0001525212-16-000011.txt : 20160523 0001525212-16-000011.hdr.sgml : 20160523 20160520180815 ACCESSION NUMBER: 0001525212-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160520 EFFECTIVENESS DATE: 20160523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 161667473 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001525212 XXXXXXXX 03-31-2016 03-31-2016 true 1 RESTATEMENT USCA RIA LLC

1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056

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LTDCOM806857108164022243SHSOLE 2224300SCHWAB CHARLES CORP NEWCOM80851310541914966SHSOLE 1496600SEAGATE TECHNOLOGY PLCSHSG7945M107131938300SHSOLE 3830000SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073304166SHSOLE 416600SJW CORPCOM78430510440611180SHSOLE 1118000SONOCO PRODS COCOM835495102149930857SHSOLE 3085700SOUTH JERSEY INDS INCCOM838518108153153811SHSOLE 5381100SOUTHWEST AIRLS COCOM84474110879917835SHSOLE 1783500SPARTON CORPCOM8472351081889105000SHSOLE 10500000SPDR DOW JONES INDL AVRG ETFUT SER 178467X1099255236SHSOLE 523600SPDR GOLD TRUSTGOLD SHS78463V107125610676SHSOLE 1067600SPDR S&P 500 ETF TRTR UNIT78462F103592528828SHSOLE 2882800SPDR SERIES TRUSTINTR TRM CORP BD78464A3752096103SHSOLE 610300SPIRIT RLTY CAP INC NEWCOM84860W10215113385SHSOLE 1338500SPROTT PHYSICAL GOLD TRUSTUNIT85207H10410810700SHSOLE 1070000SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84878415876SHSOLE 1587600STANLEY BLACK & DECKER INCCOM854502101174016538SHSOLE 1653800STAPLES INCCOM8550301021605145468SHSOLE 14546800STARBUCKS CORPCOM855244109125821078SHSOLE 2107800STRYKER CORPCOM8636671013603355SHSOLE 335500SUMMIT MIDSTREAM PARTNERS LPCOM UNIT LTD86614210231018276SHSOLE 1827600SUN CMNTYS INCCOM8666741046118534SHSOLE 853400SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L10841416500SHSOLE 1650000SYSCO CORPCOM87182910756712139SHSOLE 1213900TALLGRASS ENERGY GP LPSHS CL A87469610725113600SHSOLE 1360000TALLGRASS ENERGY PARTNERS LPCOM UNIT874697105124732543SHSOLE 3254300TARGET CORPCOM87612E106115814071SHSOLE 1407100TELEFONICA S ASPONSORED ADR87938220822119833SHSOLE 1983300TERRAFORM GLOBAL INCCL A88104M1016627900SHSOLE 2790000TEXAS INSTRS INCCOM8825081042734759SHSOLE 475900THERMO FISHER SCIENTIFIC INCCOM8835561024453146SHSOLE 314600TIFFANY & CO NEWCOM886547108129017578SHSOLE 1757800TIME WARNER INCCOM NEW887317303274237788SHSOLE 3778800TORCHMARK CORPCOM8910271042334300SHSOLE 430000TORO COCOM891092108150017412SHSOLE 1741200TRAVELERS COMPANIES INCCOM89417E1095334567SHSOLE 456700UBS AG JERSEY BRHALERIAN INFRST90264164633513930SHSOLE 1393000UMB FINL CORPCOM902788108146528373SHSOLE 2837300UNION PAC CORPCOM9078181083254091SHSOLE 409100UNITED CONTL HLDGS INCCOM9100471092694501SHSOLE 450100UNITED PARCEL SERVICE INCCL B911312106249323637SHSOLE 2363700UNITED TECHNOLOGIES CORPCOM9130171099779757SHSOLE 975700UNITEDHEALTH GROUP INCCOM91324P1028726766SHSOLE 676600V F CORPCOM918204108147622794SHSOLE 2279400VALERO ENERGY CORP NEWCOM91913Y100399462263SHSOLE 6226300VANGUARD ADMIRAL FDS INCMIDCP 400 VAL9219328448128640SHSOLE 864000VANGUARD INDEX FDSTOTAL STK MKT922908769146814000SHSOLE 1400000VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287457411825SHSOLE 1182500VANGUARD NAT RES LLCCOM UNIT92205F1063523705SHSOLE 2370500VECTREN CORPCOM92240G101144128500SHSOLE 2850000VERIZON COMMUNICATIONS INCCOM92343V104383570912SHSOLE 7091200VISA INCCOM CL A92826C839258933851SHSOLE 3385100VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308151547264SHSOLE 4726400WALGREENS BOOTS ALLIANCE INCCOM931427108251429849SHSOLE 2984900WAL-MART STORES INCCOM931142103657996058SHSOLE 9605800WELLS FARGO & CO NEWCOM949746101136528234SHSOLE 2823400WESTERN ASSET CLYM INFL OPPCOM95766R10477169700SHSOLE 6970000WESTERN GAS PARTNERS LPCOM UNIT LP IN9582541044309900SHSOLE 990000WHIRLPOOL CORPCOM9633201065152853SHSOLE 285300WHITEWAVE FOODS COCOM9662441053037450SHSOLE 745000WHOLE FOODS MKT INCCOM966837106222271421SHSOLE 7142100WISDOMTREE TRINDIA ERNGS FD97717W42234417648SHSOLE 1764800WISDOMTREE TRMDCP EARN FUND97717W5704785310SHSOLE 531000WISDOMTREE TRUS QTLY DIV GRT97717X66949815931SHSOLE 1593100WISDOMTREE TREUROPE HEDGED EQ97717X70163812297SHSOLE 1229700XCEL ENERGY INCCOM98389B100136232577SHSOLE 3257700YUM BRANDS INCCOM9884981012973627SHSOLE 362700ZOETIS INCCL A98978V1032896509SHSOLE 650900