0001526411-16-000019.txt : 20161103
0001526411-16-000019.hdr.sgml : 20161103
20161102173810
ACCESSION NUMBER: 0001526411-16-000019
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161102
EFFECTIVENESS DATE: 20161103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barrett Asset Management, LLC
CENTRAL INDEX KEY: 0001526411
IRS NUMBER: 274450823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14516
FILM NUMBER: 161969209
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-983-5080
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001526411
XXXXXXXX
09-30-2016
09-30-2016
Barrett Asset Management, LLC
90 PARK AVENUE
34TH FLOOR
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14516
N
Peter H. Shriver
CEO
212-983-5080
Peter H. Shriver
New York
NY
11-02-2016
0
334
1189263
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0
0
TEXAS INSTRS INC COM
COM
882508104
842
12000
SH
SOLE
0
0
12000
TIFFANY & CO NEW COM
COM
886547108
29
400
SH
SOLE
0
0
400
TIME WARNER INC COM NEW
COM
887317303
12967
162883
SH
SOLE
6000
0
156883
TRI CONTL CORP COM
COM
895436103
123
5746
SH
SOLE
0
0
5746
US BANCORP DEL COM NEW
COM
902973304
15707
366205
SH
SOLE
0
0
366205
UNDER ARMOUR INC CL A
CL A
904311107
8
200
SH
SOLE
0
0
200
UNILEVER N V N Y SHS NEW
COM
904784709
14
300
SH
SOLE
0
0
300
UNION PAC CORP COM
COM
907818108
507
5200
SH
SOLE
0
0
5200
UNITED PARCEL SERVICE INC CL B
CL B
911312106
12201
111563
SH
SOLE
3000
0
108563
UNITED TECHNOLOGIES CORP COM
COM
913017109
7036
69250
SH
SOLE
0
0
69250
VANGUARD SPECIALIZED PORTFOL D
ETF
921908844
67
800
SH
SOLE
0
0
800
VANGUARD BD INDEX FD INC SHORT
ETF
921937827
49
607
SH
SOLE
0
0
607
VANGUARD BD INDEX FD INC TOTAL
ETF
921937835
292
3474
SH
SOLE
0
0
3474
VANGUARD TAX MANAGED INTL FD F
ETF
921943858
6
150
SH
SOLE
0
0
150
VANGUARD INTL EQUITY INDEX F F
ETF
922042718
90
900
SH
SOLE
0
0
900
VANGUARD INTL EQUITY INDEX F T
ETF
922042742
125
2050
SH
SOLE
0
0
2050
VANGUARD INTL EQUITY INDEX F A
ETF
922042775
826
18180
SH
SOLE
0
0
18180
VANGUARD INTL EQUITY INDEX F F
ETF
922042858
177
4715
SH
SOLE
0
0
4715
VANGUARD INDEX FDS S&P 500
ETF
922908363
1023
5150
SH
SOLE
0
0
5150
VANGUARD INDEX FDS MCAP GR IDX
ETF
922908538
48
450
SH
SOLE
0
0
450
VANGUARD INDEX FDS REIT ETF
ETF
922908553
38
435
SH
SOLE
0
0
435
VANGUARD INDEX FDS SML CP GRW
ETF
922908595
40
300
SH
SOLE
0
0
300
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
58
450
SH
SOLE
0
0
450
VANGUARD INDEX FDS SMALL CP ET
ETF
922908751
13812
113048
SH
SOLE
0
0
113048
WAL-MART STORES INC COM
COM
931142103
3
40
SH
SOLE
0
0
40
WALGREENS BOOTS ALLIANCE INC C
COM
931427108
1148
14235
SH
SOLE
0
0
14235
WASHINGTON REAL ESTATE INVT SH
COM
939653101
16
500
SH
SOLE
0
0
500
WELLS FARGO & CO NEW COM
COM
949746101
704
15905
SH
SOLE
0
0
15905
WEYERHAEUSER CO COM
COM
962166104
74
2320
SH
SOLE
