0001085146-12-000570.txt : 20120419 0001085146-12-000570.hdr.sgml : 20120419 20120418175348 ACCESSION NUMBER: 0001085146-12-000570 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120418 EFFECTIVENESS DATE: 20120419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lyons Wealth Management, LLC. CENTRAL INDEX KEY: 0001526528 IRS NUMBER: 270427464 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14513 FILM NUMBER: 12766792 BUSINESS ADDRESS: STREET 1: 807 W. MORSE BLVD. #105 CITY: WINTER PARK STATE: FL ZIP: 32789 BUSINESS PHONE: 407-951-8710 MAIL ADDRESS: STREET 1: 807 W. MORSE BLVD. #105 CITY: WINTER PARK STATE: FL ZIP: 32789 13F-HR 1 lyons1q2012.txt LYONS WEALTH MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lyons Wealth Management, LLC Address: 807 W. Morse Blvd. #105 Winter Park, FL 32789 13F File Number: 028-14513 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kerry Merrigan Falconer Title: Managing Director Phone: (407) 951 8710 Signature, Place, and Date of Signing: /s/ Kerry Merrigan Falconer Winter Park, FL April 18, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: $760,614 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 468 7700 SH SOLE 0 0 7700 ALTRIA GROUP INC COM 02209S103 388 12540 SH SOLE 0 0 12540 AMERISOURCEBERGEN CORP COM 03073E105 244 6154 SH SOLE 0 0 6154 APPLE INC COM 037833100 10382 18308 SH SOLE 0 0 18308 APPLE INC COM 037833100 495 8000 SH CALL SOLE 0 0 8000 APPLE INC COM 037833100 324 33000 SH PUT SOLE 0 0 33000 ARENA PHARMACEUTICALS INC COM 040047102 130 42300 SH SOLE 0 0 42300 AT&T INC COM 00206R102 546 17571 SH SOLE 0 0 17571 AT&T INC COM 00206R102 4 1900 SH PUT SOLE 0 0 1900 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 82 24050 SH SOLE 0 0 24050 BANK OF AMERICA CORPORATION COM 060505104 1 25000 SH PUT SOLE 0 0 25000 BANK OF AMERICA CORPORATION COM 060505104 767 80158 SH SOLE 0 0 80158 BANK OF AMERICA CORPORATION COM 060505104 21 10000 SH CALL SOLE 0 0 10000 BEST BUY INC COM 086516101 308 13000 SH SOLE 0 0 13000 BIOCRYST PHARMACEUTICALS COM 09058V103 62 13000 SH SOLE 0 0 13000 BP PLC SPONSORED ADR 055622104 362 8008 SH SOLE 0 0 8008 CANADIAN NATL RY CO COM 136375102 238 3000 SH SOLE 0 0 3000 CARDIUM THERAPEUTICS INC COM 141916106 7 25600 SH SOLE 0 0 25600 CHIMERA INVT CORP COM 16934Q109 72 26000 SH SOLE 0 0 26000 COACH INC COM 189754104 1 11500 SH PUT SOLE 0 0 11500 COACH INC COM 189754104 227 42000 SH CALL SOLE 0 0 42000 COCA COLA CO COM 191216100 227 3100 SH SOLE 0 0 3100 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 61 12000 SH PUT SOLE 0 0 12000 CONSOLIDATED EDISON INC COM 209115104 250 4274 SH SOLE 0 0 4274 CUBIC ENERGY INC COM 229675103 30 55000 SH SOLE 0 0 55000 DONNELLEY R R & SONS CO COM 257867101 175 14150 SH SOLE 0 0 14150 EMERSON ELEC CO COM 291011104 889 17100 SH SOLE 0 0 17100 ENSCO PLC SPONSORED ADR 29358Q109 3705 70000 SH SOLE 0 0 70000 EXELON CORP COM 30161N101 1845 46922 SH SOLE 0 0 46922 EXELON CORP COM 30161N101 0 2400 SH CALL SOLE 0 0 2400 EXELON CORP COM 30161N101 6 7200 SH PUT SOLE 0 0 7200 EXXON MOBIL CORP COM 30231G102 3640 41992 SH SOLE 0 0 41992 FREEPORT-MCMORAN COPPER & GO COM 35671D857 767 20200 SH SOLE 0 0 20200 GENERAL ELECTRIC CO COM 369604103 661 33015 SH SOLE 0 0 33015 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 244 5425 SH SOLE 0 0 5425 GRAMERCY CAP CORP COM 384871109 289 107879 SH SOLE 0 0 107879 HERCULES TECH GROWTH