0001521951-17-000076.txt : 20171026 0001521951-17-000076.hdr.sgml : 20171026 20171026124218 ACCESSION NUMBER: 0001521951-17-000076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 EFFECTIVENESS DATE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 171155620 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 09-30-2017 09-30-2017 FIRST BUSINESS FINANCIAL SERVICES, INC.

401 CHARMANY DRIVE PO Box 44961 MADISON WI 53744

13F HOLDINGS REPORT 028-15585 N Joan A. Burke 608-232-5993 /s/Joan A. Burke Madison WI 10-26-2017 0 80 502905 false INFORMATION TABLE 2 form13-f093017informationt.xml INFORMATION TABLE Abbvie Inc Com COMMON STOCK 00287Y109 785 8833 SH SOLE 8833 0 0 Aetna Inc COMMON STOCK 00817Y108 564 3550 SH SOLE 3550 0 0 Alaska Air Group Inc COMMON STOCK 011659109 470 6164 SH SOLE 6164 0 0 Alibaba Group Hldg Ltd Sponsor COMMON STOCK 01609W102 345 2000 SH SOLE 0 0 2000 Allstate Corp COMMON STOCK 020002101 655 7129 SH SOLE 7129 0 0 Altria Group Inc COMMON STOCK 02209S103 428 6753 SH SOLE 0 0 6753 American Tower Corp COMMON STOCK 03027X100 685 5014 SH SOLE 5014 0 0 Ameriprise Financial Inc COMMON STOCK 03076C106 670 4513 SH SOLE 4513 0 0 Amerisourcebergen Corp COMMON STOCK 03073E105 529 6398 SH SOLE 6398 0 0 Amgen Inc COMMON STOCK 031162100 735 3941 SH SOLE 3941 0 0 Analog Devices Inc COMMON STOCK 032654105 403 4675 SH SOLE 4675 0 0 Anthem Inc COMMON STOCK 036752103 457 2407 SH SOLE 2407 0 0 Apple Inc COMMON STOCK 037833100 1133 7353 SH SOLE 6338 0 1015 Arthur J. Gallagher & Co COMMON STOCK 363576109 491 7975 SH SOLE 7975 0 0 AT&T Inc COMMON STOCK 00206R102 207 5282 SH SOLE 256 0 5026 Bank Of Montreal COMMON STOCK 063671101 399 5268 SH SOLE 919 0 4349 Berkshire Hathaway Inc Class A COMMON STOCK 084670108 275 1 SH SOLE 0 0 1 Boeing Co COMMON STOCK 097023105 1024 4029 SH SOLE 3612 0 417 CBOE Holdings, Inc. COMMON STOCK 12503M108 510 4739 SH SOLE 4739 0 0 Chevron Corp COMMON STOCK 166764100 640 5444 SH SOLE 1584 0 3860 Cintas Corporation COMMON STOCK 172908105 499 3461 SH SOLE 3461 0 0 Citigroup Inc COMMON STOCK 172967424 220 3025 SH SOLE 1085 0 1940 Coca-Cola Co COMMON STOCK 191216100 1935 43001 SH SOLE 800 0 42201 Comcast Corp Class A COMMON STOCK 20030N101 563 14623 SH SOLE 14623 0 0 CVS Health Corp COMMON STOCK 126650100 596 7329 SH SOLE 7329 0 0 Discover Financial Services COMMON STOCK 254709108 548 8494 SH SOLE 8494 0 0 Everest Re Group Ltd COMMON STOCK G3223R108 405 1775 SH SOLE 1775 0 0 Exact Sciences Corp COMMON STOCK 30063P105 322 6825 SH SOLE 1425 0 5400 Exxon Mobil Corp COMMON STOCK 30231G102 511 6233 SH SOLE 6233 0 0 Fidelity National Information COMMON STOCK 31620M106 1099 11771 SH SOLE 3001 0 8770 Financial Select Sector SPDR E COMMON STOCK 81369Y605 20363 787450 SH SOLE 787450 0 0 First Business Financial Services Inc COMMON STOCK 319390100 8871 390813 SH SOLE 0 0 390813 General Electric Co COMMON STOCK 369604103 212 8770 SH SOLE 2580 0 6190 Industrials Select Sector SPDR COMMON STOCK 81369Y704 20608 290249 SH SOLE 290249 0 0 Intel Corp COMMON STOCK 458140100 209 5489 SH SOLE 2569 0 2920 Intercontinental Exchange Inc COMMON STOCK 45866F104 645 9387 SH SOLE 9387 0 0 iShares Core MSCI EAFE ETF COMMON STOCK 46432F842 468 7292 