0001525212-15-000008.txt : 20151113 0001525212-15-000008.hdr.sgml : 20151113 20151112215044 ACCESSION NUMBER: 0001525212-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 151226706 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001525212 XXXXXXXX 09-30-2015 09-30-2015 USCA RIA LLC

1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056

13F HOLDINGS REPORT 028-14897 N Steve Gott 713-366-0515 Steve Gott Houston TX 11-12-2015 0 374 398395 false INFORMATION TABLE 2 advres_usca3q2015.inftab.xml 3M COCOM88579Y1014002818SHSOLE 281800ABBOTT LABSCOM002824100106326418SHSOLE 2641800ABBVIE INCCOM00287Y109213539243SHSOLE 3924300ABM INDS INCCOM000957100105938765SHSOLE 3876500ACE LTDSHSH0023R1052972876SHSOLE 287600AFLAC INCCOM001055102181631245SHSOLE 3124500AKAMAI TECHNOLOGIES INCCOM00971T1013284750SHSOLE 475000ALCATEL-LUCENTSPONSORED ADR01390430521157900SHSOLE 5790000ALLEGHANY CORP DELCOM017175100287613SHSOLE 61300ALLERGAN PLCSHSG0177J1088823245SHSOLE 324500ALLSTATE CORPCOM0200021013325709SHSOLE 570900ALPINE GLOBAL PREMIER PPTYSCOM SBI02083A10318432951SHSOLE 3295100ALPS ETF TRALERIAN MLP00162Q86634127321SHSOLE 2732100ALTRIA GROUP INCCOM02209S1036863126166SHSOLE 12616600AMAZON COM INCCOM023135106304593SHSOLE 59300AMBEV SASPONSORED ADR02319V1035511250SHSOLE 1125000AMERICAN AIRLS GROUP INCCOM02376R1023388695SHSOLE 869500AMERICAN ELEC PWR INCCOM025537101355462508SHSOLE 6250800AMERICAN EXPRESS COCOM025816109206827901SHSOLE 2790100AMERICAN INTL GROUP INCCOM NEW0268747845269257SHSOLE 925700AMGEN INCCOM0311621005483959SHSOLE 395900AMTRUST FINL SVCS INCCOM0323593095989488SHSOLE 948800ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1082922749SHSOLE 274900APPLE INCCOM037833100421538215SHSOLE 3821500AT&T INCCOM00206R1024698144197SHSOLE 14419700BANK AMER CORPCOM06050510429919181SHSOLE 1918100BANK NEW YORK MELLON CORPCOM0640581003348543SHSOLE 854300BANKUNITED INCCOM06652K103120633742SHSOLE 3374200BAXALTA INCCOM07177M103103932973SHSOLE 3297300BAXTER INTL INCCOM071813109141443044SHSOLE 4304400BERKSHIRE HATHAWAY INC DELCL A084670108214811SHSOLE 1100BERKSHIRE HATHAWAY INC DELCL B NEW084670702431333072SHSOLE 3307200BLACKROCK FLA MUN 2020 TERMCOM SHS09250M10919012731SHSOLE 1273100BLACKROCK INCCOM09247X101275923SHSOLE 92300BLACKROCK MUN TARGET TERM TRCOM SHS BEN IN09257P105114856328SHSOLE 5632800BLACKROCK MUNIHLDGS NY QLTYCOM09255C10617813000SHSOLE 1300000BLACKROCK MUNIYIELD NY QLTYCOM09255E10213610418SHSOLE 1041800BLACKROCK MUNIYIELD QLTY FDCOM09254E10330922114SHSOLE 2211400BLACKSTONE GROUP L PCOM UNIT LTD09253U108139744105SHSOLE 4410500BLACKSTONE GSO FLTING RTE FUCOM09256U10590657156SHSOLE 5715600BOEING COCOM0970231057505727SHSOLE 572700BP PLCSPONSORED ADR05562210495131133SHSOLE 3113300BRISTOL MYERS SQUIBB COCOM110122108116019592SHSOLE 1959200BRITISH AMERN TOB PLCSPONSORED ADR1104481072101912SHSOLE 191200BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012494200SHSOLE 420000BUNGE LIMITEDCOMG16962105103614129SHSOLE 1412900CARMAX INCCOM1431301022303877SHSOLE 387700CATERPILLAR INC DELCOM149123101139621357SHSOLE 