0001525212-16-000011.txt : 20160523 0001525212-16-000011.hdr.sgml : 20160523 20160520180815 ACCESSION NUMBER: 0001525212-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160520 EFFECTIVENESS DATE: 20160523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 161667473 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001525212 XXXXXXXX 03-31-2016 03-31-2016 true 1 RESTATEMENT USCA RIA LLC
1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056
13F HOLDINGS REPORT 028-14897 N
Steve Gott Chief Compliance Officer 713-366-0515 Steve Gott Houston TX 05-20-2016 0 353 551314
INFORMATION TABLE 2 uscarev1q2016.inftab.xml 3M COCOM88579Y1014962974SHSOLE 297400ABBOTT LABSCOM002824100184043979SHSOLE 4397900ABBVIE INCCOM00287Y109561098208SHSOLE 9820800ACCENTURE PLC IRELANDSHS CLASS AG1151C101239020712SHSOLE 2071200AERCAP HOLDINGS NVSHSN009851063499000SHSOLE 900000AFLAC INCCOM0010551024677401SHSOLE 740100AKAMAI TECHNOLOGIES INCCOM00971T1013135630SHSOLE 563000ALLEGHANY CORP DELCOM017175100304613SHSOLE 61300ALLERGAN PLCSHSG0177J10813605075SHSOLE 507500ALLSTATE CORPCOM0200021016689909SHSOLE 990900ALPHABET INCCAP STK CL C02079K10745296080SHSOLE 608000ALPHABET INCCAP STK CL A02079K30535784690SHSOLE 469000ALPINE GLOBAL PREMIER PPTYSCOM SBI02083A10317831900SHSOLE 3190000ALPS ETF TRALERIAN MLP00162Q86698389975SHSOLE 8997500ALTRIA GROUP INCCOM02209S1038127129706SHSOLE 12970600AMAZON COM INCCOM023135106529891SHSOLE 89100AMERICAN AIRLS GROUP INCCOM02376R1022977246SHSOLE 724600AMERICAN ELEC PWR INCCOM025537101243736708SHSOLE 3670800AMERICAN EXPRESS COCOM025816109240439160SHSOLE 3916000AMERICAN INTL GROUP INCCOM NEW02687478460311158SHSOLE 1115800AMERIPRISE FINL INCCOM03076C106119912751SHSOLE 1275100AMGEN INCCOM031162100173111547SHSOLE 1154700ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1083232588SHSOLE 258800APACHE CORPCOM0374111052334764SHSOLE 476400APOGEE ENTERPRISES INCCOM0375981092806375SHSOLE 637500APPLE INCCOM037833100361533167SHSOLE 3316700AT&T INCCOM00206R1027064180336SHSOLE 18033600BANK AMER CORPCOM06050510436827215SHSOLE 2721500BANK NEW YORK MELLON CORPCOM0640581003158547SHSOLE 854700BARCLAYS BK PLCIPSP CROIL ETN06738C78626351440SHSOLE 5144000BAXALTA INCCOM07177M10357514241SHSOLE 1424100BAXTER INTL INCCOM071813109113327587SHSOLE 2758700BB&T CORPCOM05493710780924315SHSOLE 2431500BERKSHIRE HATHAWAY INC DELCL A084670108234811SHSOLE 1100BERKSHIRE HATHAWAY INC DELCL B NEW084670702477533657SHSOLE 3365700BLACKROCK CORE BD TRSHS BEN INT09249E10136927565SHSOLE 2756500BLACKROCK FLA MUN 2020 TERMCOM SHS09250M10919312731SHSOLE 1273100BLACKROCK FLOAT RATE OME STRCOM09255X10057644105SHSOLE 4410500BLACKROCK INCCOM09247X1014391288SHSOLE 128800BLACKROCK INCOME TR INCCOM09247F1009013600SHSOLE 1360000BLACKROCK LTD DURATION INC TCOM SHS09249W10151334680SHSOLE 3468000BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P105115950533SHSOLE 5053300BLACKROCK MUNIHLDGS NY