0001209191-12-045638.txt : 20120914 0001209191-12-045638.hdr.sgml : 20120914 20120914212206 ACCESSION NUMBER: 0001209191-12-045638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Rick C. CENTRAL INDEX KEY: 0001521966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 121093848 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-09-12 0 0001383729 FUSION-IO, INC. FIO 0001521966 White Rick C. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 1 1 0 0 Chief Marketing Officer Common Stock 2012-09-14 4 S 0 103785 30.0862 D 2792687 I by West Coast VC, LLC Common Stock 2012-09-14 4 M 0 103793 0.65 A 103793 D Common Stock 2012-09-14 4 S 0 103793 30.0862 D 0 D Employee stock option (right to buy) 28.61 2012-09-12 4 A 0 42500 0.00 A 2019-09-11 Common Stock 42500 42500 D Restricted Stock Units 0.00 2012-09-12 4 A 0 42500 0.00 A Common Stock 42500 42500 D Employee stock option (right to buy) 0.65 2012-09-14 4 D 0 103793 0.00 D 2019-06-01 Common Stock 103793 1406562 D Pursuant to a Rule 10b5-1 trading plan established by West Coast VC, LLC. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.44 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. The option becomes exercisable as to 1/12th of the shares subject to the option one month from the vesting commencement date of January 1, 2016, and 1/12th of the shares each month thereafter, subject to the Reporting Person's continued service. The award vests as to 1/4th of the shares subject to the award on February 15, 2016, and 1/4th of the shares subject to the award vest quarterly thereafter, subject to the Reporting Persons continued service. Not applicable. 1/48 of the shares subject to the option become vested and exercisable each month from April 3, 2009, subject to the Reporting Person's continued service to the Issuer. /s/ Shawn J. Lindquist, Attorney-in-fact 2012-09-14