2135700CENTER COAST MLP & INFRSTR FCOM SHS15146110017214700SHSOLE 1470000CENTURYLINK INCCOM1567001062168580SHSOLE 858000CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q1012619900SHSOLE 990000CHEVRON CORP NEWCOM166764100251631895SHSOLE 3189500CHUBB CORPCOM1712321014323526SHSOLE 352600CINEMARK HOLDINGS INCCOM17243V1023019265SHSOLE 926500CISCO SYS INCCOM17275R1026487247140SHSOLE 24714000CITIGROUP INCCOM NEW172967424128925989SHSOLE 2598900COCA COLA COCOM191216100183545750SHSOLE 4575000COCA COLA COCOM19121610011000SHPutSOLE 100000COLGATE PALMOLIVE COCOM19416210311100SHPutSOLE 110000COLGATE PALMOLIVE COCOM1941621033615683SHSOLE 568300COLONY CAP INCCL A19624R10627013828SHSOLE 1382800COLUMBIA PIPELINE PARTNERS LCOM UT REPSTG19828110727321600SHSOLE 2160000COMCAST CORP NEWCL A20030N101185932688SHSOLE 3268800CONOCOPHILLIPSCOM20825C104194140478SHSOLE 4047800CONSOLIDATED EDISON INCCOM2091151042013000SHSOLE 300000CONSTELLATION BRANDS INCCL A21036P1087075650SHSOLE 565000CORNING INCCOM21935010538522495SHSOLE 2249500COSTCO WHSL CORP NEWCOM22160K105171011828SHSOLE 1182800CRAFT BREW ALLIANCE INCCOM2241221019211500SHSOLE 1150000CUMMINS INCCOM231021106284626209SHSOLE 2620900CVS HEALTH CORPCOM1266501009359695SHSOLE 969500DEERE & COCOM2441991052633560SHSOLE 356000DELTA AIR LINES INC DELCOM NEW2473617024059032SHSOLE 903200DELUXE CORPCOM248019101100117951SHSOLE 1795100DIAGEO P L CSPON ADR NEW25243Q2053152924SHSOLE 292400DIAGEO P L CSPON ADR NEW25243Q2051500SHPutSOLE 50000DISNEY WALT COCOM DISNEY254687106129912713SHSOLE 1271300DOMINION RES INC VA NEWCOM25746U1092313288SHSOLE 328800DOMINION RES INC VA NEWCOM25746U1090500SHPutSOLE 50000DOUBLELINE INCOME SOLUTIONSCOM25862210953330844SHSOLE 3084400DOW CHEM COCOM260543103356784119SHSOLE 8411900DSW INCCL A23334L10288034773SHSOLE 3477300DUKE ENERGY CORP NEWCOM NEW26441C204226231447SHSOLE 3144700E M C CORP MASSCOM268648102239098919SHSOLE 9891900EASTMAN CHEM COCOM27743210099215324SHSOLE 1532400EATON CORP PLCSHSG29183103153229857SHSOLE 2985700EATON VANCE ENH EQTY INC FDCOM27827710838830700SHSOLE 3070000EATON VANCE ENHANCED EQ INCCOM27827410522118550SHSOLE 1855000EATON VANCE FLTG RATE INCOMCOM SHS BEN INT27828410422015000SHSOLE 1500000EATON VANCE MUN INCOME 2028SHS27829U10549128325SHSOLE 2832500EATON VANCE NEW YORK MUN BDCOM27827Y10915112000SHSOLE 1200000EATON VANCE TAX ADVT DIV INCCOM27828G10731116900SHSOLE 1690000EATON VANCE TX MNG BY WRT OPCOM27828Y10848934415SHSOLE 3441500EBAY INCCOM27864210333813816SHSOLE 1381600ELEPHANT TALK COMM CORPCOM NEW286202205717000SHSOLE 1700000EMERSON ELEC COCOM291011104122127653SHSOLE 2765300ENBRIDGE ENERGY PARTNERS L PCOM29250R10648419568SHSOLE 1956800ENERGOUS CORPCOM29272C10322833025SHSOLE 3302500ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10028713808SHSOLE 1380800ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10995323194SHSOLE 2319400ENTERPRISE PRODS PARTNERS LCOM29379210711944479694SHSOLE 47969400ENVIVA PARTNERS LPCOM UNIT29414J10784667700SHSOLE 6770000EQT CORPCOM26884L109159324600SHSOLE 2460000EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B100305246010SHSOLE 