0
0
2320
WHOLE FOODS MKT INC COM
COM
966837106
40
1400
SH
SOLE
0
0
1400
WILLIAMS COS INC DEL COM
COM
969457100
108
3500
SH
SOLE
0
0
3500
YAHOO INC COM
COM
984332106
4
100
SH
SOLE
0
0
100
YUM BRANDS INC COM
COM
988498101
91
1000
SH
SOLE
0
0
1000
DUN & BRADSTREET CORP DEL
COM
26483E100
34
250
SH
SOLE
0
0
250
CDK GLOBAL INC COM
COM
12508E101
220
3830
SH
SOLE
0
0
3830
AMERISOURCEBERGEN CORP COM
COM
03073E105
9377
116085
SH
SOLE
0
0
116085
TARGET CORP COM
COM
87612E106
21
300
SH
SOLE
0
0
300
EDWARDS LIFESCIENCES CORP COM
COM
28176E108
27
220
SH
SOLE
0
0
220
AT&T INC COM
COM
00206R102
5871
144565
SH
SOLE
0
0
144565
ABBVIE INC COM
COM
00287Y109
22815
361737
SH
SOLE
18000
0
343737
ACADIA HEALTHCARE COMPANY IN C
COM
00404A109
5
91
SH
SOLE
0
0
91
ALIBABA GROUP HLDG LTD SPONSOR
ADR
01609W102
106
1000
SH
SOLE
1000
0
0
ALPHABET INC CAP STK CL C
CL C
02079K107
28623
36824
SH
SOLE
2351
0
34473
ALPHABET INC CAP STK CL A
CL A
02079K305
18236
22680
SH
SOLE
600
0
22080
ALTRIA GROUP INC COM
COM
02209S103
2162
34200
SH
SOLE
0
0
34200
AMERICAN TOWER CORP NEW COM
COM
03027x100
272
2400
SH
SOLE
0
0
2400
AMERIPRISE FINL INC COM
COM
03076C106
84
840
SH
SOLE
0
0
840
BARCLAYS BANK PLC ADR PFD SR 5
ADR PFD 5
06739H362
5
200
SH
SOLE
0
0
200
BIOGEN INC COM
COM
09062X103
33
104
SH
SOLE
0
0
104
BLACKROCK INC COM
COM
09247X101
24741
68259
SH
SOLE
800
0
67459
BLACKSTONE GROUP L P COM UNIT
COM
09253U108
13482
528093
SH
SOLE
8000
0
520093
BLACKROCK ENH CAP & INC FD
ETF
09256A109
11
775
SH
SOLE
0
0
775
BROADRIDGE FINL SOLUTIONS IN C
COM
11133T103
881
13000
SH
SOLE
0
0
13000
BROOKFIELD TOTAL RETURN FD I C
COM
11283U108
9
402
SH
SOLE
0
0
402
CENTENE CORP DEL COM
COM
15135B101
3655
54582
SH
SOLE
0
0
54582
CHARTER COMMUNICATIONS INC N C
CL A
16119P108
36
134
SH
SOLE
0
0
134
CHIMERA INVT CORP COM NEW
COM
16934Q208
144
9000
SH
SOLE
0
0
9000
CISCO SYS INC COM
COM
17275R102
20794
655547
SH
SOLE
0
0
655547
COMCAST CORP NEW CL A
CL A
20030N101
244
3676
SH
SOLE
0
0
3676
CONOCOPHILLIPS COM
COM
20825C104
3961
91123
SH
SOLE
0
0
91123
CONSTELLATION BRANDS INC CL A
CL A
21036P108
19
115
SH
SOLE
0
0
115
COSTCO WHSL CORP NEW COM
COM
22160K105
3658
23987
SH
SOLE
3000
0
20987
CROWN CASTLE INTL CORP NEW COM
COM
22822V101
141
1500
SH
SOLE
0
0
1500
DELL TECHNOLOGIES INC COM CL V
CL V
24703L103
102
2136
SH
SOLE
0
0
2136
DEUTSCHE MUN INCOME COM
ETF
25160C106
6
425
SH
SOLE
0
0
425
DEVON ENERGY CORP NEW COM
COM
25179M103
106
2400
SH
SOLE
0
0
2400
DOMINION RES INC VA NEW COM
COM
25746U109
717
9660
SH
SOLE
0
0
9660
DUKE ENERGY CORP NEW COM NEW
COM
26441c204
77
968
SH
SOLE
0
0
968
EOG RES INC COM
COM
26875P101
3303
34155
SH
SOLE
4000
0
30155
EQUITY RESIDENTIAL SH BEN INT
COM
29476L107
3661
56915
SH
SOLE
0
0
56915
EXPRESS SCRIPTS HLDG CO COM
COM
30219G108
145
2055
SH
SOLE
0
0
2055
EXXON MOBIL CORP COM
COM
30231G102
50135