QLTYCOM09255C10620913935SHSOLE 1393500BLACKROCK MUNIYIELD NY QLTYCOM09255E10218413218SHSOLE 1321800BLACKSTONE GROUP L PCOM UNIT LTD09253U10868224305SHSOLE 2430500BLACKSTONE GSO FLTING RTE FUCOM09256U105101266156SHSOLE 6615600BOEING COCOM097023105221317436SHSOLE 1743600BP PLCSPONSORED ADR055622104108335876SHSOLE 3587600BRISTOL MYERS SQUIBB COCOM110122108127119904SHSOLE 1990400BRITISH AMERN TOB PLCSPONSORED ADR1104481072271945SHSOLE 194500BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012854200SHSOLE 420000BUNGE LIMITEDCOMG16962105172330400SHSOLE 3040000CABOT OIL & GAS CORPCOM127097103207091129SHSOLE 9112900CAMDEN PPTY TRSH BEN INT1331311022152562SHSOLE 256200CARLISLE COS INCCOM142339100146614735SHSOLE 1473500CATERPILLAR INC DELCOM149123101159920888SHSOLE 2088800CENTURYLINK INCCOM1567001062748580SHSOLE 858000CHEVRON CORP NEWCOM166764100357137427SHSOLE 3742700CHICAGO BRIDGE & IRON CO N VCOM16725010987523900SHSOLE 2390000CHUBB LIMITEDCOMH1467J1046505455SHSOLE 545500CISCO SYS INCCOM17275R1028487298116SHSOLE 29811600CITIGROUP INCCOM NEW172967424135232384SHSOLE 3238400COCA COLA COCOM191216100250353954SHSOLE 5395400COLGATE PALMOLIVE COCOM1941621036268856SHSOLE 885600COLONY CAP INCCL A19624R10627316300SHSOLE 1630000COMCAST CORP NEWCL A20030N101195832063SHSOLE 3206300CONOCOPHILLIPSCOM20825C104154338322SHSOLE 3832200CONSOLIDATED EDISON INCCOM2091151042222900SHSOLE 290000CONSTELLATION BRANDS INCCL A21036P1089946580SHSOLE 658000CORNING INCCOM21935010547022495SHSOLE 2249500COSTCO WHSL CORP NEWCOM22160K105229614573SHSOLE 1457300CRAFT BREW ALLIANCE INCCOM2241221019211200SHSOLE 1120000CRANE COCOM224399105141726303SHSOLE 2630300CROWN CASTLE INTL CORP NEWCOM22822V1016968042SHSOLE 804200CSX CORPCOM12640810385633239SHSOLE 3323900CUMMINS INCCOM231021106270224581SHSOLE 2458100CVS HEALTH CORPCOM1266501003443320SHSOLE 332000DEERE & COCOM2441991052743560SHSOLE 356000DELTA AIR LINES INC DELCOM NEW24736170295919698SHSOLE 1969800DIAGEO P L CSPON ADR NEW25243Q2055094720SHSOLE 472000DISNEY WALT COCOM DISNEY254687106115011575SHSOLE 1157500DOMINION RES INC VA NEWCOM25746U1093634826SHSOLE 482600DOW CHEM COCOM2605431035731112675SHSOLE 11267500DUKE ENERGY CORP NEWCOM NEW26441C204333241298SHSOLE 4129800E M C CORP MASSCOM268648102155758433SHSOLE 5843300EATON CORP PLCSHSG29183103296247348SHSOLE 4734800EATON VANCE ENH EQTY INC FDCOM27827710821616700SHSOLE 1670000EATON VANCE FLTG RATE INCOMCOM SHS BEN INT27828410420013750SHSOLE 1375000EATON VANCE MUN INCOME 2028SHS27829U10557228955SHSOLE 2895500EATON VANCE NEW YORK MUN BDCOM27827Y10916112000SHSOLE 1200000EBAY INCCOM2786421032199176SHSOLE 917600EGA EMERGING GLOBAL SHS TRINDIA CONSUMER2684617612367550SHSOLE 755000ELEPHANT TALK COMM CORPCOM NEW286202205417000SHSOLE 1700000EMERSON ELEC COCOM291011104286152603SHSOLE 5260300ENBRIDGE ENERGY PARTNERS L PCOM29250R10635319296SHSOLE 1929600ENERGOUS CORPCOM29272C10349248725SHSOLE 