0001521422-11-000016.txt : 20111101 0001521422-11-000016.hdr.sgml : 20111101 20111101134547 ACCESSION NUMBER: 0001521422-11-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fairpointe Capital LLC CENTRAL INDEX KEY: 0001521422 IRS NUMBER: 274469222 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14514 FILM NUMBER: 111170630 BUSINESS ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-477-3300 MAIL ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 fpc13f3q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fairpointe Capital Address: 1 North Franklin Suite 3300 Chicago, IL 60606 13F File Number: 28-14514 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, "that all information contained herein is true, correct" and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Smith Title: Head Trader Phone: 312-477-3300 Signature, Place, and Date of Signing: Name of Filer Chicago, Illinois 60606 NOVEMBER 1, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 1 "Form 13F Information Table Value Total: $2,962,400,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Akamai Technologies COM 00971t101 96199 4839007 SH Sole 4703805 135202 BP PLC COM 055622104 117 3234 SH Sole 3234 Belo COM 080555105 40051 8190426 SH Sole 7942824 247602 BorgWarner COM 099724106 66341 1096010 SH Sole 1058867 37143 Boston Scientific COM 101137107 143130 24218268 SH Sole 23575332 642936 Briston Myers Squibb COM 110122108 279 8900 SH Sole 8900 Bunge Ltd. COM G16962105 52618 902691 SH Sole 870674 32017 CA Inc COM 12673P105 50556 2604633 SH Sole 2529790 74843 CGG-Veritas COM 204386106 33625 1908316 SH Sole 1838430 69886 Carnival Corp COM 143658300 162 5350 SH Sole 5350 Cenovus Energy COM 15135u109 193 6300 SH Sole 6300 Charles River Lab Intl COM 159864107 76457 2671446 SH Sole 2596359 75087 Chesapeake Energy COM 64 2500 SH Sole 2500 Chicago Bridge & Iron COM 167250109 73557 2569223 SH Sole 2490736 78487 Cincinnati Financial COM 172062101 74601 2833312 SH Sole 2746577 86735 Comcast COM 20030n101 100 4800 SH Sole 4800 Con-Way COM 205944101 55944 2527987 SH Sole 2464698 63289 Conagra Foods COM 205887102 17 700 SH Sole 700 Covidien PLC COM g2554f113 9 200 SH Sole 200 Crown Holdings COM 110 3583 SH Sole 3583 Denbury Resources COM 247916208 26928 2341602 SH Sole 2258322 83280 Diageo COM 25243q205 296 3900 SH Sole 3900 DirecTV COM 25490a101 52 1240 SH Sole 1240 Discovery Communications COM 25470f302 211 5995 SH Sole 5995 EMC Corp COM 21 1000 SH Sole 1000 Eaton Vance COM 278265103 69615 3125943 SH Sole 3043730 82213 Encana Corp COM 292505104 19 1000 SH Sole 1000 Exxon Mobil Corp COM 30231g102 30 419 SH Sole 419 FMC Corporation COM 302491303 57359 829365 SH Sole 795022 34343 FMC Technologies COM 30249u101 76358 2030792 SH Sole 1969971 60821 FactSet Research Systems COM 303075105 32051 360248 SH Sole 346530 13718 Forest Labs COM 345838106 84733 2751977 SH Sole 2662143 89834 Fortune Brands COM 349631101 11 200 SH Sole 200 Gannett Company COM 364730101 84214 8836683 SH Sole 8627133 209550 H&R Block COM 093671105 142078 10674532 SH Sole 10416691 257841 Harris Corporation COM 413875105 64462 1886499 