0001521951-14-000007.txt : 20140131 0001521951-14-000007.hdr.sgml : 20140131 20140131112033 ACCESSION NUMBER: 0001521951-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140131 DATE AS OF CHANGE: 20140131 EFFECTIVENESS DATE: 20140131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 14563374 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 12-31-2013 12-31-2013 FIRST BUSINESS FINANCIAL SERVICES, INC.

401 CHARMANY DRIVE PO BOX 44961 MADISON WI 53744

13F HOLDINGS REPORT 028-15585 N Joan A. Burke 1-608-232-5993 Joan A. Burke Madison WI 01-31-2014 0 61 240304 false INFORMATION TABLE 2 q42013form13finformationta.xml INFORMATION TABLE AFLAC INC COMMON STOCK 001055102 214 3206 SH SOLE 3206 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 259 6753 SH SOLE 0 0 6753 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 207 2938 SH SOLE 2938 0 0 AMERIPRISE FINANCIAL INC COMMON STOCK 03076C106 242 2105 SH SOLE 2105 0 0 BANK OF MONTREAL FOREIGN STOCK 063671101 219 3290 SH SOLE 0 0 3290 BLACKROCK INC COMMON STOCK 09247X101 232 733 SH SOLE 733 0 0 CVS CAREMARK CORP COMMON STOCK 126650100 208 2904 SH SOLE 2904 0 0 CATERPILLAR INC COMMON STOCK 149123101 222 2445 SH SOLE 2148 0 297 CHUBB CORP COMMON STOCK 171232101 209 2164 SH SOLE 2164 0 0 COMCAST CORP COMMON STOCK 20030N101 268 5151 SH SOLE 5151 0 0 DISCOVER FINANCIAL SERVIC COMMON STOCK 254709108 219 3907 SH SOLE 3907 0 0 FASTENAL CO COMMON STOCK 311900104 226 4749 SH SOLE 4749 0 0 FIDELITY NATIONAL INFORMATION COMMON STOCK 31620M106 319 5940 SH SOLE 0 0 5940 FIRST BUSINESS FINANCIAL COMMON STOCK 319390100 7784 206864 SH SOLE 18587 0 188277 FRANKLIN RESOURCES INC COMMON STOCK 354613101 203 3516 SH SOLE 3516 0 0 ISHARES MUTUAL FUNDS/FIXED IN 464287226 14498 136225 SH SOLE 136225 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287465 28607 426368 SH SOLE 426368 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287465 72 1067 SH OTR 1067 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287598 19682 209007 SH SOLE 209007 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287598 47 499 SH OTR 499 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287614 19749 229769 SH SOLE 229769 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287614 52 609 SH OTR 609 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287630 10327 103792 SH SOLE 103792 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287630 25 254 SH OTR 254 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287648 11292 83327 SH SOLE 83327 0 0 ISHARES MUTUAL FUNDS/EQUITY 464287648 30 223 SH OTR 223 0 0 ISHARES MUTUAL FUNDS/MUNICIPAL BONDS 464288414 954 9192 SH SOLE 9192 0 0 KLA-TENCOR CORP COMMON STOCK 482480100 202 3128 SH SOLE 3128 0 0 KRAFT FOODS GROUP INC COMMON STOCK 50076Q106 223 4143 SH SOLE 422 0 3721 LORILLARD INC COMMON STOCK 544147101 204 4025 SH SOLE 4025 0 0 MERCK & CO INC COMMON STOCK 58933Y105 254 5081 SH SOLE 1889 0 3192 MONDELEZ INTL INC COMMON STOCK 609207105 394 11164 SH SOLE 0 0 11164 MOODY'S CORP COMMON STOCK 615369105 205 2607 SH SOLE 2607 0 0 NIKE INC COMMON STOCK 654106103 256 3251 SH SOLE 3251 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 214 2305 SH SOLE 2305 0 0 ORACLE CORP COMMON STOCK 68389X105 250 6539 SH SOLE 6539 0 0 PEPSICO INC COMMON STOCK 713448108 236 2843 SH SOLE 2763 0 80 PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 995 11423 SH SOLE 2275 0 9148 POWERSHARES MUTUALFUNDS/MUNICIPAL BONDS 73936T474 1168 50878 SH SOLE 50878 0 0 QUALCOMM INC COMMON STOCK 747525103 219 2944 SH SOLE 2944 0 0 SPDR MUTUAL FUNDS/EQUITY 78462F103 3439 18625 SH SOLE 18625 0 0 SPDR MUTUAL FUNDS/MUNICIPAL BONDS 78464A458 1163 51595 SH SOLE 51595 0 0 SCHLUMBERGER LTD FOREIGN STOCK 806857108 246 2725 SH SOLE 2258 0 467 SPDR MUTUAL FUNDS/EQUITY 81369Y209 6577 118624 SH SOLE 118624 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y209 17 308 SH OTR 308 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y407 6225 93144 SH SOLE 93144 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y407 17 259 SH OTR 259 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y605 424 19375 SH SOLE 19375 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y704 6717 128525 SH SOLE 128525 0 0 SPDR MUTUAL FUNDS/EQUITY 81369Y704 17 332 SH OTR 332 0 0 TIME WARNER INC COMMON STOCK 887317303 205 2947 SH SOLE 2947 0 0 TIME WARNER CABLE INC COMMON STOCK 88732J207 205 1515 SH SOLE 1515 0 0 TRAVELERS COS INC COMMON STOCK 89417E109 204 2257 SH SOLE 2257 0 0 UNION PACIFIC CORP COMMON STOCK 907818108 214 1273 SH SOLE 1273 0 0 VF CORP COMMON STOCK 918204108 219 3516 SH SOLE 3516 0 0 VALERO ENERGY CORP COMMON STOCK 91913Y100 237 4696 SH SOLE 4696 0 0 VANGUARD MUTUAL FUNDS/FIXED IN 921937835 12775 159591 SH SOLE 159591 0 0 VANGUARD MUTUAL FUNDS/FIXED IN 921937835 136 1699 SH OTR 1699 0 0 VANGUARD MUTUAL FUNDS/EQUITY 922908769 79640 830280 SH SOLE 828820 0 1460 VANGUARD MUTUAL FUNDS/EQUITY 922908769 206 2145 SH OTR 2145 0 0 WYNN RESORTS LTD COMMON STOCK 983134107 235 1210 SH SOLE 1210 0 0