0001525212-19-000004.txt : 20190814 0001525212-19-000004.hdr.sgml : 20190814 20190814080341 ACCESSION NUMBER: 0001525212-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 191022888 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001525212 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT USCA RIA LLC

1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056

13F HOLDINGS REPORT 028-14897 N Jack Repa 713-366-0515 Jaco Repa Houston TX 08-14-2019 0 428 919190 INFORMATION TABLE 2 usca1q2019.inftab.xml 3M COCOM88579Y1013971913SHSOLE 191300ABBOTT LABSCOM002824100152319047SHSOLE 1904700ABBVIE INCCOM00287Y1099485117692SHSOLE 11769200ACCENTURE PLC IRELANDSHS CLASS AG1151C101367620886SHSOLE 2088600ADOBE INCCOM00724F1019493560SHSOLE 356000AERCAP HOLDINGS NVSHSN0098510651711100SHSOLE 1110000AFLAC INCCOM00105510279915988SHSOLE 1598800AKAMAI TECHNOLOGIES INCCOM00971T1012373300SHSOLE 330000ALLEGHANY CORP DELCOM017175100355579SHSOLE 57900ALLERGAN PLCSHSG0177J10812208332SHSOLE 833200ALLSTATE CORPCOM0200021016176554SHSOLE 655400ALPHABET INCCAP STK CL A02079K30559445051SHSOLE 505100ALPHABET INCCAP STK CL C02079K10798428388SHSOLE 838800ALPS ETF TRALERIAN MLP00162Q8661178117452SHSOLE 11745200ALPS ETF TRSPROTT GL MINE00162Q64371837915SHSOLE 3791500ALTICE USA INCCL A02156K103147168495SHSOLE 6849500ALTRIA GROUP INCCOM02209S1037435129466SHSOLE 12946600AMAZON COM INCCOM02313510684444742SHSOLE 474200AMERICAN ELEC PWR CO INCCOM025537101191422851SHSOLE 2285100AMERICAN EXPRESS COCOM0258161093172899SHSOLE 289900AMERICAN INTL GROUP INCCOM NEW0268747843848927SHSOLE 892700AMERICAN WTR WKS CO INC NEWCOM0304201033503352SHSOLE 335200AMERIPRISE FINL INCCOM03076C106285522290SHSOLE 2229000AMERISOURCEBERGEN CORPCOM03073E105254331978SHSOLE 3197800AMGEN INCCOM031162100424422338SHSOLE 2233800APACHE CORPCOM0374111053048783SHSOLE 878300APOLLO GLOBAL MGMT LLCCL A SHS037612306110539108SHSOLE 3910800APPLE INCCOM0378331001206463511SHSOLE 6351100APPLIED MATLS INCCOM038222105278670243SHSOLE 7024300ARCHER DANIELS MIDLAND COCOM0394831027267168488SHSOLE 16848800ASML HOLDING N VN Y REGISTRY SHSN070592102021077SHSOLE 107700AT&T INCCOM00206R10214777471196SHSOLE 47119600AVALONBAY CMNTYS INCCOM0534841014142060SHSOLE 206000BADGER METER INCCOM0565251083626503SHSOLE 650300BAKER HUGHES A GE COCL A05722G1002037307SHSOLE 730700BANK AMER CORPCOM0605051044268154678SHSOLE 15467800BAXTER 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3729700DWS MUN INCOME TR NEWCOM2333681091158105075SHSOLE 10507500EASTGROUP PPTY INCCOM2772761013353000SHSOLE 300000EASTMAN CHEMICAL COCOM277432100264834900SHSOLE 3490000EATON CORP PLCSHSG29183103673783629SHSOLE 8362900EATON VANCE MUN INCOME 2028SHS27829U1052115104902SHSOLE 10490200EBAY INCCOM2786421032807539SHSOLE 753900EMERSON ELEC COCOM291011104409659829SHSOLE 5982900ENBRIDGE INCCOM29250N10546112713SHSOLE 