0001521951-19-000073.txt : 20191105 0001521951-19-000073.hdr.sgml : 20191105 20191105114846 ACCESSION NUMBER: 0001521951-19-000073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 EFFECTIVENESS DATE: 20191105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 191192307 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 09-30-2019 09-30-2019 FIRST BUSINESS FINANCIAL SERVICES, INC.

401 CHARMANY DRIVE PO Box 44961 MADISON WI 53744

13F HOLDINGS REPORT 028-15585 N Brendan Freeman 608-232-5951 /s/ Brendan Freeman Madison WI 10-29-2019 0 118 584991 false INFORMATION TABLE 2 a093019form13finformationt.xml INFORMATION TABLE Abbvie Inc Com Common 00287Y109 552 7287 SH SOLE 7287 0 0 Accenture PLC Common G1151C101 440 2285 SH SOLE 2285 0 0 Air Prods Chems Inc Common 009158106 455 2050 SH SOLE 2050 0 0 Alibaba Group Hldg Ltd Sponsor Common 01609W102 635 3795 SH SOLE 1795 0 2000 Allegheny Technologies Inc Common 01741R102 290 14325 SH SOLE 14325 0 0 Allstate Corp Common 020002101 1246 11461 SH SOLE 11461 0 0 Alphabet Inc Cap Stk Cl A Common 02079K305 567 464 SH SOLE 464 0 0 Alphabet Inc Cap Stk Cl C Common 02079K107 435 357 SH SOLE 357 0 0 Altria Group Inc Common 02209S103 297 7253 SH SOLE 500 0 6753 Amdocs Ltd Common G02602103 463 7010 SH SOLE 7010 0 0 American Tower Corp Common 03027X100 1105 4997 SH SOLE 4997 0 0 Ameriprise Financial Inc Common 03076C106 722 4910 SH SOLE 4910 0 0 Amerisourcebergen Corp Common 03073E105 496 6028 SH SOLE 6028 0 0 Amgen Inc Common 031162100 794 4102 SH SOLE 4102 0 0 Analog Devices Inc Common 032654105 1055 9438 SH SOLE 9438 0 0 Anthem Inc Common 036752103 670 2790 SH SOLE 2790 0 0 Aon Plc Shs Cl A Common G0408V102 382 1975 SH SOLE 1975 0 0 Apple Inc Common 037833100 2594 11584 SH SOLE 10569 0 1015 Arthur J. Gallagher & Co Common 363576109 879 9819 SH SOLE 9819 0 0 AT&T Inc Common 00206R102 253 6683 SH SOLE 1983 0 4700 Bank Of America Corp Common 060505104 406 13915 SH SOLE 12880 0 1035 Bank Of Montreal Common 063671101 334 4535 SH SOLE 919 0 3616 Berkshire Hathaway Inc Class A Common 084670108 312 1 SH SOLE 0 0 1 BlackRock Inc Common 09247X101 254 570 SH SOLE 570 0 0 Boeing Co Common 097023105 1299 3415 SH SOLE 3165 0 250 Broadcom Inc Common 11135F101 634 2297 SH SOLE 2297 0 0 Cardinal Health Inc Common 14149Y108 463 9816 SH SOLE 9816 0 0 Chevron Corp Common 166764100 921 7765 SH SOLE 4050 0 3715 Cintas Corporation Common 172908105 1040 3880 SH SOLE 3880 0 0 Cisco Systems Inc Common 17275R102 929 18804 SH SOLE 15925 0 2879 Citizens Financial Group Inc Common 174610105 509 14396 SH SOLE 14396 0 0 Coca-Cola Co Common 191216100 1981 36387 SH SOLE 1337 0 35050 Comcast Corp Class A Common 20030N101 419 9300 SH SOLE 9300 0 0 Corning Inc Common 219350105 370 12970 SH SOLE 12970 0 0 Discover Financial