0001521951-14-000072.txt : 20140805 0001521951-14-000072.hdr.sgml : 20140805 20140805172429 ACCESSION NUMBER: 0001521951-14-000072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140805 DATE AS OF CHANGE: 20140805 EFFECTIVENESS DATE: 20140805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 141017146 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 06-30-2014 06-30-2014 FIRST BUSINESS FINANCIAL SERVICES, INC.

401 CHARMANY DRIVE PO BOX 44961 MADISON WI 53744

13F HOLDINGS REPORT 028-15585 N Joan A. Burke 1-608-232-5993 Joan A. Burke Madison WI 08-05-2014 0 76 269190 false INFORMATION TABLE 2 q22014form13finformationta.xml INFORMATION TABLE AETNA INC COMMON STOCK 00817Y108 267 3289 SH SOLE 3289 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 283 6753 SH SOLE 0 0 6753 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 261 3596 SH SOLE 3596 0 0 AMERIPRISE FINANCIAL INC COMMON STOCK 03076C106 306 2552 SH SOLE 2552 0 0 BANK OF MONTREAL FOREIGN STOCK 063671101 231 3140 SH SOLE 0 0 3140 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 264 7051 SH SOLE 7051 0 0 BLACKROCK INC COMMON STOCK 09247X101 276 864 SH SOLE 864 0 0 BROADCOM CORP COMMON STOCK 111320107 291 7836 SH SOLE 7836 0 0 CF INDUSTRIES COMMON STOCK 125269100 238 991 SH SOLE 991 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 263 3489 SH SOLE 3489 0 0 CATERPILLAR INC COMMON STOCK 149123101 359 3305 SH SOLE 3008 0 297 COCA-COLA CO COMMON STOCK 191216100 237 5603 SH SOLE 5603 0 0 COMCAST CORP COMMON STOCK 20030N101 262 4879 SH SOLE 4879 0 0 CUMMINS INC COMMON STOCK 231021106 254 1645 SH SOLE 1645 0 0 DEERE & CO COMMON STOCK 244199105 231 2546 SH SOLE 2546 0 0 DISCOVER FINANCIAL SERVIC COMMON STOCK 254709108 277 4464 SH SOLE 4464 0 0 EASTMAN CHEMICAL CO COMMON STOCK 277432100 280 3205 SH SOLE 3205 0 0 ECOLAB INC COMMON STOCK 278865100 250 2244 SH SOLE 2244 0 0 FASTENAL CO COMMON STOCK 311900104 242 4889 SH SOLE 4889 0 0 FIDELITY NATIONAL INFORMATION COMMON STOCK 31620M106 325 5940 SH SOLE 0 0 5940 FIRST BUSINESS FINANCIAL COMMON STOCK 319390100 10276 218505 SH SOLE 5865 0 212640 WW GRAINGER INC COMMON STOCK 384802104 209 820 SH SOLE 820 0 0 HELMERICH & PAYNE COMMON STOCK 423452101 262 2255 SH SOLE 2255 0 0 ISHARES MUTUAL FUNDS/FIXED IN 464287226 29511 269755 SH SOLE 269755 0 0 ISHARES MUTUAL FUNDS/FIXED IN 464287226 133 1217 SH OTR 1217 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287465 30602 447598 SH SOLE 447598 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287465 74 1081 SH OTR 1081 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287598 25092 247778 SH SOLE 247778 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287598 59 585 SH OTR 585 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287614 22179 243915 SH SOLE 243915 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287614 54 595 SH OTR 595 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287630 11433 110720 SH SOLE 110720 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287630 27 261 SH OTR 261 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287648 9420 68052 SH SOLE 68052 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287648 22 160 SH OTR 160 0 0 ISHARES MUTUAL FUNDS/MUNICIPAL BONDS 464288414 1643 15123 SH SOLE 15123 0 0 KLA-TENCOR CORP COMMON STOCK 482480100 275 3782 SH SOLE 3782 0 0 KRAFT FOODS GROUP INC COMMON STOCK 50076Q106 231 3850 SH SOLE 129 0 3721 KROGER CO COMMON STOCK 501044101 272 5493 SH SOLE 5493 0 0 LORILLARD INC COMMON STOCK 544147101 292 4792 SH SOLE 4792 0 0 LOWES COS INC COMMON STOCK 548661107 237 4947 SH SOLE 4947 0 0 MERCK & CO INC COMMON STOCK 58933Y105 285 4930 SH SOLE 1450 0 3480 MONDELEZ INTL INC COMMON STOCK 609207105 420 11164 SH SOLE 0 0 11164 MOODY'S CORP COMMON STOCK 615369105 282 3215 SH SOLE 3215 0 0 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 232 2813 SH SOLE 2813 0 0 NIKE INC COMMON STOCK 654106103 326 4206 SH SOLE 4206 0 0 NORDSTROM INC COMMON STOCK 655664100 236 3470 SH SOLE 3470 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 296 2872 SH SOLE 2872 0 0 ORACLE CORP COMMON STOCK 68389X105 310 7646 SH SOLE 7646 0 0 PACCAR INC COMMON STOCK 693718108 235 3746 SH SOLE 3746 0 0 PEPSICO INC COMMON STOCK 713448108 248 2781 SH SOLE 2701 0 80 PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 1004 11903 SH SOLE 2655 0 9248 T ROWE PRICE COMMON STOCK 74144T108 240 2846 SH SOLE 2846 0 0 QUALCOMM INC COMMON STOCK 747525103 307 3874 SH SOLE 3874 0 0 ROSS STORES INC COMMON STOCK 778296103 248 3753 SH SOLE 3753 0 0 SPDR MUTUAL FUNDS/EQUITY 78462F103 4107 20986 SH SOLE 20986 0 0 SCHLUMBERGER LTD FOREIGN STOCK 806857108 359 3042 SH SOLE 2575 0 467 SPDR MUTUAL FUNDS/EQUITY 81369Y209 7702 126615 SH SOLE 126615 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y209 18 297 SH OTR 297 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y506 6612 66056 SH SOLE 66056 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y506 19 185 SH OTR 185 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y803 7447 194191 SH SOLE 194191 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y803 18 466 SH OTR 466 0 0 SHERWIN-WILLIAMS COMMON STOCK 824348106 254 1228 SH SOLE 1228 0 0 JM SMUCKER CO COMMON STOCK 832696405 224 2103 SH SOLE 2103 0 0 STANLEY BLACK & DECKER INC COMMON STOCK 854502101 245 2792 SH SOLE 2792 0 0 TIME WARNER INC COMMON STOCK 887317303 243 3454 SH SOLE 3454 0 0 TRAVELERS COS INC COMMON STOCK 89417E109 240 2549 SH SOLE 2549 0 0 UNION PACIFIC CORP COMMON STOCK 907818108 316 3167 SH SOLE 3167 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 240 2936 SH SOLE 2936 0 0 VF CORP COMMON STOCK 918204108 270 4283 SH SOLE 4283 0 0 VALERO ENERGY CORP COMMON STOCK 91913Y100 286 5709 SH SOLE 5709 0 0 VANGUARD MUTUAL FUNDS/FIXED IN 921937835 380 4620 SH SOLE 4620 0 0 VENTAS INC COMMON STOCK 92276F100 227 3537 SH SOLE 3537 0 0 VANGUARD MUTUAL FUNDS/EQUITY 922908769 87399 858794 SH SOLE 858794 0 0 VANGUARD MUTUAL FUNDS/EQUITY 922908769 215 2115 SH OTR 2115 0 0