1271300ENERGOUS CORPCOM29272C1031198188900SHSOLE 18890000ENERGY TRANSFER LPCOM UT LTD PTN29273V100127082606SHSOLE 8260600ENTERPRISE PRODS PARTNERS LCOM29379210715683538952SHSOLE 53895200ENVIVA PARTNERS LPCOM UNIT29414J107214266410SHSOLE 6641000EOG RES INCCOM26875P101346936442SHSOLE 3644200EQM MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B100140830505SHSOLE 3050500EQT CORPCOM26884L10939719157SHSOLE 1915700EROS INTL PLCSHS NEWG3788M11477184350SHSOLE 8435000ETF MANAGERS TRETFMG ALTR HRVST26924G50895926370SHSOLE 2637000ETF MANAGERS TRPRIME CYBR SCRTY26924G201296574110SHSOLE 7411000ETF MANAGERS TRPRIME MOBILE PAY26924G409131330559SHSOLE 3055900EVERSOURCE ENERGYCOM30040W108335347253SHSOLE 4725300EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN30150588943013074SHSOLE 1307400EXELON CORPCOM30161N101173034507SHSOLE 3450700EXTRA SPACE STORAGE INCCOM30225T1026336207SHSOLE 620700EXXON MOBIL CORPCOM30231G1029530117941SHSOLE 11794100FACEBOOK INCCL A30303M102182610956SHSOLE 1095600FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R30349113438SHSOLE 1343800FIDELITY NATL INFORMATION SVCOM31620M1064694143SHSOLE 414300FIREEYE INCCOM31816Q101134980325SHSOLE 8032500FIRST TR EXCH TRD ALPHA FD IDEV MRK EX US33737J17482115107SHSOLE 1510700FIRST TR EXCHANG TRADED FD IMANAGD MUN ETF33739N108143826706SHSOLE 2670600FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1922754779SHSOLE 477900FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E302325523433SHSOLE 2343300FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q408562793808SHSOLE 9380800FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D408102521452SHSOLE 2145200FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R11847212323SHSOLE 1232300FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D101149360362SHSOLE 6036200FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D309182838817SHSOLE 3881700FIRST TR EXCNGE TRD ALPHADEXSML CP GRW ALP33737M30062913637SHSOLE 1363700FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K108123418425SHSOLE 1842500FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10160311699SHSOLE 1169900FIRST TR LRGE CP CORE ALPHACOM SHS33734K1093435761SHSOLE 576100FIRST TR MID CAP CORE ALPHADCOM SHS33735B1084336457SHSOLE 645700FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109142523103SHSOLE 2310300FLEX LTDORDY2573F10213413405SHSOLE 1340500FLEXSHARES TRQUALT DIVD IDX33939L86071816017SHSOLE 1601700FORD MTR CO DELCOM3453708602111240401SHSOLE 24040100FORTUNE BRANDS HOME & SEC INCOM34964C1064068533SHSOLE 853300FRANCO NEVADA CORPCOM351858105161421500SHSOLE 2150000GABELLI HLTHCARE & WELLNESSSHS36246K10324423254SHSOLE 2325400GENERAL ELECTRIC COCOM36960410375075033SHSOLE 7503300GENERAL MLS INCCOM37033410410332199647SHSOLE 19964700GENERAL MTRS COCOM37045V1008382225927SHSOLE 22592700GENUINE PARTS COCOM372460105267123845SHSOLE 