0001209191-12-052147.txt : 20121107 0001209191-12-052147.hdr.sgml : 20121107 20121107170014 ACCESSION NUMBER: 0001209191-12-052147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121105 FILED AS OF DATE: 20121107 DATE AS OF CHANGE: 20121107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindquist Shawn J. CENTRAL INDEX KEY: 0001521955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 121187487 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-11-05 0 0001383729 FUSION-IO, INC. FIO 0001521955 Lindquist Shawn J. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 Chief Legal Officer Common Stock 2012-11-05 4 M 0 2011 0.65 A 4181 D Common Stock 2012-11-05 4 M 0 2083 1.96 A 6264 D Common Stock 2012-11-05 4 M 0 2916 19.00 A 9180 D Common Stock 2012-11-05 4 S 0 7010 24.746 D 2170 D Common Stock 5000 I by Bentbrook Holdings, LLC Employee Stock Option (right to buy) 0.65 2012-11-05 4 M 0 2011 0.00 D 2020-03-01 Common Stock 2011 46667 D Employee Stock Option (right to buy) 1.96 2012-11-05 4 M 0 2083 0.00 D 2020-09-11 Common Stock 2083 47917 D Employee Stock Option (right to buy) 19.00 2012-11-05 4 M 0 2916 0.00 D 2021-09-29 Common Stock 2916 102084 D Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $24.27 per share to $25.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein. The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 13, 2011, subject to the Reporting Person being employed by the Issuer for a full year. /s/ Shawn J. Lindquist 2012-11-07