0001209191-12-052147.txt : 20121107
0001209191-12-052147.hdr.sgml : 20121107
20121107170014
ACCESSION NUMBER: 0001209191-12-052147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121105
FILED AS OF DATE: 20121107
DATE AS OF CHANGE: 20121107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lindquist Shawn J.
CENTRAL INDEX KEY: 0001521955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35188
FILM NUMBER: 121187487
MAIL ADDRESS:
STREET 1: C/O FUSION-IO, INC.
STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUSION-IO, INC.
CENTRAL INDEX KEY: 0001383729
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 204232255
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
BUSINESS PHONE: 801-424-5500
MAIL ADDRESS:
STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84121
FORMER COMPANY:
FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC
DATE OF NAME CHANGE: 20061214
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-11-05
0
0001383729
FUSION-IO, INC.
FIO
0001521955
Lindquist Shawn J.
C/O FUSION-IO, INC.
2855 E. COTTONWOOD PKWY, SUITE 100
SALT LAKE CITY
UT
84121
0
1
0
0
Chief Legal Officer
Common Stock
2012-11-05
4
M
0
2011
0.65
A
4181
D
Common Stock
2012-11-05
4
M
0
2083
1.96
A
6264
D
Common Stock
2012-11-05
4
M
0
2916
19.00
A
9180
D
Common Stock
2012-11-05
4
S
0
7010
24.746
D
2170
D
Common Stock
5000
I
by Bentbrook Holdings, LLC
Employee Stock Option (right to buy)
0.65
2012-11-05
4
M
0
2011
0.00
D
2020-03-01
Common Stock
2011
46667
D
Employee Stock Option (right to buy)
1.96
2012-11-05
4
M
0
2083
0.00
D
2020-09-11
Common Stock
2083
47917
D
Employee Stock Option (right to buy)
19.00
2012-11-05
4
M
0
2916
0.00
D
2021-09-29
Common Stock
2916
102084
D
Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.27 per share to $25.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein.
The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.
The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year.
The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 13, 2011, subject to the Reporting Person being employed by the Issuer for a full year.
/s/ Shawn J. Lindquist
2012-11-07