4872500ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1007610698SHSOLE 1069800ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10950515615SHSOLE 1561500ENTERPRISE PRODS PARTNERS LCOM29379210712455505902SHSOLE 50590200ENVIVA PARTNERS LPCOM UNIT29414J107123256700SHSOLE 5670000EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B100331144490SHSOLE 4449000EVERSOURCE ENERGYCOM30040W1083716357SHSOLE 635700EXELON CORPCOM30161N1013624101049SHSOLE 10104900EXPEDIA INC DELCOM NEW30212P3033022800SHSOLE 280000EXPRESS SCRIPTS HLDG COCOM30219G1086539511SHSOLE 951100EXXON MOBIL CORPCOM30231G102766891730SHSOLE 9173000FACEBOOK INCCL A30303M102323128321SHSOLE 2832100FACTORSHARES TRISE CYBER SEC30304R4072138900SHSOLE 890000FIBROGEN INCCOM31572Q80828413333SHSOLE 1333300FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R30344813208SHSOLE 1320800FIDELITY NATL INFORMATION SVCOM31620M1062624143SHSOLE 414300FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3022653882SHSOLE 388200FIRST TR EXCHANGE TRADED FDISE CLOUD COMP33734X1922418156SHSOLE 815600FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20029813196SHSOLE 1319600FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10164429470SHSOLE 2947000FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10030916641SHSOLE 1664100FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10823012343SHSOLE 1234300FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083507057SHSOLE 705700FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10956812603SHSOLE 1260300FLEXSHARES TRQUALT DIVD IDX33939L86052814630SHSOLE 1463000FORD MTR CO DELCOM PAR $0.013453708604209311754SHSOLE 31175400FORTUNE BRANDS HOME & SEC INCOM34964C1065329500SHSOLE 950000FREEPORT-MCMORAN INCCL B35671D85710710300SHSOLE 1030000FRESHPET INCCOM3580391057710450SHSOLE 1045000GABELLI HLTHCARE & WELLNESSSHS36246K10385686722SHSOLE 8672200GANNETT CO INCCOM36473H104101567050SHSOLE 6705000GENERAL DYNAMICS CORPCOM369550108203915524SHSOLE 1552400GENERAL ELECTRIC COCOM3696041035468172017SHSOLE 17201700GENERAL MLS INCCOM370334104191030156SHSOLE 3015600GENERAL MTRS COCOM37045V1005340169914SHSOLE 16991400GENESIS ENERGY L PUNIT LTD PARTN3719271042638260SHSOLE 826000GENUINE PARTS COCOM372460105176417756SHSOLE 1775600GILEAD SCIENCES INCCOM375558103242926444SHSOLE 2644400GLAXOSMITHKLINE PLCSPONSORED ADR37733W10551012582SHSOLE 1258200GOLDMAN SACHS GROUP INCCOM38141G1042011280SHSOLE 128000GRAN TIERRA ENERGY INCCOM38500T1011723697500SHSOLE 69750000GREENLIGHT CAPITAL RE LTDCLASS AG4095J10946421300SHSOLE 2130000GUGGENHEIM BLD AMR BDS MANGCOM401664107167572530SHSOLE 7253000GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F1012830166562SHSOLE 16656200GULFPORT ENERGY CORPCOM NEW40263530461121575SHSOLE 2157500HALLIBURTON COCOM406216101126535409SHSOLE 3540900HARMAN INTL INDS INCCOM4130861093003373SHSOLE 337300HCA HOLDINGS INCCOM40412C1013684714SHSOLE 471400HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310738811478SHSOLE 