Services Common 254709108 1004 12376 SH SOLE 12376 0 0 Exact Sciences Corp Common 30063P105 262 2900 SH SOLE 500 0 2400 Exxon Mobil Corp Common 30231G102 522 7394 SH SOLE 2481 0 4913 Fidelity National Information Common 31620M106 1805 13596 SH SOLE 7025 0 6571 First Business Financial Services Common 319390100 8764 363961 SH SOLE 0 0 363961 Fiserv Inc Common 337738108 9931 95868 SH SOLE 0 0 95868 GTT Communications Inc Common 362393100 119 12630 SH SOLE 12630 0 0 Home Depot Inc Common 437076102 1199 5168 SH SOLE 4436 0 732 Illinois Tool Works Inc Common 452308109 201 1287 SH SOLE 1287 0 0 Inovalon Hldgs Inc Cl A Common 45781D101 600 36616 SH SOLE 36616 0 0 Intel Corp Common 458140100 687 13329 SH SOLE 11229 0 2100 Intercontinental Exchange Inc Common 45866F104 930 10084 SH SOLE 10084 0 0 Invesco S & P 500 Equal Weight Common 46137V357 206 1910 SH SOLE 0 0 1910 iShares Core MSCI EAFE ETF Common 46432F842 67990 1113318 SH SOLE 1113318 0 0 iShares Core S&P Mid-Cap Common 464287507 26265 135926 SH SOLE 135926 0 0 iShares Core S&P Small-Cap Common 464287804 38337 492507 SH SOLE 492507 0 0 iShares Core US Aggregate Bond Common 464287226 42552 375997 SH SOLE 375997 0 0 iShares MSCI ACWI ex US Common 464288240 230 4987 SH SOLE 4987 0 0 iShares MSCI EAFE ETF Common 464287465 28465 436508 SH SOLE 436508 0 0 iShares MSCI Min Vol USA ETF Common 46429B697 47238 736940 SH SOLE 736940 0 0 iShares National Muni Bond ETF Common 464288414 2709 23744 SH SOLE 23744 0 0 iShares Russell 1000 ETF Common 464287622 695 4224 SH SOLE 4224 0 0 iShares Russell 1000 Growth ET Common 464287614 35423 221908 SH SOLE 221908 0 0 iShares Russell 1000 Value ETF Common 464287598 63409 494375 SH SOLE 494375 0 0 iShares Russell 2000 Common 464287655 1462 9662 SH SOLE 9662 0 0 iShares Russell 2000 Growth Common 464287648 660 3427 SH SOLE 3427 0 0 iShares Russell 2000 Value Common 464287630 615 5152 SH SOLE 5152 0 0 iShares S&P 500 Core Common 464287200 994 3330 SH SOLE 3330 0 0 Johnson & Johnson Common 478160104 636 4918 SH SOLE 4918 0 0 JPMorgan Chase & Co Common 46625H100 988 8392 SH SOLE 8268 0 124 Kimberly-Clark Corp Common 494368103 379 2669 SH SOLE 2669 0 0 Kla-tencor Corp Common 482480100 873 5474 SH SOLE 5474 0 0 Kroger Co Common 501044101 601 23304 SH SOLE 23304 0 0 Lam Research Corporation Common 512807108 947 4099 SH SOLE 4099 0 0 Lincoln National Corp Common 534187109 468 7763 SH SOLE 7763 0 0 Lowe's Companies Inc Common 548661107 831 7554 SH SOLE 7554 0 0 McDonald's Corp Common 580135101 528 2461 SH SOLE 1536 0 925 Merck & Co Inc Common 58933Y105 634 7532 SH SOLE 7069 0 463 Microsoft Corp Common 594918104 1634 11750 SH SOLE 9340 0 2410 Mondelez Intl Inc Class A Common 609207105 618 11164 SH SOLE 0 0 11164 Nextera Energy Inc Common 65339F101 219 938 SH