574411
SH
SOLE
2000
0
572411
FACEBOOK INC CL A
CL A
30303M102
42888
334356
SH
SOLE
7000
0
327356
FEDEX CORP COM
COM
31428X106
17
100
SH
SOLE
0
0
100
FIREEYE INC COM
COM
31816Q101
1
100
SH
SOLE
0
0
100
FIRST REP BK SAN FRANCISCO C C
COM
33616C100
22026
285645
SH
SOLE
6000
0
279645
FORTIVE CORP COM
COM
34959J108
333
6550
SH
SOLE
2750
0
3800
FORTUNE BRANDS HOME & SEC
COM
34964C106
174
3000
SH
SOLE
0
0
3000
GLOBAL X FDS GLB X SUPERDIV
ETF
37950E549
19
900
SH
SOLE
0
0
900
HALYARD HEALTH INC COM
COM
40650V100
0
12
SH
SOLE
0
0
12
HANCOCK JOHN PREMUIM DIV FD CO
ETF
41013T105
74
4500
SH
SOLE
0
0
4500
IDEXX LABS INC COM
COM
45168D104
28
250
SH
SOLE
0
0
250
INCYTE CORP COM
COM
45337C102
5
50
SH
SOLE
0
0
50
INVESCO MUN TR COM
ETF
46131J103
104
7555
SH
SOLE
0
0
7555
ISHARES SILVER TRUST ISHARES
ETF
46428Q109
7
400
SH
SOLE
0
0
400
ISHARES TR CORE ST USDB ETF
ETF
46432F859
122
2410
SH
SOLE
0
0
2410
ISHARES TR IBNDS MAR20 ETF
ETF
46432FAK3
10
400
SH
SOLE
0
0
400
ISHARES INC CORE MSCI EMKT
ETF
46434G103
19
416
SH
SOLE
0
0
416
ISHARES TR HDG MSCI EAFE
ETF
46434V803
33
1338
SH
SOLE
0
0
1338
JPMORGAN CHASE & CO COM
COM
46625H100
24141
362536
SH
SOLE
2000
0
360536
KINDER MORGAN INC DEL COM
COM
49456B101
69
3000
SH
SOLE
0
0
3000
LGI HOMES INC COM
COM
50187T106
6
169
SH
SOLE
0
0
169
MSCI INC COM
CL A
55354G100
50
600
SH
SOLE
0
0
600
MCKESSON CORP COM
COM
58155Q103
133
800
SH
SOLE
0
0
800
MERCK & CO INC COM
COM
58933Y105
5852
93770
SH
SOLE
0
0
93770
METLIFE INC COM
COM
59156R108
0
10
SH
SOLE
0
0
10
MONSANTO CO NEW COM
COM
61166W101
2375
23242
SH
SOLE
18242
0
5000
MORGAN STANLEY EMER MKTS FD CO
ETF
61744G107
24
1644
SH
SOLE
0
0
1644
MORGAN STANLEY ASIA PAC FD I C
ETF
61744U106
19
1229
SH
SOLE
0
0
1229
NETFLIX INC COM
COM
64110L106
37
375
SH
SOLE
0
0
375
NEXTERA ENERGY INC COM
COM
65339f101
260
2125
SH
SOLE
0
0
2125
NOVARTIS A G SPONSORED ADR
ADR
66987V109
47
600
SH
SOLE
0
0
600
NUSTAR ENERGY LP UNIT COM
COM
67058H102
25
500
SH
SOLE
0
0
500
O REILLY AUTOMOTIVE INC NEW CO
COM
67103H107
48
170
SH
SOLE
0
0
170
ORACLE CORP COM
COM
68389X105
8787
223692
SH
SOLE
0
0
223692
PAYLOCITY HLDG CORP COM
COM
70438V106
9
195
SH
SOLE
0
0
195
PAYPAL HLDGS INC COM
COM
70450Y103
24784
604925
SH
SOLE
11500
0
593425
POWERSHARES QQQ TRUST UNIT SER
ETF
73935A104
34
286
SH
SOLE
0
0
286
POWERSHARES DB CMDTY IDX TRA U
ETF
73935S105
6
400
SH
SOLE
0
0
400
POWERSHARES ETF TRUST HI YLD E
ETF
73935X302
0
0
SH
SOLE
0
0
0
POWERSHARES ETF TRUST WNDRHLL
ETF
73935X500
142
36600
SH
SOLE
0
0
36600
POWERSHARES ETF TR II INSUR NA
ETF
73936T474
130
5000
SH
SOLE
0
0
5000
POWERSHARES ETF TR II PFD PORT
ETF
73936T565
80
5300
SH
SOLE
0
0
5300
POWERSHARES ETF TR II PWRSHS S
ETF
73937B654
39
1000
SH
SOLE
0
0
1000
PRAXAIR INC COM
COM
74005P104
36
300
SH
SOLE
0
0
300
PRICE T ROWE GROUP INC COM
COM
74144t108
47
700
SH
SOLE
0
0