1147800HOME DEPOT INCCOM437076102135210132SHSOLE 1013200HONEYWELL INTL INCCOM438516106210618794SHSOLE 1879400HOSPITALITY PPTYS TRCOM SH BEN INT44106M10228010534SHSOLE 1053400HP INCCOM40434L1051874152083SHSOLE 15208300IMAX CORPCOM45245E1092046550SHSOLE 655000INTEL CORPCOM4581401006866212234SHSOLE 21223400INTERNATIONAL BANCSHARES CORCOM4590441032419756SHSOLE 975600INTERNATIONAL BUSINESS MACHSCOM459200101349423071SHSOLE 2307100INTL PAPER COCOM460146103252661549SHSOLE 6154900INVESCO LTDSHSG491BT108155150406SHSOLE 5040600ISHARES TRSELECT DIVID ETF4642871687849605SHSOLE 960500ISHARES TRCORE S&P500 ETF4642872009734709SHSOLE 470900ISHARES TRCORE US AGGBD ET46428722630024270912SHSOLE 27091200ISHARES TRMSCI EMG MKT ETF464287234198357887SHSOLE 5788700ISHARES TRIBOXX INV CP ETF464287242662955790SHSOLE 5579000ISHARES TR20 YR TR BD ETF46428743222500172267SHSOLE 17226700ISHARES TR1-3 YR TR BD ETF4642874576477610SHSOLE 761000ISHARES TRMSCI EAFE ETF464287465294551516SHSOLE 5151600ISHARES TRRUS MID-CAP ETF4642874992721671SHSOLE 167100ISHARES TRNASDQ BIOTEC ETF464287556210804SHSOLE 80400ISHARES TRRUS 1000 VAL ETF464287598363936826SHSOLE 3682600ISHARES TRS&P MC 400GR ETF464287606263216184SHSOLE 1618400ISHARES TRRUS 1000 GRW ETF464287614458745970SHSOLE 4597000ISHARES TRRUSSELL 2000 ETF4642876555745186SHSOLE 518600ISHARES TRS&P MC 400VL ETF464287705201216218SHSOLE 1621800ISHARES TRUS HLTHCARE ETF464287762298921268SHSOLE 2126800ISHARES TRSP SMCP600VL ETF464287879248421918SHSOLE 2191800ISHARES TRSP SMCP600GR ETF464287887246519850SHSOLE 1985000ISHARES TRNATIONAL MUN ETF464288414280225094SHSOLE 2509400ISHARES TRINTL SEL DIV ETF46428844830710606SHSOLE 1060600ISHARES TR1-3 YR CR BD ETF4642886463523343SHSOLE 334300ISHARES TR10-20 YR TRS ETF46428865318641131721SHSOLE 13172100ISHARES TRU.S. AER&DEF ETF4642887607236182SHSOLE 618200ISHARES TRUS HLTHCR PR ETF464288828251620630SHSOLE 2063000JOHNSON & JOHNSONCOM478160104692564000SHSOLE 6400000JPMORGAN CHASE & COCOM46625H100176729829SHSOLE 2982900KINDER MORGAN INC DELCOM49456B101154086199SHSOLE 8619900KKR & CO L P DELCOM UNITS48248M10215610600SHSOLE 1060000KMG CHEMICALS INCCOM48256410145019500SHSOLE 1950000KRAFT HEINZ COCOM500754106101712943SHSOLE 1294300KROGER COCOM50104410182721623SHSOLE 2162300L BRANDS INCCOM501797104297033818SHSOLE 3381800LACLEDE GROUP INCCOM505597104136320113SHSOLE 2011300LANDMARK INFRASTRUCTURE LPCOM UNIT LTD51508J10818812527SHSOLE 1252700LEGG MASON INCCOM5249011053179145SHSOLE 914500LEUCADIA NATL CORPCOM52728810447629430SHSOLE 2943000LIBERTY GLOBAL PLCSHS CL CG5480U12041411029SHSOLE 1102900LINN ENERGY LLCUNIT LTD LIAB5360201001131095SHSOLE 3109500LINNCO LLCCOM SHS LTD INT535782106411530SHSOLE 1153000LITTELFUSE INCCOM53700810411028951SHSOLE 895100LOCKHEED MARTIN CORPCOM53983010912805781SHSOLE 578100LOEWS CORPCOM5404241083228417SHSOLE 841700LOWES COS INCCOM5486611073674841SHSOLE 484100LYONDELLBASELL