0001525212-19-000001.txt : 20190212 0001525212-19-000001.hdr.sgml : 20190212 20190211195704 ACCESSION NUMBER: 0001525212-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 19587224 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001525212 XXXXXXXX 12-31-2018 12-31-2018 USCA RIA LLC

1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056

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ETF464287242654458005SHSOLE 5800500ISHARES TRMSCI ACWI ETF46428825770210940SHSOLE 1094000ISHARES TRMSCI EAFE ETF464287465497684650SHSOLE 8465000ISHARES TRMSCI EMG MKT ETF464287234256865735SHSOLE 6573500ISHARES TRMSCI INDIA ETF46429B5983269775SHSOLE 977500ISHARES TRNASDAQ BIOTECH4642875562462550SHSOLE 255000ISHARES TRNATIONAL MUN ETF464288414164015039SHSOLE 1503900ISHARES TRRUS 1000 GRW ETF464287614342026126SHSOLE 2612600ISHARES TRRUS 1000 VAL ETF4642875982832547SHSOLE 254700ISHARES TRRUS MID CAP ETF4642874993457424SHSOLE 742400ISHARES TRRUSSELL 2000 ETF464287655324624242SHSOLE 2424200ISHARES TRS&P MC 400GR ETF464287606316516549SHSOLE 1654900ISHARES TRS&P MC 400VL ETF4642877052601880SHSOLE 188000ISHARES TRSELECT DIVID ETF4642871684034513SHSOLE 451300ISHARES TRSH TR CRPORT ETF46428864661011804SHSOLE 1180400ISHARES TRSP SMCP600VL ETF4642878793812891SHSOLE 289100ISHARES TRUS AER DEF ETF4642887609445463SHSOLE 546300ISHARES TRUS HLTHCARE ETF464287762241513355SHSOLE 1335500ISHARES TRUS HLTHCR 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TRMCOM67067710397478854SHSOLE 7885400NUVEEN INTER DURATION MN TMFCOM6706711061331107493SHSOLE 10749300NUVEEN PFD & INCM SECURTIESCOM67072C10512715325SHSOLE 1532500NUVEEN TAXABLE MUNICPL INCMCOM67074C10365433794SHSOLE 3379400NUVEEN TEXAS QLTY MUN INCMECOM67098310577062130SHSOLE 6213000OAKTREE CAP GROUP LLCUNIT CL A674001201131433049SHSOLE 3304900OASIS PETE INC NEWCOM6742151085710298SHSOLE 1029800OCCIDENTAL PETE CORP DELCOM67459910566410818SHSOLE 1081800OCH ZIFF CAP MGMT GROUPCL A67551U105910000SHSOLE 1000000OHA INVT CORPCOM67091U1021716526SHSOLE 1652600OMEGA HEALTHCARE INVS INCCOM681936100166247285SHSOLE 4728500ONE LIBERTY PPTYS INCCOM6824061032038372SHSOLE 837200ONEOK INC NEWCOM6826801032945445SHSOLE 544500ORACLE CORPCOM68389X105140131027SHSOLE 3102700PACCAR INCCOM693718108107418802SHSOLE 1880200PACKAGING CORP AMERCOM695156109393747174SHSOLE 4717400PARSLEY ENERGY INCCL A70187710220512850SHSOLE 1285000PAYCHEX INCCOM704326107247638000SHSOLE 3800000PAYPAL HLDGS INCCOM70450Y103203024140SHSOLE 2414000PEPSICO INCCOM713448108302727395SHSOLE 2739500PFIZER INCCOM71708110311687267754SHSOLE 26775400PHILIP MORRIS INTL INCCOM718172109530079389SHSOLE 7938900PHILLIPS 66COM7185461043263787SHSOLE 378700PIONEER NAT RES COCOM7237871072952240SHSOLE 224000PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105128764231SHSOLE 6423100PROCTER AND GAMBLE COCOM742718109644370099SHSOLE 7009900PROLOGIS INCCOM74340W1032223780SHSOLE 378000PROSHARES TRPSHS LC COR PLUS74347R2482183595SHSOLE 359500PROSPECT CAPITAL CORPORATIONNOTE 4.950% 7/174348TAR32425000SHSOLE 2500000PROSPERITY BANCSHARES INCCOM7436061055619000SHSOLE 