2384500GILEAD SCIENCES INCCOM3755581039743149862SHSOLE 14986200GLAXOSMITHKLINE PLCSPONSORED ADR37733W105306173237SHSOLE 7323700GLOBAL X FDSNASDAQ 100 COVER37954Y48333914929SHSOLE 1492900GOLDMAN SACHS ETF TRACTIVEBETA EUR3814303052197497SHSOLE 749700GOLDMAN SACHS ETF TREQUITY ETF3814305035229187SHSOLE 918700GOLDMAN SACHS GROUP INCCOM38141G1045352786SHSOLE 278600GRAHAM HLDGS COCOM384637104205300SHSOLE 30000GRAN TIERRA ENERGY INCCOM38500T1011586698500SHSOLE 69850000GREENLIGHT CAPITAL RE LTDCLASS AG4095J10920618950SHSOLE 1895000GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F10124712592SHSOLE 1259200GUGGENHEIM TAXABLE MUN MNGDCOM4016641072589114400SHSOLE 11440000GW PHARMACEUTICALS PLCADS36197T1033031800SHSOLE 180000HALLIBURTON COCOM406216101238481363SHSOLE 8136300HARRIS CORP DELCOM4138751053892433SHSOLE 243300HCA HEALTHCARE INCCOM40412C1017235545SHSOLE 554500HI CRUSH INCCOM4283371096915500SHSOLE 1550000HIGHLAND FDS IHI LD IBOXX SRLN43010177491952198SHSOLE 5219800HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310731011478SHSOLE 1147800HOME DEPOT INCCOM437076102437922818SHSOLE 2281800HONEYWELL INTL INCCOM438516106289018186SHSOLE 1818600HORMEL FOODS CORPCOM440452100328873463SHSOLE 7346300HUDBAY MINERALS INCCOM44362810237752837SHSOLE 5283700INTEL CORPCOM4581401007995148874SHSOLE 14887400INTERNATIONAL BANCSHARES CORCOM4590441033799965SHSOLE 996500INTERNATIONAL BUSINESS MACHSCOM459200101785455663SHSOLE 5566300INTERPUBLIC GROUP COS INCCOM4606901002678127479SHSOLE 12747900INTL PAPER COCOM460146103153533176SHSOLE 3317600INTUITIVE SURGICAL INCCOM NEW46120E602417731SHSOLE 73100INVESCO ADVANTAGE MUNICIPALSH BEN INT46132E10321019500SHSOLE 1950000INVESCO EXCHANGE TRADED FD TS&P500 EQL HLT46137V3322981508SHSOLE 150800INVESCO EXCHNG TRADED FD TRTAXABLE MUN BD46138G80540413272SHSOLE 1327200INVESCO LTDSHSG491BT1085283273601SHSOLE 27360100INVESCO QQQ TRUNIT SER 146090E103578432195SHSOLE 3219500ISHARES GOLD TRUSTISHARES46428510533326900SHSOLE 2690000ISHARES INCCORE MSCI EMKT46434G1034789245SHSOLE 924500ISHARES TR1 3 YR TREAS BD4642874572342781SHSOLE 278100ISHARES TR20 YR TR BD ETF464287432420633269SHSOLE 3326900ISHARES TRBARCLAYS 7 10 YR464287440289327118SHSOLE 2711800ISHARES TRCORE S&P MCP ETF4642875072661407SHSOLE 140700ISHARES TRCORE S&P SCP ETF4642878042162798SHSOLE 279800ISHARES TRCORE S&P500 ETF46428720018496496SHSOLE 649600ISHARES TRCORE US AGGBD ET46428722616564151869SHSOLE 15186900ISHARES TREAFE VALUE ETF46428887794919410SHSOLE 1941000ISHARES TRGLB INFRASTR ETF4642883722034536SHSOLE 453600ISHARES TRGLOBAL TECH ETF4642872913121822SHSOLE 182200ISHARES TRIBOXX HI YD ETF464288513498657659SHSOLE 5765900ISHARES TRIBOXX INV CP ETF464287242617551866SHSOLE 5186600ISHARES TRMSCI ACWI ETF4642882576859500SHSOLE 950000ISHARES TRMSCI EAFE ETF4642874659517146726SHSOLE 14672600ISHARES TRMSCI EMG MKT