0001209191-14-034328.txt : 20140515
0001209191-14-034328.hdr.sgml : 20140515
20140515174950
ACCESSION NUMBER: 0001209191-14-034328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140513
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herz Robert H
CENTRAL INDEX KEY: 0001523753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 14849219
MAIL ADDRESS:
STREET 1: 3900 WISCONSIN AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20016
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-05-13
0
0000895421
MORGAN STANLEY
MS
0001523753
Herz Robert H
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
1
0
0
0
Common Stock
2014-05-13
4
A
0
8218.818
0.00
A
34085.577
D
Common Stock
2014-05-13
5
G
0
E
47
0.00
A
34132.577
D
Common Stock
2014-01-22
5
L
0
E
45
32.799
A
45
I
By Irrevocable Trust
Common Stock
2014-02-05
5
L
0
E
2
29.025
A
47
I
By Irrevocable Trust
Common Stock
2014-05-13
5
G
0
E
47
0.00
D
0
I
By Irrevocable Trust
Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
/s/ Martin M. Cohen, Attorney-in-Fact
2014-05-15