CAP INC COM 427096508 177 16000 SH SOLE 0 0 16000 INTEL CORP COM 458140100 259 9252 SH SOLE 0 0 9252 INTERNATIONAL BUSINESS MACHS COM 459200101 675 3230 SH SOLE 0 0 3230 ISHARES TR BARCLYS 1-3 YR 464287457 279 3316 SH SOLE 0 0 3316 ISHARES TR MSCI EMERG MKT 464287234 277 6440 SH SOLE 0 0 6440 ISHARES TR S&P 500 INDEX 464287200 240435 1702674 SH SOLE 0 0 1702674 ISHARES TR S&P MIDCAP 400 464287507 237105 2389724 SH SOLE 0 0 2389724 JOHNSON & JOHNSON COM 478160104 1628 24674 SH SOLE 0 0 24674 KIMBERLY CLARK CORP COM 494368103 281 3800 SH SOLE 0 0 3800 KRAFT FOODS INC CL A 50075N104 254 6705 SH SOLE 0 0 6705 LILLY ELI & CO COM 532457108 697 17307 SH SOLE 0 0 17307 LINN ENERGY LLC UNIT LTD LIAB 536020100 278 7300 SH SOLE 0 0 7300 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 914 58100 SH SOLE 0 0 58100 MEDTRONIC INC COM 585055106 333 8500 SH SOLE 0 0 8500 MEMC ELECTR MATLS INC COM 552715104 77 21241 SH SOLE 0 0 21241 MICROSOFT CORP COM 594918104 3170 98270 SH SOLE 0 0 98270 MORGAN STANLEY COM NEW 617446448 233 11780 SH SOLE 0 0 11780 NETAPP INC COM 64110D104 1297 28977 SH SOLE 0 0 28977 NEWCASTLE INVT CORP COM 65105M108 71 11300 SH SOLE 0 0 11300 NORTHSTAR RLTY FIN CORP COM 66704R100 66 12280 SH SOLE 0 0 12280 OCCIDENTAL PETE CORP DEL COM 674599105 1055 11075 SH SOLE 0 0 11075 PENN WEST PETE LTD NEW COM 707887105 293 15000 SH SOLE 0 0 15000 PFIZER INC COM 717081103 247 10994 SH SOLE 0 0 10994 PHILIP MORRIS INTL INC COM 718172109 272 3077 SH SOLE 0 0 3077 PIMCO INCOME STRATEGY FUND I COM 72201J104 742 73057 SH SOLE 0 0 73057 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 14 18000 SH PUT SOLE 0 0 18000 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 227 10505 SH SOLE 0 0 10505 PROCTER & GAMBLE CO COM 742718109 1665 24773 SH SOLE 0 0 24773 PROSHARES TR PSHS ULT MCAP400 74347R404 102227 1443117 SH SOLE 0 0 1443117 PROSHARES TR PSHS ULT S&P 500 74347R107 105138 1801499 SH SOLE 0 0 1801499 QUALCOMM INC COM 747525103 2447 35960 SH SOLE 0 0 35960 RAIT FINANCIAL TRUST COM NEW 749227609 168 33580 SH SOLE 0 0 33580 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 267 3800 SH SOLE 0 0 3800 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20 28000 SH PUT SOLE 0 0 28000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 11 300 SH SOLE 0 0 300 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5 28000 SH PUT SOLE 0 0 28000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 242 146000 SH CALL SOLE 0 0 146000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 812 174900 SH PUT SOLE 0 0 174900 SPDR S&P 500 ETF TR TR UNIT 78462F103 56 400 SH SOLE 0 0 400 SPDR S&P 500 ETF TR TR UNIT 78462F103 551 94600 SH CALL SOLE 0 0 94600 SPDR S&P 500 ETF TR TR UNIT 78462F103 1343 333400 SH PUT SOLE 0 0 333400 SYNOVUS FINL CORP COM 87161C105 62 30000 SH SOLE 0 0 30000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 207 4600 SH SOLE 0 0 4600 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2 4600 SH CALL SOLE 0 0 4600 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2 9200 SH PUT SOLE 0 0 9200 UNITED PARCEL SERVICE INC CL B 911312106 24809 307765 SH SOLE 0 0 307765 UNITED PARCEL SERVICE INC CL B 911312106 1 60000 SH PUT SOLE 0 0 60000 UNITEDHEALTH GROUP INC COM 91324P102 213 3700 SH SOLE 0 0 3700 VERIZON COMMUNICATIONS INC COM 92343V104 711 18621 SH SOLE 0 0 18621 WASTE MGMT INC DEL COM 94106L109 381 10930 SH SOLE 0 0 10930