4601000EVERSOURCE ENERGYCOM30040W108146929017SHSOLE 2901700EVERSOURCE ENERGYCOM30040W1080700SHPutSOLE 70000EXELON CORPCOM30161N101238680335SHSOLE 8033500EXPRESS SCRIPTS HLDG COCOM30219G1087629411SHSOLE 941100EXXON MOBIL CORPCOM30231G102565075993SHSOLE 7599300FACEBOOK INCCL A30303M102213123701SHSOLE 2370100FACTORSHARES TRISE CYBER SEC30304R4072519950SHSOLE 995000FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R30346813208SHSOLE 1320800FIDELITY NATL INFORMATION SVCOM31620M1062784143SHSOLE 414300FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3022093162SHSOLE 316200FIRST TR EXCHANGE TRADED FDISE CLOUD COMP33734X1922468772SHSOLE 877200FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10032717789SHSOLE 1778900FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10151323437SHSOLE 2343700FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10822712111SHSOLE 1211100FIRST TR HIGH INCOME L/S FDCOM33738E10983659350SHSOLE 5935000FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083847977SHSOLE 797700FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10954212388SHSOLE 1238800FIRST TR US IPO INDEX FDSHS3369201032144400SHSOLE 440000FLEXSHARES TRQUALT DIVD IDX33939L8602196550SHSOLE 655000FORD MTR CO DELCOM PAR $0.013453708603246239235SHSOLE 23923500FORTUNE BRANDS HOME & SEC INCOM34964C1064519500SHSOLE 950000FRESHPET INCCOM35803910528226850SHSOLE 2685000GABELLI DIVD & INCOME TRCOM36242H104102058075SHSOLE 5807500GABELLI HLTHCARE & WELLNESSSHS36246K10393896801SHSOLE 9680100GAP INC DELCOM36476010851217957SHSOLE 1795700GENERAL ELECTRIC COCOM3696041037109281865SHSOLE 28186500GENERAL MLS INCCOM37033410468012116SHSOLE 1211600GENERAL MTRS COCOM37045V1004866162102SHSOLE 16210200GENESIS ENERGY L PUNIT LTD PARTN37192710441310760SHSOLE 1076000GENTEX CORPCOM371901109104767536SHSOLE 6753600GENUINE PARTS COCOM372460105124014954SHSOLE 1495400GILEAD SCIENCES INCCOM3755581036927047SHSOLE 704700GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053077977SHSOLE 797700GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053800SHPutSOLE 80000GOLDCORP INC NEWCOM38095640912910300SHSOLE 1030000GOLDMAN SACHS GROUP INCCOM38141G1042191262SHSOLE 126200GOLDMAN SACHS MLP ENERGY RENCOM38148G10710012000SHSOLE 1200000GOOGLE INCCL A38259P50826754191SHSOLE 419100GOOGLE INCCL C38259P70632085273SHSOLE 527300GRAINGER W W INCCOM38480210410564913SHSOLE 491300GRAN TIERRA ENERGY INCCOM38500T1011479694500SHSOLE 69450000GREENLIGHT CAPITAL RE LTDCLASS AG4095J10937216700SHSOLE 1670000GUGGENHEIM BLD AMR BDS MANGCOM40166410780437530SHSOLE 3753000GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F10176842955SHSOLE 4295500GULFPORT ENERGY CORPCOM NEW40263530466322350SHSOLE 2235000HALLIBURTON COCOM406216101130036768SHSOLE 3676800HCA HOLDINGS INCCOM40412C1012963830SHSOLE 383000HEWLETT PACKARD COCOM428236103119946802SHSOLE 4680200HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310733311478SHSOLE 1147800HOME DEPOT INCCOM437076102117710190SHSOLE 1019000HONEYWELL INTL INCCOM438516106139314714SHSOLE 