0001209191-12-045638.txt : 20120914
0001209191-12-045638.hdr.sgml : 20120914
20120914212206
ACCESSION NUMBER: 0001209191-12-045638
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20120914
DATE AS OF CHANGE: 20120914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White Rick C.
CENTRAL INDEX KEY: 0001521966
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35188
FILM NUMBER: 121093848
MAIL ADDRESS:
STREET 1: C/O FUSION-IO, INC.
STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUSION-IO, INC.
CENTRAL INDEX KEY: 0001383729
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 204232255
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
BUSINESS PHONE: 801-424-5500
MAIL ADDRESS:
STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
FORMER COMPANY:
FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC
DATE OF NAME CHANGE: 20061214
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-09-12
0
0001383729
FUSION-IO, INC.
FIO
0001521966
White Rick C.
C/O FUSION-IO, INC.
2855 E. COTTONWOOD PKWY, SUITE 100
SALT LAKE CITY
UT
84121
1
1
0
0
Chief Marketing Officer
Common Stock
2012-09-14
4
S
0
103785
30.0862
D
2792687
I
by West Coast VC, LLC
Common Stock
2012-09-14
4
M
0
103793
0.65
A
103793
D
Common Stock
2012-09-14
4
S
0
103793
30.0862
D
0
D
Employee stock option (right to buy)
28.61
2012-09-12
4
A
0
42500
0.00
A
2019-09-11
Common Stock
42500
42500
D
Restricted Stock Units
0.00
2012-09-12
4
A
0
42500
0.00
A
Common Stock
42500
42500
D
Employee stock option (right to buy)
0.65
2012-09-14
4
D
0
103793
0.00
D
2019-06-01
Common Stock
103793
1406562
D
Pursuant to a Rule 10b5-1 trading plan established by West Coast VC, LLC.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.44 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein.
Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
The option becomes exercisable as to 1/12th of the shares subject to the option one month from the vesting commencement date of January 1, 2016, and 1/12th of the shares each month thereafter, subject to the Reporting Person's continued service.
The award vests as to 1/4th of the shares subject to the award on February 15, 2016, and 1/4th of the shares subject to the award vest quarterly thereafter, subject to the Reporting Persons continued service.
Not applicable.
1/48 of the shares subject to the option become vested and exercisable each month from April 3, 2009, subject to the Reporting Person's continued service to the Issuer.
/s/ Shawn J. Lindquist, Attorney-in-fact
2012-09-14