President, First Business Trust & Investments

0001521951-16-000151.txt : 20161102 0001521951-16-000151.hdr.sgml : 20161102 20161102130819 ACCESSION NUMBER: 0001521951-16-000151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 161966977 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 09-30-2016 09-30-2016 FIRST BUSINESS FINANCIAL SERVICES, INC.

401 CHARMANY DRIVE PO Box 44961 MADISON WI 53744

13F HOLDINGS REPORT 028-15585 N Joan A. Burke President, First Business Trust & Investments 608-232-5993 /s/ Joan A. Burke Madison WI 11-02-2016 0 80 408947 false INFORMATION TABLE 2 a9302016form13finformation.xml INFORMATION TABLE ALIBABA GROUP HLDG LTD FOREIGN STOCK 01609W102 423 4000 SH SOLE 0 0 4000 ALLSTATE CORP COMMON STOCK 020002101 413 5968 SH SOLE 5968 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 427 6753 SH SOLE 0 0 6753 AMERICAN TOWER CORP COMMON STOCK 03027X100 476 4198 SH SOLE 4198 0 0 AMERIPRISE FINANCIAL INC COMMON STOCK 03076C106 458 4594 SH SOLE 4594 0 0 AMGEN INC COMMON STOCK 031162100 450 2697 SH SOLE 2697 0 0 ANTHEM INC COMMON STOCK 036752103 361 2882 SH SOLE 2882 0 0 APPLE INC COMMON STOCK 037833100 766 6775 SH SOLE 5438 0 1337 BANK OF MONTREAL FOREIGN STOCK 063671101 345 5268 SH SOLE 0 0 5268 BERKSHIRE HATHAWAY INC COMMON STOCK 084670108 216 1 SH SOLE 0 0 1 BLACKROCK INC COMMON STOCK 09247X101 466 1287 SH SOLE 1287 0 0 BOEING CO COMMON STOCK 097023105 541 4106 SH SOLE 3689 0 417 CBS CORP COMMON STOCK 124857202 530 9679 SH SOLE 9679 0 0 CVS HEALTH CORP COMMON STOCK 126650100 366 4117 SH SOLE 4117 0 0 CHEVRON CORP COMMON STOCK 166764100 462 4490 SH SOLE 3990 0 500 CHURCH & DWIGHT CO INC COMMON STOCK 171340102 401 8368 SH SOLE 8368 0 0 CINCINNATI FINANCIAL CORP COMMON STOCK 172062101 494 6555 SH SOLE 6555 0 0 COMCAST CORP COMMON STOCK 20030N101 438 6599 SH SOLE 6599 0 0 WALT DISNEY COMPANY COMMON STOCK 254687106 468 5036 SH SOLE 4031 0 1005 DISCOVER FINANCIAL SERVIC COMMON STOCK 254709108 499 8820 SH SOLE 8820 0 0 ECOLAB INC COMMON STOCK 278865100 466 3828 SH SOLE 3828 0 0 FIDELITY NATIONAL INFORMATION COMMON STOCK 31620M106 907 11771 SH SOLE 1799 0 9972 FIRST BUSINESS FINANCIAL COMMON STOCK 319390100 9302 395848 SH SOLE 0 0 395848 GENUINE PARTS CO COMMON STOCK 372460105 539 5365 SH SOLE 5365 0 0 WW GRAINGER INC COMMON STOCK 384802104 394 1751 SH SOLE 1751 0 0 HOME DEPOT INC COMMON STOCK 437076102 532 4137 SH SOLE 3112 0 1025 INTEROIL CORPORATION FOREIGN STOCK 460951106 458 9000 SH SOLE 0 0 9000 ISHARES CORE MUTUAL FUNDS/FIXED IN 464287226 46773 416055 SH SOLE 416055 0 0 ISHARES CORE MUTUAL FUNDS/FIXED IN 464287226 184 1639 SH OTR 1639 0 0 ISHARES MSCI EAFE MUTUAL FUNDS/EQUITY 464287465 60132 1016948 SH SOLE 1016948 0 0 ISHARES MSCI EAFE MUTUAL FUNDS/EQUITY 464287465 79 1339 SH OTR 1339 0 0 ISHARES RUSSELL 1000 VALUE MUTUAL FUNDS/EQUITY 464287598 36444 345045 SH SOLE 345045 0 0 ISHARES RUSSELL 1000 VALUE MUTUAL FUNDS/EQUITY 464287598 49 462 SH OTR 462 0 0 ISHARES RUSSELL 1000 GROWTH MUTUAL FUNDS/EQUITY 464287614 14403 138260 SH SOLE 138260 0 0 ISHARES RUSSELL 1000 GROWTH MUTUAL FUNDS/EQUITY 464287614 18 172 SH OTR 172 0 0 ISHARES RUSSELL 1000 MKT MUTUAL FUNDS/EQUITY 464287622 22233 184571 SH SOLE 184571 0 0 ISHARES RUSSELL 1000 MKT MUTUAL FUNDS/EQUITY 