1471400HOSPITALITY PPTYS TRCOM SH BEN INT44106M10226710428SHSOLE 1042800ICICI BK LTDADR45104G10420524448SHSOLE 2444800IMAX CORPCOM45245E1092537500SHSOLE 750000INTEL CORPCOM4581401004923163331SHSOLE 16333100INTEL CORPCOM45814010011500SHPutSOLE 150000INTERNATIONAL BANCSHARES CORCOM4590441032449736SHSOLE 973600INTERNATIONAL BUSINESS MACHSCOM4592001011200SHPutSOLE 20000INTERNATIONAL BUSINESS MACHSCOM4592001012261562SHSOLE 156200INTL PAPER COCOM460146103235462289SHSOLE 6228900INVESCO LTDSHSG491BT1085900SHPutSOLE 90000INVESCO LTDSHSG491BT108111135571SHSOLE 3557100ISHARES TR1-3 YR CR BD ETF4642886463513343SHSOLE 334300ISHARES TR1-3 YR TR BD ETF4642874575836860SHSOLE 686000ISHARES TRCORE S&P500 ETF4642872009114726SHSOLE 472600ISHARES TRCORE US AGGBD ET464287226190117345SHSOLE 1734500ISHARES TRIBOXX INV CP ETF4642872422672299SHSOLE 229900ISHARES TRINTL SEL DIV ETF46428844833411858SHSOLE 1185800ISHARES TRNASDQ BIOTEC ETF46428755621036933SHSOLE 693300ISHARES TRNAT AMT FREE BD464288414152813945SHSOLE 1394500ISHARES TRRUS MDCP VAL ETF464287473364154274SHSOLE 5427400ISHARES TRRUS MID-CAP ETF4642874992601671SHSOLE 167100ISHARES TRRUSSELL 2000 ETF464287655489244803SHSOLE 4480300ISHARES TRS&P MC 400GR ETF4642876062221411SHSOLE 141100ISHARES TRS&P MC 400VL ETF4642877052051774SHSOLE 177400ISHARES TRSELECT DIVID ETF4642871687049676SHSOLE 967600ISHARES TRUS HLTHCARE ETF464287762216215449SHSOLE 1544900ISHARES TRUS HLTHCR PR ETF464288828217017515SHSOLE 1751500ITC HLDGS CORPCOM46568510563118927SHSOLE 1892700JOHNSON & JOHNSONCOM478160104588963083SHSOLE 6308300JOHNSON & JOHNSONCOM4781601041600SHPutSOLE 60000JPMORGAN CHASE & COCOM46625H100161726525SHSOLE 2652500KAYNE ANDERSON MDSTM ENERGYCOM48661E108108557430SHSOLE 5743000KINDER MORGAN INC DELCOM49456B1013074111054SHSOLE 11105400KKR & CO L P DELCOM UNITS48248M10217810600SHSOLE 1060000KMG CHEMICALS INCCOM48256410137619500SHSOLE 1950000KRAFT HEINZ COCOM50075410681211505SHSOLE 1150500KROGER COCOM50104410172019965SHSOLE 1996500LANDMARK INFRASTRUCTURE LPCOM UNIT LTD51508J10819913362SHSOLE 1336200LEGACY RESVS LPUNIT LP INT5247073044511000SHSOLE 1100000LEGG MASON INCCOM5249011053748995SHSOLE 899500LEUCADIA NATL CORPCOM52728810453126230SHSOLE 2623000LIBERTY ALL-STAR GROWTH FD ICOM5299001025612333SHSOLE 1233300LIBERTY GLOBAL PLCSHS CL CG5480U1203207805SHSOLE 780500LILLY ELI & COCOM5324571082132540SHSOLE 254000LINN ENERGY LLCUNIT LTD LIAB5360201009435095SHSOLE 3509500LINNCO LLCCOM SHS LTD INT5357821063814080SHSOLE 1408000LITTELFUSE INCCOM5370081048309102SHSOLE 910200LOCKHEED MARTIN CORPCOM539830109368717785SHSOLE 1778500LOEWS CORPCOM54042410837610404SHSOLE 1040400LOWES COS INCCOM5486611073204644SHSOLE 464400LYONDELLBASELL INDUSTRIES NSHS - A -N53745100221226534SHSOLE 2653400MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106114519048SHSOLE 1904800MAIN STREET CAPITAL CORPCOM56035L1044450166929SHSOLE 16692900MAINSTAY DEFINEDTERM MN OPPCOM56064K10057832600SHSOLE 3260000MARATHON PETE CORPCOM56585A10253111452SHSOLE 1145200MARKET VECTORS ETF TRAGRIBUS ETF57060U6052395220SHSOLE 522000MARKET