0001209191-12-017957.txt : 20120313 0001209191-12-017957.hdr.sgml : 20120313 20120313183722 ACCESSION NUMBER: 0001209191-12-017957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120309 FILED AS OF DATE: 20120313 DATE AS OF CHANGE: 20120313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Rick C. CENTRAL INDEX KEY: 0001521966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 12688357 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-03-09 0 0001383729 FUSION-IO, INC. FIO 0001521966 White Rick C. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 1 1 0 0 Chief Marketing Officer Common Stock 2012-03-09 4 S 0 36034 31.4014 D 3036653 I by West Coast VC, LLC Common Stock 2012-03-09 4 S 0 3966 31.7691 D 3032687 I by West Coast VC, LLC Common Stock 2012-03-09 4 M 0 40000 0.65 A 40000 D Common Stock 2012-03-09 4 S 0 39900 31.4362 D 100 D Common Stock 2012-03-09 4 S 0 100 31.88 D 0 D Employee stock option (right to buy) 0.65 2012-03-09 4 M 0 40000 0.00 D 2019-06-01 common stock 40000 1646562 D Pursuant to a Rule 10b5-1 trading plan established by West Coast VC, LLC. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.68 per share to $31.67 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.68 per share to $31.84 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.84 per share to $31.83 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. 1/48 of the shares subject to the option become vested and exercisable each month from April 3, 2009, subject to the Reporting Person's continued service to the Issuer. /s/ Shawn J. Lindquist, Attorney-in-fact 2012-03-12