SOLE 150 0 788 Nice Ltd Sponsored ADR Common 653656108 435 3025 SH SOLE 3025 0 0 Nike Inc Common 654106103 232 2467 SH SOLE 2467 0 0 NMI Holdings Inc Cl A Common 629209305 305 11604 SH SOLE 0 0 11604 Northern Trust Corp Common 665859104 605 6484 SH SOLE 6484 0 0 Northrop Grumman Corp Common 666807102 639 1705 SH SOLE 1705 0 0 Paychex Inc Common 704326107 812 9814 SH SOLE 9814 0 0 Pepsico Inc Common 713448108 428 3125 SH SOLE 3125 0 0 Pfizer Inc Common 717081103 269 7496 SH SOLE 7496 0 0 Philip Morris International In Common 718172109 736 9688 SH SOLE 300 0 9388 Phillips 66 Common 718546104 330 3227 SH SOLE 3227 0 0 PNC Financial Services Group I Common 693475105 303 2160 SH SOLE 292 0 1868 Principal Financial Group Inc Common 74251V102 601 10522 SH SOLE 10522 0 0 Procter & Gamble Co Common 742718109 902 7250 SH SOLE 6250 0 1000 Progressive Corp Common 743315103 903 11687 SH SOLE 11687 0 0 Prudential Financial Inc Common 744320102 253 2810 SH SOLE 2810 0 0 Quanta Services Inc Common 74762E102 443 11720 SH SOLE 11720 0 0 ResMed Inc Common 761152107 933 6902 SH SOLE 6902 0 0 S&P Global Inc Common 78409V104 769 3140 SH SOLE 3140 0 0 Skyworks Solutions Inc Common 83088M102 464 5859 SH SOLE 5859 0 0 Spdr Gold Trust Shs Common 78463V107 278 2000 SH SOLE 2000 0 0 SPDR S&P 500 ETF Common 78462F103 6021 20289 SH SOLE 20289 0 0 SPDR S&P MidCap 400 ETF Common 78467Y107 233 660 SH SOLE 660 0 0 Stryker Corp Common 863667101 919 4250 SH SOLE 4250 0 0 Sysco Corporation Common 871829107 943 11882 SH SOLE 11882 0 0 TE Connectivity Ltd Common H84989104 266 2850 SH SOLE 2850 0 0 Tetra Tech Inc New Common 88162G103 365 4212 SH SOLE 4212 0 0 Texas Instruments Inc Common 882508104 991 7666 SH SOLE 7666 0 0 Thomson Reuters Corp Common 884903709 368 5500 SH SOLE 5500 0 0 TJX Companies Inc Common 872540109 957 17177 SH SOLE 17177 0 0 Travelers Companies Inc Common 89417E109 753 5065 SH SOLE 5065 0 0 UnitedHealth Group Inc Common 91324P102 1012 4655 SH SOLE 4655 0 0 US Bancorp Common 902973304 235 4243 SH SOLE 3143 0 1100 Vanguard Index Growth Common 922908736 250 1502 SH SOLE 1502 0 0 Vanguard Index Value Common 922908744 292 2614 SH SOLE 2614 0 0 Vanguard Mid-Cap ETF Common 922908629 232 1382 SH SOLE 1382 0 0 Vanguard Small-Cap ETF Common 922908751 592 3845 SH SOLE 3845 0 0 Vanguard Total Stock Market ET Common 922908769 139824 925985 SH SOLE 925985 0 0 Walgreens Boots Alliance Inc Common 931427108 555 10034 SH SOLE 10034 0 0 Wal-Mart Inc Common 931142103 266 2242 SH SOLE 2242 0 0 Walt Disney Company Common 254687106 1421 10903 SH SOLE 10490 0 413 Western Digital Corp Common 958102105 577 9680 SH SOLE 9680 0 0 Wyndham Destinations Inc Common 98310W108 210 4574 SH SOLE 4574 0 0 Wyndham Hotels & Resorts Inc Common 98311A105 238 4603 SH SOLE 4603 0 0