VECTORS ETF TRGOLD MINER ETF57060U10036426498SHSOLE 2649800MARKETO INCCOM57063L10735812600SHSOLE 1260000MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN570759100147434345SHSOLE 3434500MARSH & MCLENNAN COS INCCOM571748102112521542SHSOLE 2154200MASTERCARD INCCL A57636Q1048018886SHSOLE 888600MATTEL INCCOM577081102105550100SHSOLE 5010000MCDONALDS CORPCOM580135101515452307SHSOLE 5230700MCDONALDS CORPCOM5801351010400SHPutSOLE 40000MEDTRONIC PLCSHSG5960L1036649918SHSOLE 991800MEMORIAL PRODTN PARTNERS LPCOM U REP LTD5860481006413290SHSOLE 1329000MEMORIAL RESOURCE DEV CORPCOM58605Q10933419000SHSOLE 1900000MERCK & CO INC NEWCOM58933Y105400281030SHSOLE 8103000METLIFE INCCOM59156R1083046444SHSOLE 644400MICRON TECHNOLOGY INCCOM59511210323815908SHSOLE 1590800MICROSOFT CORPCOM5949181047952179673SHSOLE 17967300MONDELEZ INTL INCCL A609207105100624034SHSOLE 2403400MONSANTO CO NEWCOM61166W101218925656SHSOLE 2565600MYLAN N VSHS EURON594651093428504SHSOLE 850400NETFLIX INCCOM64110L1062222150SHSOLE 215000NEW RESIDENTIAL INVT CORPCOM NEW64828T20140230700SHSOLE 3070000NEWMONT MINING CORPCOM65163910616410213SHSOLE 1021300NEXTERA ENERGY INCCOM65339F1013403490SHSOLE 349000NEXTERA ENERGY INCCOM65339F1012500SHPutSOLE 50000NIKE INCCL B6541061035254272SHSOLE 427200NISOURCE INCCOM65473P10528015104SHSOLE 1510400NORFOLK SOUTHERN CORPCOM6558441082112761SHSOLE 276100NORTHROP GRUMMAN CORPCOM6668071022361420SHSOLE 142000NOVARTIS A GSPONSORED ADR66987V1094715127SHSOLE 512700NOVARTIS A GSPONSORED ADR66987V1091300SHPutSOLE 30000NUVEEN BUILD AMER BD FDCOM67074C1032022102926SHSOLE 10292600NUVEEN CORE EQUITY ALPHA FUNCOM67090X107102174125SHSOLE 7412500NUVEEN INT DUR QUAL MUN TRMCOM67067710340932900SHSOLE 3290000NUVEEN INTER DURATION MN TMFCOM67067110640832900SHSOLE 3290000NUVEEN MTG OPPORTUNITY TERMCOM67073510948621700SHSOLE 2170000NUVEEN MUN VALUE FD INCCOM67092810036437109SHSOLE 3710900NUVEEN PERFORMANCE PLUS MUNCOM67062P10843130425SHSOLE 3042500NUVEEN PREM INCOME MUN FD 2COM67063W10233624621SHSOLE 2462100NUVEEN SELECT TAX FREE INCMSH BEN INT67063C10622317032SHSOLE 1703200NUVEEN SELECT TAX FREE INCMSH BEN INT67063X10023317005SHSOLE 1700500NUVEEN TX ADV TOTAL RET STRGCOM67090H10212411000SHSOLE 1100000NXP SEMICONDUCTORS N VCOMN6596X1092282613SHSOLE 261300OAKTREE CAP GROUP LLCUNIT CL A674001201130226305SHSOLE 2630500OCCIDENTAL PETE CORP DELCOM674599105277041876SHSOLE 4187600OHA INVT CORPCOM67091U102646152651SHSOLE 15265100OMEGA HEALTHCARE INVS INCCOM68193610043412349SHSOLE 1234900ORACLE CORPCOM68389X10557115811SHSOLE 1581100PALO ALTO NETWORKS INCCOM6974351056313670SHSOLE 367000PARKER HANNIFIN CORPCOM70109410497710036SHSOLE 1003600PAYCHEX INCCOM7043261073316951SHSOLE 695100PAYPAL HLDGS INCCOM70450Y10346114866SHSOLE 1486600PEARSON PLCSPONSORED ADR70501510519711506SHSOLE 1150600PENSKE AUTOMOTIVE GRP INCCOM70959W103106321943SHSOLE 2194300PEPSICO INCCOM7134481088418921SHSOLE 892100PFIZER INCCOM7170811034860154735SHSOLE 15473500PG&E CORPCOM69331C1083025712SHSOLE 571200PHILIP MORRIS INTL INCCOM718172109288336342SHSOLE 