SH Sole 1827554 58945 Home Depot COM 437076102 95 2900 SH Sole 2900 IBM COM 459200101 359 2053 SH Sole 2053 ITT Corporation COM 59 1409 SH Sole 1409 Illinois Tool Works COM 452308109 87 2100 SH Sole 2100 Intel COM 458140100 81 3800 SH Sole 3800 Interpublic Group COM 460690100 72500 10069427 SH Sole 9819811 249616 Itron Inc. COM 465741106 77733 2635019 SH Sole 2572330 62689 JP Morgan Chase COM 46625h100 193 6399 SH Sole 6399 Jabil Circuit COM 466313103 67178 3776181 SH Sole 3651648 124533 Lexmark COM 529771107 90902 3362994 SH Sole 3270822 92172 Liberty Interactive COM 53071m104 149 10100 SH Sole 10100 Lincare COM 532791100 42983 1910341 SH Sole 1862388 47953 Manpower COM 56418h100 45426 1351168 SH Sole 1304085 47083 Markel COM 570535104 46 128 SH Sole 128 Mattel COM 577081102 70350 2717246 SH Sole 2624503 92743 McDonalds COM 580135101 127 1450 SH Sole 1450 McGraw-Hill COM 580645109 111240 2713174 SH Sole 2621298 91876 Mentor Graphics COM 587200106 25811 2683033 SH Sole 2602451 80582 Molex COM 608554101 54864 2693379 SH Sole 2548015 145364 Molex Cl A COM 608554200 37314 2210560 SH Sole 2210335 225 Molson Coors Brewing COM 60871r209 81126 2048115 SH Sole 1990561 57554 NetLogic Microsystems COM 2 32 SH Sole 32 New York Times COM 650111107 92276 15882264 SH Sole 15532944 349320 Northern Trust Corp COM 665859104 46024 1315733 SH Sole 1286909 28824 Nuance Communications COM 67020y100 97479 4792472 SH Sole 4633215 159257 Pearson PLC COM 705015105 31067 1774227 SH Sole 1716191 58036 Pepsico COM 713448108 155 2500 SH Sole 2500 Perkin Elmer COM 714046109 29137 1516748 SH Sole 1453717 63031 PetSmart COM 716768106 30 700 SH Sole 700 Range Res COM 75281a109 35 600 SH Sole 600 Republic Svcs COM 760759100 51 1800 SH Sole 1800 Sara Lee COM 803111103 75 4600 SH Sole 4600 Scholastic COM 807066105 43558 1553994 SH Sole 1511411 42583 Sigma-Aldrich COM 826552101 79743 1290554 SH Sole 1247284 43270 Southwest Airlines COM 844741108 75845 9433435 SH Sole 9179686 253749 Statoil ASA COM 43 2000 SH Sole 2000 TE Connectivity COM h84989104 10 350 SH Sole 350 Telus Corporation COM 87971m202 254 5500 SH Sole 5500 Texas Instruments COM 882508104 48 1800 SH Sole 1800 Time Warner COM 887317303 5 166 SH Sole 166 URS Corporation COM 903236107 19015 641091 SH Sole 599549 41542 Unilever COM 16 500 SH Sole 500 Unilever PLC COM 904767704 193 6200 SH Sole 6200 Unisys Corporation COM 909214306 68357 4356735 SH Sole 4246502 110233 VCA Antech COM 918194101 198 12400 SH Sole 12400 Varian Medical Systems COM 92220p105 59787 1146228 SH Sole 1109627 36601 Viacom Inc CL B COM 92553p201 93 2400 SH Sole 2400 WalMart COM 931142103 57 1100 SH Sole 1100 Walgreen COM 931422109 62 1900 SH Sole 1900 Werner Enterprises COM 950755108 74297 3566841 SH Sole 3458963 107878 Zebra Technologies COM 989207105 62576 2022506 SH Sole 1953255 69251 Royal Bank of Scotland Series PFD 780097879 10 600 SH Sole 600 Aston/Fairpointe MidCap Fund 00078H315 221 8686 SH Sole 7873 813 Oakmark Equity & Income Fund 413838400 135 5284 SH Sole 3158 2126 Oakmark Fund 413838103 171 4524 SH Sole 4524 Oakmark Global Fund 413838830 181 9601 SH Sole 9601