INDUSTRIES NSHS - A -N53745100364742617SHSOLE 4261700MACYS INCCOM55616P104325073719SHSOLE 7371900MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106131319083SHSOLE 1908300MAIN STREET CAPITAL CORPCOM56035L1045288168678SHSOLE 16867800MAINSTAY DEFINEDTERM MN OPPCOM56064K100115058539SHSOLE 5853900MARATHON PETE CORPCOM56585A10239610652SHSOLE 1065200MARKET VECTORS ETF TRGOLD MINER ETF57060U1002503125320SHSOLE 12532000MARKET VECTORS ETF TRAGRIBUS ETF57060U6052294920SHSOLE 492000MARSH & MCLENNAN COS INCCOM571748102154125353SHSOLE 2535300MASTERCARD INCCL A57636Q1048879386SHSOLE 938600MCDONALDS CORPCOM580135101225817964SHSOLE 1796400MEDTRONIC PLCSHSG5960L10382510998SHSOLE 1099800MEMORIAL PRODTN PARTNERS LPCOM U REP LTD5860481002712540SHSOLE 1254000MEMORIAL RESOURCE DEV CORPCOM58605Q10919319000SHSOLE 1900000MERCK & CO INC NEWCOM58933Y105476089964SHSOLE 8996400METLIFE INCCOM59156R10857112995SHSOLE 1299500MICRON TECHNOLOGY INCCOM59511210316215500SHSOLE 1550000MICROSOFT CORPCOM59491810410273186001SHSOLE 18600100MONDELEZ INTL INCCL A609207105259364634SHSOLE 6463400MSA SAFETY INCCOM553498106155632186SHSOLE 3218600MYLAN N VSHS EURON5946510957412375SHSOLE 1237500NATIONAL OILWELL VARCO INCCOM63707110148115462SHSOLE 1546200NETFLIX INCCOM64110L1065014900SHSOLE 490000NEW GOLD INC CDACOM644535106381102223SHSOLE 10222300NEW RESIDENTIAL INVT CORPCOM NEW64828T20137332100SHSOLE 3210000NEXPOINT CR STRATEGIES FDCOM NEW65340G20535819815SHSOLE 1981500NEXTERA ENERGY INCCOM65339F1012071752SHSOLE 175200NIKE INCCL B65410610364210444SHSOLE 1044400NISOURCE INCCOM65473P10534414604SHSOLE 1460400NOKIA CORPSPONSORED ADR65490220421135644SHSOLE 3564400NORDSTROM INCCOM65566410082414400SHSOLE 1440000NORFOLK SOUTHERN CORPCOM6558441082202640SHSOLE 264000NORTHROP GRUMMAN CORPCOM6668071022671347SHSOLE 134700NOVARTIS A GSPONSORED ADR66987V1095958208SHSOLE 820800NUVEEN AMT-FREE MUN INCOME FCOM67065710514910500SHSOLE 1050000NUVEEN BUILD AMER BD FDCOM67074C1032222102926SHSOLE 10292600NUVEEN CORE EQUITY ALPHA FUNCOM67090X10755840950SHSOLE 4095000NUVEEN INT DUR QUAL MUN TRMCOM67067710346134060SHSOLE 3406000NUVEEN INTER DURATION MN TMFCOM67067110658343745SHSOLE 4374500NUVEEN MTG OPPORTUNITY TERMCOM67073510963528252SHSOLE 2825200NUVEEN PERFORMANCE PLUS MUNCOM67062P10847130010SHSOLE 3001000NUVEEN PREM INCOME MUN FD 2COM67063W10233322621SHSOLE 2262100OAKTREE CAP GROUP LLCUNIT CL A674001201171834819SHSOLE 3481900OCCIDENTAL PETE CORP DELCOM674599105158023094SHSOLE 2309400OHA INVT CORPCOM67091U10228884891SHSOLE 8489100OMEGA HEALTHCARE INVS INCCOM68193610041311704SHSOLE 1170400ORACLE CORPCOM68389X105116628496SHSOLE 2849600PALO ALTO NETWORKS INCCOM6974351053572190SHSOLE 219000PAYCHEX INCCOM7043261073596651SHSOLE 665100PAYPAL HLDGS INCCOM70450Y10366317166SHSOLE 1716600PEARSON PLCSPONSORED ADR70501510534227303SHSOLE 2730300PEPSICO INCCOM713448108103510096SHSOLE 1009600PFIZER INCCOM7170811037981269278SHSOLE 26927800PG&E