464287622 31 257 SH OTR 257 0 0 ISHARES RUSSELL 2000 VALUE MUTUAL FUNDS/EQUITY 464287630 561 5354 SH SOLE 5354 0 0 ISHARES RUSSELL 2000 GROWTH MUTUAL FUNDS/EQUITY 464287648 541 3632 SH SOLE 3632 0 0 ISHARES RUSSELL 2000 MKT MUTUAL FUNDS/EQUITY 464287655 506 4073 SH SOLE 4073 0 0 ISHARES NATIONAL AMT-FREE MUNI MUTUAL FUNDS/MUNICIPAL BONDS 464288414 2184 19370 SH SOLE 19370 0 0 ISHARES CORE MSCI EAFE MUTUAL FUNDS/EQUITY 46432F842 445 8077 SH SOLE 8077 0 0 KRAFT HEINZ CO COMMON STOCK 500754106 339 3790 SH SOLE 3790 0 0 KROGER CO COMMON STOCK 501044101 305 10278 SH SOLE 10278 0 0 LINCOLN NATIONAL CORP COMMON STOCK 534187109 403 8582 SH SOLE 8582 0 0 LOWES COS INC COMMON STOCK 548661107 397 5504 SH SOLE 5504 0 0 MACY'S INC COMMON STOCK 55616P104 459 12390 SH SOLE 12390 0 0 MARATHON PETE CORP COMMON STOCK 56585A102 428 10537 SH SOLE 10537 0 0 MARRIOT INTERNATIONAL INC COMMON STOCK 571903202 379 5624 SH SOLE 5624 0 0 MCDONALD'S CORP COMMON STOCK 580135101 255 2214 SH SOLE 0 0 2214 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 506 8147 SH SOLE 8147 0 0 MONDELEZ INTL INC COMMON STOCK 609207105 490 11164 SH SOLE 0 0 11164 MOODY'S CORP COMMON STOCK 615369105 466 4306 SH SOLE 4306 0 0 PAYCHEX INC COMMON STOCK 704326107 482 8337 SH SOLE 8337 0 0 PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 913 9388 SH SOLE 0 0 9388 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 455 8829 SH SOLE 8829 0 0 PROGRESSIVE CORP COMMON STOCK 743315103 376 11930 SH SOLE 11930 0 0 PUBLIC STORAGE COMMON STOCK 74460D109 491 2199 SH SOLE 2199 0 0 QUALCOMM INC COMMON STOCK 747525103 520 7587 SH SOLE 7587 0 0 SPDR S&P 500 MUTUAL FUNDS/EQUITY 78462F103 3859 17842 SH SOLE 17842 0 0 SELECT SECTOR SPDR TR MUTUAL FUNDS/EQUITY 81369Y308 259 4873 SH SOLE 4873 0 0 SELECT SECTOR SPDR TR MUTUAL FUNDS/EQUITY 81369Y407 15234 190328 SH SOLE 190328 0 0 SELECT SECTOR SPDR TR MUTUAL FUNDS/EQUITY 81369Y407 21 265 SH OTR 265 0 0 SELECT SECTOR SPDR TR MUTUAL FUNDS/EQUITY 81369Y803 16462 344536 SH SOLE 344536 0 0 SELECT SECTOR SPDR TR MUTUAL FUNDS/EQUITY 81369Y803 23 476 SH OTR 476 0 0 SHERWIN-WILLIAMS CO COMMON STOCK 824348106 351 1267 SH SOLE 1267 0 0 SOUTHWEST AIRLINES CO COMMON STOCK 844741108 527 13549 SH SOLE 13549 0 0 SPROTT MUTUALFUNDS/EQUITY 85207H104 110 10050 SH SOLE 0 0 10050 STARBUCKS CORP COMMON STOCK 855244109 463 8545 SH SOLE 8545 0 0 TRAVELERS COS INC COMMON STOCK 89417E109 426 3715 SH SOLE 3715 0 0 UNITED STATES STEEL CORP COMMON STOCK 912909108 256 13553 SH SOLE 0 0 13553 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 439 3136 SH SOLE 3136 0 0 VF CORP COMMON STOCK 918204108 366 6525 SH SOLE 6525 0 0 VANGUARD TOTAL BOND MARKET ETF MUTUAL FUNDS/FIXED IN 921937835 19996 237655 SH SOLE 237655 0 0 VANGUARD TOTAL BOND MARKET ETF MUTUAL FUNDS/FIXED IN 921937835 79 938 SH OTR 938 0 0 VANGUARD TELECOMMUNICATION MUTUAL FUNDS/EQUITY 92204A884 14192 150356 SH SOLE 150356 0 0 VANGUARD TELECOMMUNICATION MUTUAL FUNDS/EQUITY 92204A884 20 209 SH OTR 209 0 0 VANGUARD TOTAL STOCK MARKET ETF MUTUAL FUNDS/EQUITY 922908769 121418 1090612 SH SOLE 1090612 0 0 VANGUARD TOTAL STOCK MARKET ETF MUTUAL FUNDS/EQUITY 922908769 163 1461 SH OTR 1461 0 0 INVESCO LTD FOREIGN STOCK G491BT108 438 14009 SH SOLE 14009 0 0