0001248915-13-000090.txt : 20130627 0001248915-13-000090.hdr.sgml : 20130627 20130627171131 ACCESSION NUMBER: 0001248915-13-000090 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130627 DATE AS OF CHANGE: 20130627 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UniTek Global Services, Inc. CENTRAL INDEX KEY: 0000826773 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 752233445 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-61031 FILM NUMBER: 13938193 BUSINESS ADDRESS: STREET 1: 1777 SENTRY PARKWAY WEST STREET 2: GWYNEDD HALL, SUITE 302 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 267-464-1700 MAIL ADDRESS: STREET 1: 1777 SENTRY PARKWAY WEST STREET 2: GWYNEDD HALL, SUITE 302 CITY: BLUE BELL STATE: PA ZIP: 19422 FORMER COMPANY: FORMER CONFORMED NAME: BERLINER COMMUNICATIONS INC DATE OF NAME CHANGE: 20050919 FORMER COMPANY: FORMER CONFORMED NAME: NOVO NETWORKS INC DATE OF NAME CHANGE: 20010104 FORMER COMPANY: FORMER CONFORMED NAME: EVENTURES GROUP INC DATE OF NAME CHANGE: 19990902 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Waterfield John Randall CENTRAL INDEX KEY: 0001524368 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 140 BROADWAY, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G 1 schedule13g.htm SCHEDULE 13G schedule13g.htm

 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. ________)*

UniTek Global Services, Inc.
(Name of Issuer)

Common Stock, par value $.00002
(Title of Class of Securities)

91324T302
(CUSIP Number)

June 19, 2013
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

x Rule 13d-1(c)
 
o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 
 
CUSIP No. 91324T302
  
13G
  
Page 2 of 5 Pages
 
1
  
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
   
 
John Randall Waterfield
2
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)    o
   
(b)    x
3
  
SEC USE ONLY
     
4
  
CITIZENSHIP OR PLACE OF ORGANIZATION
   
 
USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
  
SOLE VOTING POWER
   
 
1,155,860
6
  
SHARED VOTING POWER
   
 
0
7
  
SOLE DISPOSITIVE POWER
   
 
1,155,860
8
  
SHARED DISPOSITIVE POWER
   
 
0
9
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
1,155,860
10
  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)  
   
 
o
11
  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
 
6.18%
12
  
TYPE OF REPORTING PERSON (see instructions)
   
 
IN

 
 
 

CUSIP No. 91324T302
  
13G
  
Page 3 of 5 Pages

Item 1.

 
(a)
Name of Issuer
UniTek Global Services, Inc.
     
 
(b)
Address of Issuer’s Principal Executive Offices
1777 Sentry Parkway West, Gwynedd Hall, Suite 302 Blue Bell, PA 19422
     
Item 2.

 
(a)
Name of Person Filing
John Randall Waterfield
     
 
(b)
Address of the Principal Office or, if none, residence
140 Broadway, 46th Floor
New York, NY 10005
     
 
(c)
Citizenship
USA
     
 
(d)
Title of Class of Securities
Common Stock, $.00002 par value, of the Issuer
     
 
(e)
CUSIP Number
91324T302

Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
 
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
 
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
 
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
 
(g)
o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
 
(h)
o
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
 
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
       
 
 
 
 
 
 
CUSIP No. 91324T302
  
13G
  
Page 4 of 5 Pages

Item 4.  Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)
  
Amount beneficially owned:  1,155,860
       
(b)
  
Percent of class:  6.18%
       
(c)
  
Number of shares as to which the person has:  
       
   
(i)
Sole power to vote or to direct the vote  1,155,860
       
   
(ii)
Shared power to vote or to direct the vote  0
       
   
(iii)
Sole power to dispose or to direct the disposition of  1,155,860
       
   
(iv)
Shared power to dispose or to direct the disposition of  0

Item 5.  Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     .

Not Applicable

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not Applicable 

Item 8.  Identification and Classification of Members of the Group.

Not Applicable

Item 9.  Notice of Dissolution of Group.

Not Applicable

Item 10.  Certification.

(a)
  
Not Applicable
       
(b)
  
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 
 
 
 
CUSIP No. 91324T302
  
13G
  
Page 5 of 5 Pages

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
June 27, 2013
 
Date
   
 
/s/ J. Randall Waterfield
 
Signature
   
 
John Randall Waterfield
 
Name / Title