ETF464287234358283447SHSOLE 8344700ISHARES TRMSCI INDIA ETF46429B59840711547SHSOLE 1154700ISHARES TRNASDAQ BIOTECH4642875562181950SHSOLE 195000ISHARES TRNATIONAL MUN ETF464288414148013315SHSOLE 1331500ISHARES TRRUS 1000 GRW ETF464287614251116592SHSOLE 1659200ISHARES TRRUS 1000 VAL ETF464287598299124217SHSOLE 2421700ISHARES TRRUS MID CAP ETF4642874994017424SHSOLE 742400ISHARES TRRUSSELL 2000 ETF464287655335021882SHSOLE 2188200ISHARES TRS&P MC 400GR ETF464287606503922999SHSOLE 2299900ISHARES TRS&P MC 400VL ETF464287705168410727SHSOLE 1072700ISHARES TRS&P SML 600 GWT46428788714338029SHSOLE 802900ISHARES TRSELECT DIVID ETF4642871684434513SHSOLE 451300ISHARES TRSH TR CRPORT ETF46428864662311804SHSOLE 1180400ISHARES TRSHRT NAT MUN ETF4642881583713500SHSOLE 350000ISHARES TRSP SMCP600VL ETF464287879200513587SHSOLE 1358700ISHARES TRUS AER DEF ETF46428876011725874SHSOLE 587400ISHARES TRUS HLTHCARE ETF464287762233312042SHSOLE 1204200ISHARES TRUS HLTHCR PR 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PLCSHS CL CG5480U12027511358SHSOLE 1135800LILIS ENERGY INCCOM NEW5324032018875538SHSOLE 7553800LILLY ELI & COCOM5324571082271753SHSOLE 175300LITTELFUSE INCCOM53700810415338402SHSOLE 840200LOCKHEED MARTIN CORPCOM539830109240801SHSOLE 80100LOEWS CORPCOM5404241083326919SHSOLE 691900LOWES COS INCCOM5486611076515945SHSOLE 594500LYONDELLBASELL INDUSTRIES NSHS - A -N53745100268131891SHSOLE 3189100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106116619240SHSOLE 1924000MAIN STREET CAPITAL CORPCOM56035L10410375278893SHSOLE 27889300MAINSTAY MACKAY DEFINDTRM MUCOM56064K100194195503SHSOLE 9550300MARATHON PETE CORPCOM56585A10266211068SHSOLE 1106800MASTERCARD INCCL A57636Q104521522150SHSOLE 2215000MCDONALDS CORPCOM580135101376519825SHSOLE 1982500MEDTRONIC PLCSHSG5960L103321235269SHSOLE 3526900MERCK & CO INCCOM58933Y105387846625SHSOLE 4662500METLIFE INCCOM59156R1087116167154SHSOLE 16715400MGM GROWTH PPTYS LLCCL A COM55303A1052507759SHSOLE 775900MICRON TECHNOLOGY INCCOM59511210355013300SHSOLE 1330000MICROSOFT CORPCOM59491810416519140061SHSOLE 14006100MONDELEZ INTL INCCL A60920710564612942SHSOLE 1294200MOODYS CORPCOM6153691053041678SHSOLE 167800MOSAIC CO NEWCOM61945C10343015738SHSOLE 1573800NATIONAL BEVERAGE CORPCOM6350171064798300SHSOLE 830000NETFLIX INCCOM64110L1067512107SHSOLE 210700NEW GOLD INC CDACOM644535106910051SHSOLE 1005100NEW RESIDENTIAL INVT CORPCOM NEW64828T20130818238SHSOLE 1823800NEXTERA ENERGY INCCOM65339F101321016603SHSOLE 1660300NIKE INCCL B6541061034865772SHSOLE 577200NOBLE CORP PLCSHS USDG654311014014000SHSOLE 1400000NOKIA CORPSPONSORED ADR65490220418933010SHSOLE 3301000NORFOLK SOUTHERN CORPCOM6558441086083252SHSOLE 325200NORTHROP GRUMMAN CORPCOM666807102303711265SHSOLE 1126500NORTHWEST NAT HLDG COCOM66765N1053946000SHSOLE 600000NOVARTIS A GSPONSORED ADR66987V109638466403SHSOLE 6640300NOVO-NORDISK A