SH SOLE 7292 0 0 iShares Core US Aggregate Bond COMMON STOCK 464287226 55609 507427 SH SOLE 507427 0 0 iShares MSCI EAFE ETF COMMON STOCK 464287465 79975 1167866 SH SOLE 1167866 0 0 iShares National Muni Bond ETF COMMON STOCK 464288414 2482 22384 SH SOLE 22384 0 0 iShares Russell 1000 ETF COMMON STOCK 464287622 364 2600 SH SOLE 2600 0 0 iShares Russell 1000 Growth ET COMMON STOCK 464287614 46661 373106 SH SOLE 373106 0 0 iShares Russell 1000 Value ETF COMMON STOCK 464287598 17739 149683 SH SOLE 149683 0 0 iShares Russell 2000 COMMON STOCK 464287655 29447 198724 SH SOLE 198724 0 0 iShares Russell 2000 Growth COMMON STOCK 464287648 650 3632 SH SOLE 3632 0 0 iShares Russell 2000 Value COMMON STOCK 464287630 665 5354 SH SOLE 5354 0 0 JPMorgan Chase & Co COMMON STOCK 46625H100 247 2583 SH SOLE 2336 0 247 Kraft Heinz Co Com COMMON STOCK 500754106 289 3721 SH SOLE 0 0 3721 Lam Research Corporation COMMON STOCK 512807108 624 3373 SH SOLE 3373 0 0 Lincoln National Corp COMMON STOCK 534187109 650 8844 SH SOLE 8844 0 0 Lowe's Companies Inc COMMON STOCK 548661107 606 7583 SH SOLE 7583 0 0 Marriott International Inc Cla COMMON STOCK 571903202 689 6253 SH SOLE 6253 0 0 McDonald's Corp COMMON STOCK 580135101 484 3092 SH SOLE 878 0 2214 Microsoft Corp COMMON STOCK 594918104 525 7042 SH SOLE 3795 0 3247 Mondelez Intl Inc Class A COMMON STOCK 609207105 454 11164 SH SOLE 0 0 11164 Moody's Corporation COMMON STOCK 615369105 692 4973 SH SOLE 4973 0 0 Packaging Corp of America COMMON STOCK 695156109 493 4297 SH SOLE 4297 0 0 Paychex Inc COMMON STOCK 704326107 577 9630 SH SOLE 9630 0 0 Philip Morris International In COMMON STOCK 718172109 1075 9688 SH SOLE 300 0 9388 PNC Financial Services Group I COMMON STOCK 693475105 265 1968 SH SOLE 100 0 1868 Principal Financial Group Inc COMMON STOCK 74251V102 595 9250 SH SOLE 9250 0 0 Public Storage COMMON STOCK 74460D109 497 2321 SH SOLE 2321 0 0 ResMed Inc COMMON STOCK 761152107 497 6457 SH SOLE 6457 0 0 Ross Stores Inc COMMON STOCK 778296103 507 7856 SH SOLE 7856 0 0 Skyworks Solutions Inc COMMON STOCK 83088M102 503 4935 SH SOLE 4935 0 0 SPDR S&P 500 ETF COMMON STOCK 78462F103 4523 18003 SH SOLE 18003 0 0 Sprott Physical Gold Trust COMMON STOCK 85207H104 202 19350 SH SOLE 0 0 19350 Starbucks Corp COMMON STOCK 855244109 637 11866 SH SOLE 11866 0 0 The Home Depot Inc COMMON STOCK 437076102 831 5081 SH SOLE 4056 0 1025 The Kroger Co COMMON STOCK 501044101 416 20714 SH SOLE 20714 0 0 The Travelers Companies Inc COMMON STOCK 89417E109 596 4862 SH SOLE 4862 0 0 TJX Companies Inc COMMON STOCK 872540109 601 8156 SH SOLE 8156 0 0 United States Steel Corp COMMON STOCK 912909108 348 13553 SH SOLE 0 0 13553 UnitedHealth Group Inc COMMON STOCK 91324P102 687 3508 SH SOLE 3508 0 0 Vanguard Total Bond Market ETF COMMON STOCK 921937835 23960 292340 SH SOLE 292340 0 0 Vanguard Total Stock Market ET COMMON STOCK 922908769 154429 1192318 SH SOLE 1192318 0 0 Walgreens Boots Alliance Inc COMMON STOCK 931427108 548 7091 SH SOLE 7021 0 70 Walt Disney Company COMMON STOCK 254687106 749 7602 SH SOLE 6597 0 1005 Wyndham Worldwide Corporation COMMON STOCK 98310W108 563 5345 SH SOLE 5345 0 0 Xl Group Ltd COMMON STOCK G98294104 475 12031 SH SOLE 12031 0 0