0001209191-18-050488.txt : 20180911 0001209191-18-050488.hdr.sgml : 20180911 20180911163338 ACCESSION NUMBER: 0001209191-18-050488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180911 FILED AS OF DATE: 20180911 DATE AS OF CHANGE: 20180911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE TILLY CENTRAL INDEX KEY: 0001548775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 181065177 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-11 1 0001524025 TILLY'S, INC. TLYS 0001548775 LEVINE TILLY C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 0 1 0 Class A Common Stock 2018-09-11 4 C 0 1343406 0.00 A 1343406 D Class A Common Stock 2018-09-11 4 S 0 1343406 18.50 D 0 D Class A Common Stock 2018-09-11 4 C 0 319386 0.00 A 319386 I By Trust 1 Class A Common Stock 2018-09-11 4 S 0 319386 18.50 D 0 I By Trust 1 Class A Common Stock 2018-09-11 4 C 0 319386 0.00 A 319386 I By Trust 2 Class A Common Stock 2018-09-11 4 S 0 319386 18.50 D 0 I By Trust 2 Class B Common Stock 2018-09-11 4 C 0 1343406 0.00 D Class A Common Stock 1343406 1969741 D Class B Common Stock 2018-09-11 4 C 0 319386 0.00 D Class A Common Stock 319386 0 I By Trust 1 Class B Common Stock 2018-09-11 4 C 0 319386 0.00 D Class A Common Stock 319386 0 I By Trust 2 The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person. The sales reported in this Form 4 were effected in a public underwritten secondary offering (the "Offering") pursuant to a Registration Statement on Form S-3 (File. No. 333-226209). The price reported in column 4 reflects the public offering price of $18.50 per share pursuant to the terms of the Offering, and excludes underwriting commissions and discounts. Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock. Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. /s/ Michael L. Henry, Attorney-in-Fact for Tilly Levine 2018-09-11