3634200PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105138545593SHSOLE 4559300PLAINS GP HLDGS L PSHS A REP LTPN72651A10819811295SHSOLE 1129500POTASH CORP SASK INCCOM73755L10727613432SHSOLE 1343200POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532015000SHSOLE 500000POWERSHARES QQQ TRUSTUNIT SER 173935A104170416742SHSOLE 1674200PPL CORPCOM69351T10680924582SHSOLE 2458200PRAXAIR INCCOM74005P1042152110SHSOLE 211000PRICE T ROWE GROUP INCCOM74144T108102914800SHSOLE 1480000PROCTER & GAMBLE COCOM742718109488967954SHSOLE 6795400PROCTER & GAMBLE COCOM7427181091400SHPutSOLE 40000PROGRESSIVE WASTE SOLUTIONSCOM74339G10131011749SHSOLE 1174900PROSHARES TRPSHS SHRT S&P50074347R50356024900SHSOLE 2490000PROSHARES TRSHORT QQQ NEW74347B7143015175SHSOLE 517500PROSPERITY BANCSHARES INCCOM7436061054429000SHSOLE 900000PRUDENTIAL FINL INCCOM7443201024596025SHSOLE 602500PUBLIC STORAGECOM74460D1099524497SHSOLE 449700QUALCOMM INCCOM747525103396073701SHSOLE 7370100QUALCOMM INCCOM7475251033500SHPutSOLE 50000QUANTUM CORPCOM DSSG7479062043144100SHSOLE 4410000QUESTAR CORPCOM74835610293848300SHSOLE 4830000RAYTHEON COCOM NEW7551115074404027SHSOLE 402700REPUBLIC AWYS HLDGS INCCOM76027610511019000SHSOLE 1900000REPUBLIC SVCS INCCOM760759100151236700SHSOLE 3670000RICE ENERGY INCCOM76276010653032800SHSOLE 3280000RICE MIDSTREAM PARTNERS LPUNIT LTD PARTN76281910053239970SHSOLE 3997000ROSE ROCK MIDSTREAM L PCOM U REP LTD77714910529212000SHSOLE 1200000ROYAL DUTCH SHELL PLCSPONS ADR A78025920692319485SHSOLE 1948500ROYCE MICRO-CAP TR INCCOM78091510413417254SHSOLE 1725400RUCKUS WIRELESS INCCOM78122010837131250SHSOLE 3125000RYDER SYS INCCOM78354910891512363SHSOLE 1236300SABINE ROYALTY TRUNIT BEN INT78568810232110500SHSOLE 1050000SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10578956393SHSOLE 5639300SANOFISPONSORED ADR80105N105202842732SHSOLE 4273200SCHLUMBERGER LTDCOM8068571084556591SHSOLE 659100SEAGATE TECHNOLOGY PLCSHSG7945M107184941282SHSOLE 4128200SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407437758943SHSOLE 5894300SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506141323087SHSOLE 2308700SJW CORPCOM78430510434311162SHSOLE 1116200SOUTHERN COCOM84258710778017451SHSOLE 1745100SOUTHWEST AIRLS COCOM84474110850713329SHSOLE 1332900SPARTON CORPCOM8472351082247105000SHSOLE 10500000SPDR DOW JONES INDL AVRG ETFUT SER 178467X1098535244SHSOLE 524400SPDR GOLD TRUSTGOLD SHS78463V107304428490SHSOLE 2849000SPDR S&P 500 ETF TRTR UNIT78462F103518427051SHSOLE 2705100SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1073931577SHSOLE 157700SPDR SERIES TRUSTS&P RETAIL ETF78464A714266359942SHSOLE 5994200SPDR SERIES TRUSTWELLS FG PFD ETF78464A2925352122198SHSOLE 12219800SPIRIT RLTY CAP INC NEWCOM84860W10219821688SHSOLE 2168800SSGA ACTIVE ETF TRMULT ASS RLRTN78467V1032189600SHSOLE 960000SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84861212361SHSOLE 1236100ST JUDE MED INCCOM790849103105116665SHSOLE 1666500STANLEY BLACK & DECKER INCCOM8545021012622700SHSOLE 270000STANLEY BLACK & DECKER INCCOM8545021010500SHPutSOLE 50000STARBUCKS CORPCOM855244109113019878SHSOLE 