CORPCOM69331C1083285500SHSOLE 550000PHILIP MORRIS INTL INCCOM718172109364337136SHSOLE 3713600PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10629617000SHSOLE 1700000PIMCO DYNAMIC INCOME FDSHS72201Y101133451195SHSOLE 5119500PIONEER NAT RES COCOM7237871072251600SHSOLE 160000PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310589042460SHSOLE 4246000PLAINS GP HLDGS L PSHS A REP LTPN72651A10814917200SHSOLE 1720000POTASH CORP SASK INCCOM73755L10722513232SHSOLE 1323200POWERSHARES ETF TR IIPFD PORTFOLIO73936T56554036200SHSOLE 3620000POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532285580SHSOLE 558000POWERSHARES ETF TRUST IICEF INC COMPST73936Q84328113000SHSOLE 1300000POWERSHARES QQQ TRUSTUNIT SER 173935A104128211737SHSOLE 1173700PPL CORPCOM69351T10665617236SHSOLE 1723600PRAXAIR INCCOM74005P104166314530SHSOLE 1453000PROCTER & GAMBLE COCOM742718109507361633SHSOLE 6163300PROGRESSIVE WASTE SOLUTIONSCOM74339G10139812833SHSOLE 1283300PROSHARES TRSHORT QQQ NEW74347B7142224225SHSOLE 422500PROSHARES TRPSHS SHRT S&P50074347R503121059292SHSOLE 5929200PROSPERITY BANCSHARES INCCOM7436061054189000SHSOLE 900000PRUDENTIAL FINL INCCOM744320102141419581SHSOLE 1958100PUBLIC STORAGECOM74460D10912934687SHSOLE 468700PUBLIC SVC ENTERPRISE GROUPCOM744573106135028637SHSOLE 2863700QUALCOMM INCCOM7475251036160120449SHSOLE 12044900QUANTUM CORPCOM DSSG7479062042642100SHSOLE 4210000RAYTHEON COCOM NEW7551115074954040SHSOLE 404000RICE ENERGY INCCOM76276010648234500SHSOLE 3450000RICE MIDSTREAM PARTNERS LPUNIT LTD PARTN76281910038325750SHSOLE 2575000ROBERT HALF INTL INCCOM770323103129927897SHSOLE 2789700ROSE ROCK MIDSTREAM L PCOM U REP LTD77714910513111000SHSOLE 1100000ROYAL DUTCH SHELL PLCSPONS ADR A78025920667513936SHSOLE 1393600ROYCE MICRO-CAP TR INCCOM7809151049112965SHSOLE 1296500RUCKUS WIRELESS INCCOM78122010827928400SHSOLE 2840000RYDER SYS INCCOM783549108132720489SHSOLE 2048900SABINE ROYALTY TRUNIT BEN INT78568810245915500SHSOLE 1550000SANOFISPONSORED ADR80105N105206651432SHSOLE 5143200SCHLUMBERGER LTDCOM806857108164022243SHSOLE 2224300SCHWAB CHARLES CORP NEWCOM80851310541914966SHSOLE 1496600SEAGATE TECHNOLOGY PLCSHSG7945M107131938300SHSOLE 3830000SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073304166SHSOLE 416600SJW CORPCOM78430510440611180SHSOLE 1118000SONOCO PRODS COCOM835495102149930857SHSOLE 3085700SOUTH JERSEY INDS INCCOM838518108153153811SHSOLE 5381100SOUTHWEST AIRLS COCOM84474110879917835SHSOLE 1783500SPARTON CORPCOM8472351081889105000SHSOLE 10500000SPDR DOW JONES INDL AVRG ETFUT SER 178467X1099255236SHSOLE 523600SPDR GOLD TRUSTGOLD SHS78463V107125610676SHSOLE 1067600SPDR S&P 500 ETF TRTR UNIT78462F103592528828SHSOLE 2882800SPDR SERIES TRUSTINTR TRM CORP BD78464A3752096103SHSOLE 610300SPIRIT RLTY CAP INC NEWCOM84860W10215113385SHSOLE 1338500SPROTT PHYSICAL GOLD TRUSTUNIT85207H10410810700SHSOLE 1070000SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84878415876SHSOLE 