0001525212-14-000003.txt : 20140512 0001525212-14-000003.hdr.sgml : 20140512 20140512131828 ACCESSION NUMBER: 0001525212-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 14832680 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001525212 XXXXXXXX 03-31-2014 03-31-2014 USCA RIA LLC

1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056

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A780259206110015054SHSOLE 1505400ROYCE MICRO-CAP TR INCCOM78091510420917056SHSOLE 1705600SANOFISPONSORED ADR80105N1055099732SHSOLE 973200SCHLUMBERGER LTDCOM8068571087147326SHSOLE 732600SEAGATE TECHNOLOGY PLCSHSG7945M107180832200SHSOLE 3220000SNAP ON INCCOM8330341018417411SHSOLE 741100SOUTHERN COCOM842587107148933887SHSOLE 3388700SPARTON CORPCOM8472351083660125000SHSOLE 12500000SPDR DOW JONES INDL AVRG ETFUT SER 178467X1092921779SHSOLE 177900SPDR S&P 500 ETF TRTR UNIT78462F10317939586SHSOLE 958600SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10710134043SHSOLE 404300SPDR SERIES TRUSTBRC HGH YLD BD78464A4172616328SHSOLE 632800SPECTRA ENERGY CORPCOM84756010952914318SHSOLE 1431800SPIRIT AIRLS INCCOM8485771022083500SHSOLE 350000SPIRIT RLTY CAP INC NEWCOM84860W10223121078SHSOLE 2107800STRYKER CORPCOM8636671012913571SHSOLE 357100SUMMIT MIDSTREAM PARTNERS LPCOM UNIT LTD86614210254112630SHSOLE 1263000SUN CMNTYS INCCOM8666741043377480SHSOLE 748000SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1088869750SHSOLE 975000SYSCO CORPCOM87182910739510940SHSOLE 1094000TALLGRASS ENERGY PARTNERS LPCOM UNIT874697105149040925SHSOLE 4092500TARGA RESOURCES PARTNERS LPCOM UNIT87611X10566111750SHSOLE 1175000TARGET CORPCOM87612E1065328787SHSOLE 878700TELEFONICA S ASPONSORED ADR87938220829118452SHSOLE 1845200THERMO FISHER SCIENTIFIC INCCOM8835561024053366SHSOLE 336600THOR INDS INCCOM88516010189014568SHSOLE 1456800TIME WARNER INCCOM NEW887317303137521039SHSOLE 2103900TORTOISE PIPELINE & ENERGY FCOM89148H1082047000SHSOLE 700000TRINITY INDS INCCOM8965221093104300SHSOLE 430000TUPPERWARE BRANDS CORPCOM8998961047749238SHSOLE 923800UBS AG JERSEY BRANCH2XMN ALR MLP INF902664200103818420SHSOLE 1842000UNION PAC CORPCOM90781810812506661SHSOLE 666100UNITED CONTL HLDGS INCCOM9100471093537901SHSOLE 790100UNITED PARCEL SERVICE INCCL B9113121067537733SHSOLE 773300UNITED TECHNOLOGIES CORPCOM9130171093813262SHSOLE 326200UNITEDHEALTH GROUP INCCOM91324P1024765800SHSOLE 580000VANGUARD INDEX FDSTOTAL STK 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