900000PRUDENTIAL FINL INCCOM744320102622476319SHSOLE 7631900PUBLIC STORAGECOM74460D1096983447SHSOLE 344700PUBLIC SVC ENTERPRISE GROUPCOM744573106198138066SHSOLE 3806600QUALCOMM INCCOM7475251039131160451SHSOLE 16045100RANGE RES CORPCOM75281A10926627756SHSOLE 2775600RAYTHEON COCOM NEW755111507343622403SHSOLE 2240300ROPER TECHNOLOGIES INCCOM7766961063301239SHSOLE 123900ROSEHILL RES INCCL A77738510513058367SHSOLE 5836700ROYAL DUTCH SHELL PLCSPON ADR B7802591072273789SHSOLE 378900ROYAL DUTCH SHELL PLCSPONS ADR A780259206367663079SHSOLE 6307900RYANAIR HLDGS PLCSPONSORED ADR NE783513203162222739SHSOLE 2273900SABINE ROYALTY TRUNIT BEN INT78568810258515700SHSOLE 1570000SALESFORCE COM INCCOM79466L302178813052SHSOLE 1305200SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10518625235SHSOLE 2523500SANOFISPONSORED ADR80105N10566715365SHSOLE 1536500SCHLUMBERGER LTDCOM806857108130636184SHSOLE 3618400SEI INVESTMENTS COCOM784117103257255661SHSOLE 5566100SELECT SECTOR SPDR TRENERGY81369Y50684814795SHSOLE 1479500SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407342634607SHSOLE 3460700SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308122224064SHSOLE 2406400SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2095175974SHSOLE 597400SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886128824331SHSOLE 2433100SELECT SECTOR SPDR TRTECHNOLOGY81369Y80376412330SHSOLE 1233000SHIRE PLCSPONSORED ADR82481R106309717794SHSOLE 1779400SIMON PPTY GROUP INC NEWCOM8288061098505059SHSOLE 505900SMITH A OCOM831865209284166526SHSOLE 6652600SMUCKER J M COCOM NEW8326964058819422SHSOLE 942200SNAP ON INCCOM833034101287419781SHSOLE 1978100SOUTHERN COCOM842587107138331481SHSOLE 3148100SOUTHWEST AIRLS COCOM844741108156333632SHSOLE 3363200SPDR DOW JONES INDL AVRG ETFUT SER 178467X1099364014SHSOLE 401400SPDR GOLD TRUSTGOLD SHS78463V107362429885SHSOLE 2988500SPDR S&P 500 ETF TRTR UNIT78462F1031114244584SHSOLE 4458400SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10725268344SHSOLE 834400SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A3592114500SHSOLE 450000SPDR SERIES TRUSTPRTFLO S&P500 GW78464A409318898104SHSOLE 9810400SPDR SERIES TRUSTPRTFLO S&P500 VL78464A50885231375SHSOLE 3137500SPDR SERIES TRUSTS&P 600 SMCP GRW78464A201306356783SHSOLE 5678300SPDR SERIES TRUSTS&P BIOTECH78464A8704586385SHSOLE 638500SPDR SERIES TRUSTS&P DIVID ETF78464A7638429401SHSOLE 940100SPOTIFY TECHNOLOGY S ASHSL8681T1023112737SHSOLE 273700SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10112910250SHSOLE 1025000SPROTT PHYSICAL GOLD TRUSTUNIT85207H10420820165SHSOLE 2016500SPROTT PHYSICAL SILVER TRTR UNIT85207K10717531266SHSOLE 3126600SQUARE INCCL A852234103140325020SHSOLE 2502000SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V60894221079SHSOLE 2107900STANLEY BLACK & DECKER INCCOM854502101308225742SHSOLE 2574200STARBUCKS CORPCOM855244109185528811SHSOLE 2881100STEWART INFORMATION SVCS CORCOM86037210152112575SHSOLE 1257500STRYKER CORPCOM8636671015033211SHSOLE 321100SUMMIT MIDSTREAM PARTNERS LPCOM UNIT LTD86614210262662309SHSOLE 6230900SUN CMNTYS