1587600STANLEY BLACK & DECKER INCCOM854502101174016538SHSOLE 1653800STAPLES INCCOM8550301021605145468SHSOLE 14546800STARBUCKS CORPCOM855244109125821078SHSOLE 2107800STRYKER CORPCOM8636671013603355SHSOLE 335500SUMMIT MIDSTREAM PARTNERS LPCOM UNIT LTD86614210231018276SHSOLE 1827600SUN CMNTYS INCCOM8666741046118534SHSOLE 853400SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L10841416500SHSOLE 1650000SYSCO CORPCOM87182910756712139SHSOLE 1213900TALLGRASS ENERGY GP LPSHS CL A87469610725113600SHSOLE 1360000TALLGRASS ENERGY PARTNERS LPCOM UNIT874697105124732543SHSOLE 3254300TARGET CORPCOM87612E106115814071SHSOLE 1407100TELEFONICA S ASPONSORED ADR87938220822119833SHSOLE 1983300TERRAFORM GLOBAL INCCL A88104M1016627900SHSOLE 2790000TEXAS INSTRS INCCOM8825081042734759SHSOLE 475900THERMO FISHER SCIENTIFIC INCCOM8835561024453146SHSOLE 314600TIFFANY & CO NEWCOM886547108129017578SHSOLE 1757800TIME WARNER INCCOM NEW887317303274237788SHSOLE 3778800TORCHMARK CORPCOM8910271042334300SHSOLE 430000TORO COCOM891092108150017412SHSOLE 1741200TRAVELERS COMPANIES INCCOM89417E1095334567SHSOLE 456700UBS AG JERSEY BRHALERIAN INFRST90264164633513930SHSOLE 1393000UMB FINL CORPCOM902788108146528373SHSOLE 2837300UNION PAC CORPCOM9078181083254091SHSOLE 409100UNITED CONTL HLDGS INCCOM9100471092694501SHSOLE 450100UNITED PARCEL SERVICE INCCL B911312106249323637SHSOLE 2363700UNITED TECHNOLOGIES CORPCOM9130171099779757SHSOLE 975700UNITEDHEALTH GROUP INCCOM91324P1028726766SHSOLE 676600V F CORPCOM918204108147622794SHSOLE 2279400VALERO ENERGY CORP NEWCOM91913Y100399462263SHSOLE 6226300VANGUARD ADMIRAL FDS INCMIDCP 400 VAL9219328448128640SHSOLE 864000VANGUARD INDEX FDSTOTAL STK MKT922908769146814000SHSOLE 1400000VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287457411825SHSOLE 1182500VANGUARD NAT RES LLCCOM UNIT92205F1063523705SHSOLE 2370500VECTREN CORPCOM92240G101144128500SHSOLE 2850000VERIZON COMMUNICATIONS INCCOM92343V104383570912SHSOLE 7091200VISA INCCOM CL A92826C839258933851SHSOLE 3385100VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308151547264SHSOLE 4726400WALGREENS BOOTS ALLIANCE INCCOM931427108251429849SHSOLE 2984900WAL-MART STORES INCCOM931142103657996058SHSOLE 9605800WELLS FARGO & CO NEWCOM949746101136528234SHSOLE 2823400WESTERN ASSET CLYM INFL OPPCOM95766R10477169700SHSOLE 6970000WESTERN GAS PARTNERS LPCOM UNIT LP IN9582541044309900SHSOLE 990000WHIRLPOOL CORPCOM9633201065152853SHSOLE 285300WHITEWAVE FOODS COCOM9662441053037450SHSOLE 745000WHOLE FOODS MKT INCCOM966837106222271421SHSOLE 7142100WISDOMTREE TRINDIA ERNGS FD97717W42234417648SHSOLE 1764800WISDOMTREE TRMDCP EARN FUND97717W5704785310SHSOLE 531000WISDOMTREE TRUS QTLY DIV GRT97717X66949815931SHSOLE 1593100WISDOMTREE TREUROPE HEDGED EQ97717X70163812297SHSOLE 1229700XCEL ENERGY INCCOM98389B100136232577SHSOLE 3257700YUM BRANDS INCCOM9884981012973627SHSOLE 362700ZOETIS INCCL A98978V1032896509SHSOLE 650900