0001209191-13-026893.txt : 20130516
0001209191-13-026893.hdr.sgml : 20130516
20130516170046
ACCESSION NUMBER: 0001209191-13-026893
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130514
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herz Robert H
CENTRAL INDEX KEY: 0001523753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 13852094
MAIL ADDRESS:
STREET 1: 3900 WISCONSIN AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-05-14
0
0000895421
MORGAN STANLEY
MS
0001523753
Herz Robert H
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
1
0
0
0
Common Stock
2013-05-14
4
A
0
10301.08
0.00
A
25726.935
D
Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
/s/ Martin M. Cohen, Attorney-in-Fact
2013-05-16