SADR6701002054298202SHSOLE 820200NUTRIEN LTDCOM67077M108121122960SHSOLE 2296000NUVEEN AMT FREE QLTY MUN INCCOM67065710579459439SHSOLE 5943900NUVEEN INT DUR QUAL MUN TRMCOM670677103105480554SHSOLE 8055400NUVEEN INTER DURATION MN TMFCOM6706711061607122193SHSOLE 12219300NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X10120313500SHSOLE 1350000NUVEEN PFD & INCM SECURTIESCOM67072C1059310325SHSOLE 1032500NUVEEN TAXABLE MUNICPL INCMCOM67074C10377537744SHSOLE 3774400NUVEEN TEXAS QLTY MUN INCMECOM67098310591268300SHSOLE 6830000NVIDIA CORPCOM67066G1044442473SHSOLE 247300OAKTREE CAP GROUP LLCUNIT CL A674001201111922543SHSOLE 2254300OASIS PETE INC NEWCOM6742151086210298SHSOLE 1029800OCCIDENTAL PETE CORPCOM6745991052003028SHSOLE 302800OHA INVT CORPCOM67091U1022016526SHSOLE 1652600OMEGA HEALTHCARE INVS INCCOM681936100201052675SHSOLE 5267500ONE LIBERTY PPTYS INCCOM6824061032438372SHSOLE 837200ONEOK INC NEWCOM6826801035407738SHSOLE 773800ORACLE CORPCOM68389X105162830309SHSOLE 3030900PACCAR INCCOM693718108109116010SHSOLE 1601000PACER FDS TRBNCHMRK INFRA69374H7412458704SHSOLE 870400PACKAGING CORP AMERCOM695156109487549055SHSOLE 4905500PARKER HANNIFIN CORPCOM701094104282416453SHSOLE 1645300PARSLEY ENERGY INCCL A70187710226013450SHSOLE 1345000PAYCHEX INCCOM704326107159719907SHSOLE 1990700PAYPAL HLDGS INCCOM70450Y103319030717SHSOLE 3071700PEOPLES UTD FINL INCCOM7127041052269138034SHSOLE 13803400PEPSICO INCCOM713448108336027417SHSOLE 2741700PFIZER INCCOM71708110315244358943SHSOLE 35894300PHILIP MORRIS INTL INCCOM718172109799090393SHSOLE 9039300PHILLIPS 66COM718546104617364862SHSOLE 6486200PIMCO ETF TRENHAN SHRT MA AC72201R8333893833SHSOLE 383300PIONEER NAT RES COCOM7237871073902559SHSOLE 255900PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105198681021SHSOLE 8102100PPL CORPCOM69351T1063405107279SHSOLE 10727900PROCTER AND GAMBLE COCOM742718109689066219SHSOLE 6621900PROLOGIS INCCOM74340W1032904035SHSOLE 403500PROSHARES TRINVT INT RT HG74347B6073094165SHSOLE 416500PROSPECT CAPITAL CORPORATIONNOTE 4.950% 7/174348TAR32525000SHSOLE 2500000PROSPERITY BANCSHARES INCCOM7436061056229000SHSOLE 900000PRUDENTIAL FINL INCCOM744320102715377849SHSOLE 7784900PUBLIC STORAGECOM74460D1095872697SHSOLE 269700PUBLIC SVC ENTERPRISE GRP INCOM74457310660010102SHSOLE 1010200QUALCOMM INCCOM74752510310086176855SHSOLE 17685500RANGE RES CORPCOM75281A10932829162SHSOLE 2916200RAYTHEON COCOM NEW755111507361819871SHSOLE 1987100ROPER TECHNOLOGIES INCCOM7766961063521029SHSOLE 102900ROSEHILL RES INCCL A77738510519858367SHSOLE 5836700ROYAL DUTCH SHELL PLCSPON ADR B7802591073635674SHSOLE 567400ROYAL DUTCH SHELL PLCSPONS ADR A780259206411865801SHSOLE 6580100RYANAIR HLDGS PLCSPONSORED ADS783513203171522889SHSOLE 2288900SABINE ROYALTY TRUNIT BEN INT78568810273115700SHSOLE 1570000SALESFORCE COM INCCOM79466L302297518782SHSOLE 