0001521951-14-000112.txt : 20141104 0001521951-14-000112.hdr.sgml : 20141104 20141104083635 ACCESSION NUMBER: 0001521951-14-000112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 EFFECTIVENESS DATE: 20141104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 141191181 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 09-30-2014 09-30-2014 FIRST BUSINESS FINANCIAL SERVICES, INC.

401 CHARMANY DRIVE PO Box 44961 MADISON WI 53744

13F HOLDINGS REPORT 028-15585 N Joan A. Burke 1-608-232-5993 Joan A. Burke Madison WI 11-04-2014 0 83 276080 false INFORMATION TABLE 2 september302014form13-finf.xml INFORMATION TABLE AETNA INC COMMON STOCK 00817Y108 292 3606 SH SOLE 3606 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 310 6753 SH SOLE 0 0 6753 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 309 3993 SH SOLE 3993 0 0 AMERIPRISE FINANCIAL INC COMMON STOCK 03076C106 344 2789 SH SOLE 2789 0 0 BANK OF MONTREAL FOREIGN STOCK 063671101 310 4210 SH SOLE 416 0 3794 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 300 7741 SH SOLE 7741 0 0 BLACKROCK INC COMMON STOCK 09247X101 310 943 SH SOLE 943 0 0 CF INDUSTRIES COMMON STOCK 125269100 307 1099 SH SOLE 1099 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 307 3862 SH SOLE 3862 0 0 CATERPILLAR INC COMMON STOCK 149123101 366 3699 SH SOLE 3318 0 381 COCA-COLA CO COMMON STOCK 191216100 263 6160 SH SOLE 6160 0 0 COMCAST CORP COMMON STOCK 20030N101 290 5387 SH SOLE 5387 0 0 CUMMINS INC COMMON STOCK 231021106 243 1839 SH SOLE 1839 0 0 DISCOVER FINANCIAL SERVIC COMMON STOCK 254709108 314 4874 SH SOLE 4874 0 0 EASTMAN CHEMICAL CO COMMON STOCK 277432100 286 3533 SH SOLE 3533 0 0 ECOLAB INC COMMON STOCK 278865100 284 2477 SH SOLE 2477 0 0 FASTENAL CO COMMON STOCK 311900104 241 5376 SH SOLE 5376 0 0 FIDELITY NATIONAL INFORMATION COMMON STOCK 31620M106 385 6847 SH SOLE 302 0 6545 FIRST BUSINESS FINANCIAL COMMON STOCK 319390100 9913 225815 SH SOLE 0 0 225815 GAP INC COMMON STOCK 364760108 219 5243 SH SOLE 5243 0 0 WW GRAINGER INC COMMON STOCK 384802104 228 908 SH SOLE 908 0 0 HELMERICH & PAYNE COMMON STOCK 423452101 244 2488 SH SOLE 2488 0 0 ISHARES CORE MUTUAL FUNDS/EQUITY 464287200 283 1427 SH SOLE 1427 0 0 ISHARES CORE MUTUAL FUNDS/FIXED IN 464287226 29680 272019 SH SOLE 272019 0 0 ISHARES CORE MUTUAL FUNDS/FIXED IN 464287226 133 1219 SH OTR 1219 0 0 ISHARES MSCI EAFE MUTUAL FUNDS/EQUITY 464287465 31640 493445 SH SOLE 493445 0 0 ISHARES MSCI EAFE MUTUAL FUNDS/EQUITY 464287465 74 1155 SH OTR 1155 0 0 ISHARES RUSSELL 1000 VALUE MUTUAL FUNDS/EQUITY 464287598 27152 271278 SH SOLE 271278 0 0 ISHARES RUSSELL 1000 VALUE MUTUAL FUNDS/EQUITY 464287598 61 614 SH OTR 614 0 0 ISHARES RUSSELL 1000 GROWTH MUTUAL FUNDS/EQUITY 464287614 24279 264972 SH SOLE 264972 0 0 ISHARES RUSSELL 1000 GROWTH MUTUAL FUNDS/EQUITY 464287614 57 623 SH OTR 623 0 0 ISHARES RUSSELL 2000 VALUE MUTUAL FUNDS/EQUITY 464287630 9695 103626 SH SOLE 103626 0 0 ISHARES RUSSELL 2000 VALUE MUTUAL FUNDS/EQUITY 464287630 21 229 SH OTR 229 0 0 ISHARES RUSSELL 2000 GROWTH MUTUAL FUNDS/EQUITY 464287648 7650 58989 SH SOLE 58989 0 0 ISHARES RUSSELL 2000 GROWTH MUTUAL FUNDS/EQUITY 464287648 17 131 SH OTR 131 0 0 ISHARES NATIONAL AMT-FREE MUNI MUTUAL FUNDS/MUNICIPAL BONDS 464288414 1784 16269 