1987800STRYKER CORPCOM8636671013163354SHSOLE 335400SUMMIT MIDSTREAM PARTNERS LPCOM UNIT LTD86614210245525836SHSOLE 2583600SUN CMNTYS INCCOM8666741045027405SHSOLE 740500SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L10847416555SHSOLE 1655500SYSCO CORPCOM871829107208153390SHSOLE 5339000TALLGRASS ENERGY GP LPSHS CL A87469610727213695SHSOLE 1369500TALLGRASS ENERGY PARTNERS LPCOM UNIT874697105125832025SHSOLE 3202500TARGA RESOURCES PARTNERS LPCOM UNIT87611X10532911333SHSOLE 1133300TARGET CORPCOM87612E10699312630SHSOLE 1263000TEKLA LIFE SCIENCES INVSSH BEN INT87911K10065529113SHSOLE 2911300TELEFONICA S ASPONSORED ADR87938220827022436SHSOLE 2243600THERMO FISHER SCIENTIFIC INCCOM8835561024093346SHSOLE 334600THOR INDS INCCOM885160101105720401SHSOLE 2040100TIME WARNER INCCOM NEW887317303230933579SHSOLE 3357900TRAVELERS COMPANIES INCCOM89417E1093133147SHSOLE 314700TWENTY FIRST CENTY FOX INCCL A90130A101124746226SHSOLE 4622600TYSON FOODS INCCL A90249410347010900SHSOLE 1090000ULTA SALON COSMETCS & FRAG ICOM90384S3032211350SHSOLE 135000UNION PAC CORPCOM9078181083503959SHSOLE 395900UNITED CONTL HLDGS INCCOM9100471092073901SHSOLE 390100UNITED PARCEL SERVICE INCCL B9113121068818930SHSOLE 893000UNITED PARCEL SERVICE INCCL B9113121060500SHPutSOLE 50000UNITED TECHNOLOGIES CORPCOM913017109198722326SHSOLE 2232600UNITEDHEALTH GROUP INCCOM91324P1029668330SHSOLE 833000VALEANT PHARMACEUTICALS INTLCOM91911K1022551432SHSOLE 143200VALERO ENERGY CORP NEWCOM91913Y100180630048SHSOLE 3004800VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272493100SHSOLE 310000VANGUARD INDEX FDSREIT ETF9229085532062724SHSOLE 272400VANGUARD INDEX FDSTOTAL STK MKT922908769137013880SHSOLE 1388000VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428743246594SHSOLE 659400VANGUARD NAT RES LLCCOM UNIT92205F10616621830SHSOLE 2183000VERIZON COMMUNICATIONS INCCOM92343V104253458244SHSOLE 5824400VISA INCCOM CL A92826C839217531218SHSOLE 3121800VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308148046622SHSOLE 4662200W P CAREY INCCOM92936U1093295688SHSOLE 568800WAL-MART STORES INCCOM931142103564687083SHSOLE 8708300WELLS FARGO & CO NEWCOM949746101122323825SHSOLE 2382500WELLS FARGO ADVANTAGE INCOMECOM SHS94987B10525033000SHSOLE 3300000WESTAR ENERGY INCCOM95709T100123031989SHSOLE 3198900WESTERN ASSET CLYM INFL OPPCOM95766R10430128900SHSOLE 2890000WESTERN ASSET MUN HI INCM FDCOM95766N10324634011SHSOLE 3401100WESTERN GAS PARTNERS LPCOM UNIT LP IN95825410451210935SHSOLE 1093500WHIRLPOOL CORPCOM9633201069776636SHSOLE 663600WHITEWAVE FOODS COCOM96624410568116950SHSOLE 1695000WHOLE FOODS MKT INCCOM966837106140144268SHSOLE 4426800WISDOMTREE TREUROPE HEDGED EQ97717X70169712747SHSOLE 1274700WISDOMTREE TRINDIA ERNGS FD97717W42236218187SHSOLE 1818700WISDOMTREE TRMDCP EARN FUND97717W5704435160SHSOLE 516000WISDOMTREE TRUS QTLY DIV GRT97717X66946116093SHSOLE 1609300WYNDHAM WORLDWIDE CORPCOM98310W10893112951SHSOLE 1295100YUM BRANDS INCCOM9884981013304127SHSOLE 412700YUM BRANDS INCCOM9884981010500SHPutSOLE 50000ZOETIS INCCL A98978V1032756690SHSOLE 669000