0001209191-12-028595.txt : 20120516
0001209191-12-028595.hdr.sgml : 20120516
20120516163532
ACCESSION NUMBER: 0001209191-12-028595
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120515
FILED AS OF DATE: 20120516
DATE AS OF CHANGE: 20120516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Lance L.
CENTRAL INDEX KEY: 0001521978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35188
FILM NUMBER: 12849232
MAIL ADDRESS:
STREET 1: C/O FUSION-IO, INC.
STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUSION-IO, INC.
CENTRAL INDEX KEY: 0001383729
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 204232255
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
BUSINESS PHONE: 801-424-5500
MAIL ADDRESS:
STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
FORMER COMPANY:
FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC
DATE OF NAME CHANGE: 20061214
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2012-05-15
0
0001383729
FUSION-IO, INC.
FIO
0001521978
Smith Lance L.
C/O FUSION-IO, INC.
2855 E. COTTONWOOD PKWY, SUITE 100
SALT LAKE CITY
UT
84121
0
1
0
0
Chief Operating Officer
Common Stock
2012-05-15
4
M
0
7500
0.358
A
7500
D
Common Stock
2012-05-15
4
M
0
13333
0.65
A
20833
D
Common Stock
2012-05-15
4
M
0
4167
1.96
A
25000
D
Common Stock
2012-05-15
4
S
0
25000
22.2341
D
0
D
Employee stock option (right to buy)
0.358
2012-05-15
4
M
0
7500
0.00
D
2018-06-23
Common Stock
7500
7500
D
Employee stock option (right to buy)
0.65
2012-05-15
4
M
0
11250
0.00
D
2019-06-01
Common Stock
11250
146251
D
Employee stock option (right to buy)
0.65
2012-05-15
4
M
0
2083
0.00
D
2019-09-21
Common Stock
2083
35417
D
Employee stock option (right to buy)
1.96
2012-05-15
4
M
0
4167
0.00
D
2020-09-11
Common Stock
4167
177083
D
Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $22.05 per share to $27.51 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
The option becomes exercisable as to 1/4th of the shares subject to the option on June 10, 2009, and 1/48th of the shares subject to the option vest on the 10th day of the month each month thereafter.
The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009.
The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 22, 2009.
The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010.
/s/ Shawn J. Lindquist, attorney-in-fact
2012-05-16