1878200SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10516818235SHSOLE 1823500SANOFISPONSORED ADR80105N10567215165SHSOLE 1516500SCHLUMBERGER LTDCOM806857108114226209SHSOLE 2620900SELECT SECTOR SPDR TRENERGY81369Y50685812980SHSOLE 1298000SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407405235593SHSOLE 3559300SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083005352SHSOLE 535200SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094084445SHSOLE 444500SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052389264SHSOLE 926400SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886138023716SHSOLE 2371600SELECT SECTOR SPDR TRTECHNOLOGY81369Y80383211237SHSOLE 1123700SIMON PPTY GROUP INC NEWCOM8288061097934351SHSOLE 435100SKYWORKS SOLUTIONS INCCOM83088M102218826530SHSOLE 2653000SMITH A O CORPCOM831865209364068259SHSOLE 6825900SNAP ON INCCOM833034101300219181SHSOLE 1918100SONOS INCCOM83570H1081160112720SHSOLE 11272000SOUTHERN COCOM842587107197038127SHSOLE 3812700SOUTHWEST AIRLS COCOM844741108425581975SHSOLE 8197500SPDR DOW JONES INDL AVRG ETFUT SER 178467X10911004245SHSOLE 424500SPDR GOLD TRUSTGOLD SHS78463V107383531432SHSOLE 3143200SPDR S&P 500 ETF TRTR UNIT78462F103914532374SHSOLE 3237400SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107380211007SHSOLE 1100700SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A3592094000SHSOLE 400000SPDR SERIES TRUSTBLOMBRG BRC MRTG78464A3832298880SHSOLE 888000SPDR SERIES TRUSTPRTFLO S&P500 GW78464A4093767101231SHSOLE 10123100SPDR SERIES TRUSTPRTFLO S&P500 VL78464A50888029073SHSOLE 2907300SPDR SERIES TRUSTS&P BIOTECH78464A8704975490SHSOLE 549000SPDR SERIES TRUSTS&P DIVID ETF78464A7639359401SHSOLE 940100SPOTIFY TECHNOLOGY S ASHSL8681T1023522537SHSOLE 253700SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10128522950SHSOLE 2295000SPROTT PHYSICAL GOLD TRUSTUNIT85207H10424223165SHSOLE 2316500SPROTT PHYSICAL SILVER TRTR UNIT85207K10717331266SHSOLE 3126600SQUARE INCCL A852234103114915330SHSOLE 1533000SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V608113824703SHSOLE 2470300STARBUCKS CORPCOM855244109216229084SHSOLE 2908400STRYKER CORPCOM8636671017003544SHSOLE 354400SUMMIT MIDSTREAM PARTNERS LPCOM UNIT LTD86614210264766453SHSOLE 6645300SUN CMNTYS INCCOM866674104123010377SHSOLE 1037700SUNTRUST BKS INCCOM867914103357860392SHSOLE 6039200TARGET CORPCOM87612E106671983715SHSOLE 8371500TELEDYNE TECHNOLOGIES INCCOM8793601053441450SHSOLE 145000TELLURIAN INC NEWCOM87968A10475467340SHSOLE 6734000TEXAS INSTRS INCCOM8825081049428881SHSOLE 888100THERMO FISHER SCIENTIFIC INCCOM88355610211754291SHSOLE 429100TORCHLIGHT ENERGY RES INCCOM89102U103351213786SHSOLE 21378600TORTOISE ACQUISITION CORPUNIT 03/04/202489154L20932632585SHSOLE 3258500TORTOISE ESSENTIAL ASSETS INCOM SH BEN INT89148A10380040000SHSOLE 4000000TRAVELERS COMPANIES INCCOM89417E109507136975SHSOLE 3697500TWILIO