0001209191-12-015876.txt : 20120305 0001209191-12-015876.hdr.sgml : 20120305 20120305194014 ACCESSION NUMBER: 0001209191-12-015876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120305 DATE AS OF CHANGE: 20120305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindquist Shawn J. CENTRAL INDEX KEY: 0001521955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 12668389 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 6350 SOUTH 3000 EAST, 6TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-03-01 0 0001383729 FUSION-IO, INC. FIO 0001521955 Lindquist Shawn J. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 Chief Legal Officer Common Stock 2012-02-27 5 G 0 E 5000 0.00 D 10000 I by Bentbrook Holdings, LLC Common Stock 2012-03-02 5 G 0 E 5000 0.00 D 5000 I by Bentbrook Holdings, LLC Common Stock 2012-03-01 4 M 0 23300 0.65 A 24635 D Common Stock 2012-03-01 4 S 0 23300 30.0186 D 1335 D Common Stock 2012-03-02 4 M 0 28711 0.65 A 30046 D Common Stock 2012-03-02 4 S 0 3597 30.4432 D 26449 D Common Stock 2012-03-02 4 S 0 20674 31.5884 D 5775 D Common Stock 2012-03-02 4 S 0 4440 32.0948 D 1335 D Common Stock 2012-03-05 4 M 0 2012 0.65 A 3347 D Common Stock 2012-03-05 4 M 0 17988 1.96 A 21335 D Common Stock 2012-03-05 4 S 0 16398 31.1421 D 4937 D Common Stock 2012-03-05 4 S 0 2400 32.1545 D 2537 D Common Stock 2012-03-05 4 S 0 1202 33.0448 D 1335 D Employee Stock Option (right to buy) 0.65 2012-03-01 4 M 0 23300 0.00 D 2020-03-01 Common Stock 23300 100723 D Employee Stock Option (right to buy) 0.65 2012-03-02 4 M 0 28711 0.00 D 2020-03-01 Common Stock 28711 72012 D Employee Stock Option (right to buy) 0.65 2012-03-05 4 M 0 2012 0.00 D 2020-03-01 Common Stock 2012 70000 D Employee Stock Option (right to buy) 1.96 2012-03-05 4 M 0 17988 0.00 D 2020-09-11 Common Stock 17988 82012 D Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.34 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.95 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.01 per share to $31.99 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.01 per share to $32.19 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.68 per share to $31.66 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.70 per share to $32.63 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.83 per share to $33.30 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year. /s/ Shawn J. Lindquist 2012-03-05