700
PROSHARES TR ULT R/EST NEW
ETF
74347X625
8
65
SH
SOLE
0
0
65
PUBLIC STORAGE COM
COM
74460D109
145
650
SH
SOLE
0
0
650
SPDR S&P 500 ETF TR TR UNI
ETF
78462F103
3025
13983
SH
SOLE
0
0
13983
SPDR INDEX SHS FDS STOXX EUR 5
ETF
78463X103
6
200
SH
SOLE
0
0
200
SELECT SECTOR SPDR TR SBI INT-
ETF
81369Y605
281
14534
SH
SOLE
0
0
14534
SELECT SECTOR SPDR TR TECHNOLO
ETF
81369Y803
45
950
SH
SOLE
0
0
950
SELECT SECTOR SPDR TR RL EST S
COM
81369Y860
66
2021
SH
SOLE
0
0
2021
SELECT SECTOR SPDR TR SBI INT-
ETF
81369Y886
162
3300
SH
SOLE
0
0
3300
SPROUTS FMRS MKT INC COM
COM
85208M102
95
4600
SH
SOLE
0
0
4600
STARWOOD PPTY TR INC COM
COM
85571B105
86
3800
SH
SOLE
0
0
3800
SYNCHRONY FINL COM
COM
87165B103
74
2629
SH
SOLE
0
0
2629
TEGNA INC COM
COM
87901J105
5
222
SH
SOLE
0
0
222
TETRA TECH INC NEW COM
COM
88162G103
946
26665
SH
SOLE
0
0
26665
3M CO COM
COM
88579Y101
29905
169691
SH
SOLE
13000
0
156691
TREX CO INC COM
COM
89531P105
10
169
SH
SOLE
0
0
169
ULTA SALON COSMETCS & FRAG
COM
90384S303
40
169
SH
SOLE
0
0
169
UNITEDHEALTH GROUP INC COM
COM
91324P102
700
5000
SH
SOLE
0
0
5000
VANGUARD SCOTTSDALE FDS SHRT T
ETF
92206C409
44
550
SH
SOLE
0
0
550
VERIZON COMMUNICATIONS INC COM
COM
92343v104
14579
280466
SH
SOLE
0
0
280466
VERISK ANALYTICS INC COM
CL A
92345Y106
22132
272295
SH
SOLE
6000
0
266295
VISA INC COM CL A
CL A
92826C839
62151
751521
SH
SOLE
9000
0
742521
VODAFONE GROUP PLC NEW SPNSR A
ADR
92857w308
356
12229
SH
SOLE
0
0
12229
WABCO HLDGS INC COM
COM
92927K102
9
75
SH
SOLE
0
0
75
WEC ENERGY GROUP INC COM
COM
92939U106
54
894
SH
SOLE
0
0
894
WASTE MGMT INC DEL COM
COM
94106L109
19
300
SH
SOLE
0
0
300
WISDOMTREE TR EMG MKTS SMCAP
ETF
97717W281
38
900
SH
SOLE
0
0
900
WISDOMTREE TR EMER MKT HIGH FD
ETF
97717W315
19
500
SH
SOLE
0
0
500
WISDOMTREE TR SMLCAP EARN FD
ETF
97717W562
19
225
SH
SOLE
0
0
225
WORLD PT TERMS LP UNIT REP LTD
COM
98159G107
30
2000
SH
SOLE
0
0
2000
ZIMMER BIOMET HLDGS INC COM
COM
98956P102
26
200
SH
SOLE
0
0
200
ZOETIS INC CL A
CL A
98978V103
312
6000
SH
SOLE
6000
0
0
ALLERGAN PLC SHS
COM
G0177J108
23
100
SH
SOLE
0
0
100
AXIS CAPITAL HOLDINGS LTD SHS
COM
G0692U109
54
1000
SH
SOLE
0
0
1000
ACCENTURE PLC IRELAND SHS CLAS
CL A
g1151c101
26990
220922
SH
SOLE
3000
0
217922
HORIZON PHARMA PLC SHS
COM
G4617B105
89
4900
SH
SOLE
0
0
4900
JOHNSON CTLS INTL PLC SHS ADDE
PLC
G51502105
11947
256754
SH
SOLE
5849
0
250905
MEDTRONIC PLC SHS
COM
G5960L103
17
191
SH
SOLE
0
0
191
NIELSEN HLDGS PLC SHS EUR
COM
G6518L108
8194
152960
SH
SOLE
0
0
152960
XL GROUP LTD COM ADDED
COM
G98294104
44
1300
SH
SOLE
0
0
1300
CHUBB LIMITED COM
COM
H1467J104
15573
123943
SH
SOLE
48152
0
75791
CHECK POINT SOFTWARE TECH LT O
COM
M22465104
12
150
SH
SOLE
0
0
150
MOBILEYE N V AMSTELVEEN ORD SH
ORD
N51488117
11
264
SH
SOLE
0
0
264
MYLAN N V SHS EURO
COM
N59465109
0
10
SH
SOLE
0
0
10