INCCL A90138F102138010680SHSOLE 1068000TWITTER INCCOM90184L10297729700SHSOLE 2970000U S SILICA HLDGS INCCOM90346E10317910300SHSOLE 1030000UGI CORP NEWCOM902681105231041690SHSOLE 4169000UNION PACIFIC CORPCOM90781810810086028SHSOLE 602800UNITED CONTL HLDGS INCCOM9100471092312900SHSOLE 290000UNITED PARCEL SERVICE INCCL B911312106884079117SHSOLE 7911700UNITED TECHNOLOGIES CORPCOM913017109564343783SHSOLE 4378300UNITEDHEALTH GROUP INCCOM91324P10215956450SHSOLE 645000UNIVERSAL DISPLAY CORPCOM91347P10512458144SHSOLE 814400USD PARTNERS LPCOM UT REP LTD90331810328126000SHSOLE 2600000VALE S ASPONSORED ADS91912E10536127618SHSOLE 2761800VANECK VECTORS ETF TRAGRIBUSINESS ETF92189F7002473960SHSOLE 396000VANECK VECTORS ETF TRAMT FREE SHORT M92189F52824614000SHSOLE 1400000VANECK VECTORS ETF TRCEF MUN INCOME E92189F46086933305SHSOLE 3330500VANECK VECTORS ETF TRGOLD MINERS ETF92189F1064835215638SHSOLE 21563800VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH9219328693712738SHSOLE 273800VANGUARD ADMIRAL FDS INCMIDCP 400 VAL9219328443322772SHSOLE 277200VANGUARD INDEX FDSGROWTH ETF922908736380724341SHSOLE 2434100VANGUARD INDEX FDSREAL ESTATE ETF9229085534044653SHSOLE 465300VANGUARD INDEX FDSSML CP GRW ETF9229085952181211SHSOLE 121100VANGUARD INDEX FDSTOTAL STK MKT922908769343623744SHSOLE 2374400VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427752615203SHSOLE 520300VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874128123886SHSOLE 2388600VANGUARD MUN BD FD INCTAX EXEMPT BD9229077465312101853SHSOLE 10185300VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706537517SHSOLE 751700VEDANTA LTDSPONSORED ADR92242Y10013212465SHSOLE 1246500VEEVA SYS INCCL A COM92247510812139560SHSOLE 956000VERIZON COMMUNICATIONS INCCOM92343V104415870315SHSOLE 7031500VIRTUS GLOBAL MULTI-SEC INCCOM92829B1011712139725SHSOLE 13972500VISA INCCOM CL A92826C839674943211SHSOLE 4321100WALGREENS BOOTS ALLIANCE INCCOM931427108419766339SHSOLE 6633900WALMART INCCOM931142103840886208SHSOLE 8620800WASTE CONNECTIONS INCCOM94106B1017258183SHSOLE 818300WATTS WATER TECHNOLOGIES INCCL A9427491022593200SHSOLE 320000WELLS FARGO CO NEWCOM9497461018305171866SHSOLE 17186600WESTERN ASSET INVT GRADE DEFCOM95790A1013345166817SHSOLE 16681700WESTERN ASSET MUN DEF OPP TRCOM95768A10986041121SHSOLE 4112100WESTERN AST INFL LKD OPP & ICOM95766R1041225114166SHSOLE 11416600WESTERN MIDSTREAM PARTNERS LCOM UNIT LP INT9586691032708617SHSOLE 861700WEYERHAEUSER COCOM962166104109041377SHSOLE 4137700WHEATON PRECIOUS METALS CORPCOM96287910253822578SHSOLE 2257800WILLIAMS COS INC DELCOM969457100247086015SHSOLE 8601500WISDOMTREE TRUS QTLY DIV GRT97717X66958013465SHSOLE 1346500WORLDPAY INCCL A9815581092001758SHSOLE 175800WYNDHAM HOTELS & RESORTS INCCOM98311A1053316620SHSOLE 662000XYLEM INCCOM98419M1006328001SHSOLE 800100ZOETIS INCCL A98978V1036706651SHSOLE 665100