INCCOM866674104103510177SHSOLE 1017700TARGET CORPCOM87612E106243536845SHSOLE 3684500TELEDYNE TECHNOLOGIES INCCOM8793601053191542SHSOLE 154200TELLURIAN INC NEWCOM87968A10445465340SHSOLE 6534000TEXAS INSTRS INCCOM882508104111511796SHSOLE 1179600THERMO FISHER SCIENTIFIC INCCOM8835561029364181SHSOLE 418100TORCHLIGHT ENERGY RES INCCOM89102U103213377500SHSOLE 37750000TOTAL S ASPONSORED ADR89151E1092404596SHSOLE 459600TRAVELERS COMPANIES INCCOM89417E109434136255SHSOLE 3625500TWENTY FIRST CENTY FOX INCCL A90130A1012374935SHSOLE 493500TWITTER INCCOM90184L10298434250SHSOLE 3425000TYSON FOODS INCCL A90249410371413379SHSOLE 1337900U S SILICA HLDGS INCCOM90346E10310510300SHSOLE 1030000UNION PAC CORPCOM9078181089947194SHSOLE 719400UNITED CONTL HLDGS INCCOM9100471092432900SHSOLE 290000UNITED PARCEL SERVICE INCCL B911312106715373341SHSOLE 7334100UNITED TECHNOLOGIES CORPCOM913017109362234019SHSOLE 3401900UNITEDHEALTH GROUP INCCOM91324P10216036436SHSOLE 643600UNIVERSAL DISPLAY CORPCOM91347P105137314671SHSOLE 1467100USD PARTNERS LPCOM UT REP LTD90331810330529178SHSOLE 2917800VALE S AADR91912E10538429118SHSOLE 2911800VANECK VECTORS ETF TRAGRIBUSINESS ETF92189F7002253960SHSOLE 396000VANECK VECTORS ETF TRCEF MUN INCOME E92189F46054522840SHSOLE 2284000VANECK VECTORS ETF TRGOLD MINERS ETF92189F1064284203132SHSOLE 20313200VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH9219328692772346SHSOLE 234600VANGUARD INDEX FDSGROWTH ETF922908736316823585SHSOLE 2358500VANGUARD INDEX FDSREAL ESTATE ETF9229085532963967SHSOLE 396700VANGUARD INDEX FDSTOTAL STK MKT922908769303923814SHSOLE 2381400VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427754339503SHSOLE 950300VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287491918896SHSOLE 1889600VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703303982SHSOLE 398200VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582366361SHSOLE 636100VEDANTA LTDSPONSORED ADR92242Y10014112260SHSOLE 1226000VERIZON COMMUNICATIONS INCCOM92343V1047285129584SHSOLE 12958400VIRTUS GLOBAL MULTI-SEC INCCOM92829B1011738156900SHSOLE 15690000VISA INCCOM CL A92826C839601545585SHSOLE 4558500WALGREENS BOOTS ALLIANCE INCCOM93142710888612971SHSOLE 1297100WALMART INCCOM931142103791384952SHSOLE 8495200WASTE CONNECTIONS INCCOM94106B1016889266SHSOLE 926600WATTS WATER TECHNOLOGIES INCCL A9427491022393700SHSOLE 370000WELLS FARGO CO NEWCOM949746101307466702SHSOLE 6670200WESTERN ASSET INVT GRADE DEFCOM95790A1012863154252SHSOLE 15425200WESTERN ASSET MUN DEF OPP TRCOM95768A10959930698SHSOLE 3069800WESTERN AST INFL LKD OPP & ICOM95766R1041391137066SHSOLE 13706600WESTERN GAS PARTNERS LPCOM UNIT LP IN9582541043297800SHSOLE 780000WEYERHAEUSER COCOM96216610448722277SHSOLE 2227700WHEATON PRECIOUS METALS CORPCOM96287910239019978SHSOLE 1997800WILLIAMS COS INC DELCOM969457100144965702SHSOLE 6570200WISDOMTREE TRUS QTLY DIV GRT97717X66951713478SHSOLE 1347800WYNDHAM HOTELS & RESORTS INCCOM98311A1052986579SHSOLE 657900XYLEM INCCOM98419M1005348001SHSOLE 800100YETI HLDGS INCCOM98585X10467245300SHSOLE 4530000ZOETIS INCCL A98978V1034645423SHSOLE 542300