SH SOLE 16269 0 0 KLA-TENCOR CORP COMMON STOCK 482480100 326 4133 SH SOLE 4133 0 0 KOHLS CORP COMMON STOCK 500255104 265 4337 SH SOLE 4337 0 0 KRAFT FOODS GROUP INC COMMON STOCK 50076Q106 217 3850 SH SOLE 129 0 3721 KROGER CO COMMON STOCK 501044101 312 6009 SH SOLE 6009 0 0 LINCOLN NATIONAL CORP COMMON STOCK 534187109 254 4743 SH SOLE 4743 0 0 LORILLARD INC COMMON STOCK 544147101 319 5327 SH SOLE 5327 0 0 LOWES COS INC COMMON STOCK 548661107 286 5411 SH SOLE 5411 0 0 MCDONALD'S CORP COMMON STOCK 580135101 280 2950 SH SOLE 0 0 2950 MERCK & CO INC COMMON STOCK 58933Y105 314 5289 SH SOLE 1569 0 3720 MONDELEZ INTL INC COMMON STOCK 609207105 383 11164 SH SOLE 0 0 11164 MOODY'S CORP COMMON STOCK 615369105 335 3546 SH SOLE 3546 0 0 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 238 3130 SH SOLE 3130 0 0 NIKE INC COMMON STOCK 654106103 403 4523 SH SOLE 4523 0 0 NOBLE ENERGY INC COMMON STOCK 655044105 244 3567 SH SOLE 3567 0 0 NORDSTROM INC COMMON STOCK 655664100 264 3859 SH SOLE 3859 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 353 3165 SH SOLE 3165 0 0 ORACLE CORP COMMON STOCK 68389X105 322 8421 SH SOLE 8421 0 0 PACCAR INC COMMON STOCK 693718108 238 4185 SH SOLE 4185 0 0 PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 795 9528 SH SOLE 280 0 9248 T ROWE PRICE COMMON STOCK 74144T108 247 3153 SH SOLE 3153 0 0 QUALCOMM INC COMMON STOCK 747525103 315 4218 SH SOLE 4218 0 0 ROSS STORES INC COMMON STOCK 778296103 309 4088 SH SOLE 4088 0 0 SPDR S&P 500 MUTUAL FUNDS/EQUITY 78462F103 3940 19999 SH SOLE 19999 0 0 SCHLUMBERGER LTD FOREIGN STOCK 806857108 290 2856 SH SOLE 2856 0 0 SPDR HEALTH CARE SELECT MUTUAL FUNDS/EQUITY 81369Y209 7865 123062 SH SOLE 123062 0 0 SPDR HEALTH CARE SELECT MUTUAL FUNDS/EQUITY 81369Y209 18 277 SH OTR 277 0 0 SPDR ENERGY SELECT MUTUAL FUNDS/EQUITY 81369Y506 6854 75635 SH SOLE 75635 0 0 SPDR ENERGY SELECT MUTUAL FUNDS/EQUITY 81369Y506 17 189 SH OTR 189 0 0 SPDR TECHNOLOGY MUTUAL FUNDS/EQUITY 81369Y803 7774 194844 SH SOLE 194844 0 0 SPDR TECHNOLOGY MUTUAL FUNDS/EQUITY 81369Y803 18 444 SH OTR 444 0 0 SHERWIN-WILLIAMS COMMON STOCK 824348106 297 1358 SH SOLE 1358 0 0 STANLEY BLACK & DECKER INC COMMON STOCK 854502101 274 3087 SH SOLE 3087 0 0 TJX COS INC COMMON STOCK 872540109 268 4523 SH SOLE 4523 0 0 TIME WARNER INC COMMON STOCK 887317303 288 3826 SH SOLE 3826 0 0 TRAVELERS COS INC COMMON STOCK 89417E109 266 2832 SH SOLE 2832 0 0 UNION PACIFIC CORP COMMON STOCK 907818108 373 3441 SH SOLE 3441 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 277 3213 SH SOLE 3213 0 0 VF CORP COMMON STOCK 918204108 311 4710 SH SOLE 4710 0 0 VALERO ENERGY CORP COMMON STOCK 91913Y100 298 6451 SH SOLE 6451 0 0 VANGUARD EUROPEAN STOCK INDEX MUTUAL FUNDS/EQUITY 922042874 227 4119 SH SOLE 4119 0 0 VENTAS INC COMMON STOCK 92276F100 246 3970 SH SOLE 3970 0 0 VANGUARD TOTAL STOCK MARKET ETF MUTUAL FUNDS/EQUITY 922908769 89235 881421 SH SOLE 881421 0 0 VANGUARD TOTAL STOCK MARKET ETF MUTUAL FUNDS/EQUITY 922908769 210 2073 SH OTR 2073 0 0 WELLPOINT INC COMMON STOCK 94973V107 261 2185 SH SOLE 2185 0 0 ENSCO PLC FOREIGN STOCK G3157S106 216 5219 SH SOLE 5219 0 0 INVESCO LTD FOREIGN STOCK G491BT108 325 8224 SH SOLE 8224 0 0 SEAGATE TECHNOLOGY PLC FOREIGN STOCK G7945M107 322 5614 SH SOLE 5614 0 0