0001209191-11-058406.txt : 20111129 0001209191-11-058406.hdr.sgml : 20111129 20111129195651 ACCESSION NUMBER: 0001209191-11-058406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111128 FILED AS OF DATE: 20111129 DATE AS OF CHANGE: 20111129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lance L. CENTRAL INDEX KEY: 0001521978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 111232488 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-28 0 0001383729 FUSION-IO, INC. FIO 0001521978 Smith Lance L. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 Chief Operating Officer Common Stock 2011-11-28 4 M 0 6219 0.65 A 6219 D Common Stock 2011-11-28 4 M 0 147500 0.358 A 153719 D Common Stock 2011-11-28 4 S 0 153719 31.68 D 0 D Employee stock option (right to buy) 0.65 2011-11-28 4 M 0 6219 0.00 D 2019-06-01 Common Stock 6219 533781 D Employee stock option (right to buy) 0.358 2011-11-28 4 M 0 147500 0.00 D 2018-06-23 Common Stock 147500 52500 D The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009. The option becomes exercisable as to 1/4th of the shares subject to the option on June 10, 2009, and 1/48th of the shares subject to the option vest on the 10th day of the month each month thereafter. /s/Shawn J. Lindquist, attorney-in-fact 2011-11-29