600
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2 4600 SH CALL SOLE 0 0 4600
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2 9200 SH PUT SOLE 0 0 9200
UNITED PARCEL SERVICE INC CL B 911312106 24809 307765 SH SOLE 0 0 307765
UNITED PARCEL SERVICE INC CL B 911312106 1 60000 SH PUT SOLE 0 0 60000
UNITEDHEALTH GROUP INC COM 91324P102 213 3700 SH SOLE 0 0 3700
VERIZON COMMUNICATIONS INC COM 92343V104 711 18621 SH SOLE 0 0 18621
WASTE MGMT INC DEL COM 94106L109 381 10930 SH SOLE 0 0 10930