0000950123-13-006852.txt : 20130814 0000950123-13-006852.hdr.sgml : 20130814 20130814172943 ACCESSION NUMBER: 0000950123-13-006852 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Asset Management, LLC CENTRAL INDEX KEY: 0001521019 IRS NUMBER: 274357327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14498 FILM NUMBER: 131038037 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001521019 XXXXXXXX 06-30-2013 06-30-2013 Nuveen Asset Management, LLC
C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE CHICAGO IL 60606
13F HOLDINGS REPORT 028-14498 N
Diane S. Meggs Chief Compliance Officer 312-917-7700 /s/ Diane S. Meggs Chicago IL 08-06-2013 2 1523 14883526 false 1 028-11405 Nuveen Investments, Inc. 2 028-11710 Nuveen Fund Advisors, LLC
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3D Systems Corp COM NEW 88554D205 1505 34290 SH DFND 1,2 34290 0 0 3M Co COM 88579Y101 34015 311066 SH DFND 1,2 311066 0 0 3M Co COM 88579Y101 24822 227000 SH Call DFND 1,2 227000 0 0 Aaron's Inc COM PAR $0.50 002535300 803 28675 SH DFND 1,2 28675 0 0 Abbott Laboratories COM 002824100 12067 345962 SH DFND 1,2 341881 0 4081 AbbVie Inc COM 00287Y109 7175 173541 SH DFND 1,2 170039 0 3502 Abercrombie & Fitch Co CL A 002896207 4356 96261 SH DFND 1,2 96261 0 0 Acadia Realty Trust COM SH BEN INT 004239109 49663 2011447 SH DFND 1,2 2011447 0 0 Accenture PLC SHS CLASS A G1151C101 28834 400697 SH DFND 1,2 381367 0 19330 Access Midstream Partners LP COM 00434L109 8348 175000 SH Call DFND 1,2 175000 0 0 Access Midstream Partners LP UNIT 00434L109 9712 203600 SH DFND 1,2 203600 0 0 ACCO Brands Corp COM 00081T108 950 149369 SH DFND 1,2 149369 0 0 ACE Ltd SHS H0023R105 2423 27075 SH DFND 1,2 27075 0 0 Achillion Pharmaceuticals Inc COM 00448Q201 926 113162 SH DFND 1,2 113162 0 0 ACI Worldwide Inc COM 004498101 889 19127 SH DFND 1,2 19127 0 0 Acorda Therapeutics Inc COM 00484M106 832 25241 SH DFND 1,2 25221 0 20 Actavis Inc COM 00507K103 2178 17252 SH DFND 1,2 16098 0 1154 Actuant Corp CL A NEW 00508X203 7891 239342 SH DFND 1,2 239209 0 133 Acuity Brands Inc COM 00508Y102 3577 47370 SH DFND 1,2 47370 0 0 Acxiom Corp COM 005125109 838 36953 SH DFND 1,2 36953 0 0 Adobe Systems Inc COM 00724F101 1764 38723 SH DFND 1,2 38723 0 0 ADT Corp/The COM 00101J106 3749 94086 SH DFND 1,2 94086 0 0 ADTRAN Inc COM 00738A106 1257 51061 SH DFND 1,2 51061 0 0 Advance Auto Parts Inc COM 00751Y106 2556 31485 SH DFND 1,2 31485 0 0 Advanced Micro Devices Inc COM 007903107 187 45949 SH DFND 1,2 45949 0 0 Advent Software Inc COM 007974108 675 19240 SH DFND 1,2 19240 0 0 AECOM Technology Corp COM 00766T100 5511 173345 SH DFND 1,2 173345 0 0 Aeropostale Inc COM 007865108 476 34503 SH DFND 1,2 34503 0 0 AES Corp/VA COM 00130H105 593 49447 SH DFND 1,2 49447 0 0 Aetna Inc COM 00817Y108 6573 103452 SH DFND 1,2 103452 0 0 Affiliated Managers Group Inc COM 008252108 25427 155099 SH DFND 1,2 149084 0 6015 Aflac Inc COM 001055102 2156 37100 SH DFND 1,2 37100 0 0 AGCO Corp COM 001084102 5897 117489 SH DFND 1,2 117489 0 0 Agilent Technologies Inc COM 00846U101 2529 59155 SH DFND 1,2 59155 0 0 AGL Resources Inc COM 001204106 358 8358 SH DFND 1,2 8358 0 0 Air Products & Chemicals Inc COM 009158106 1621 17698 SH DFND 1,2 17698 0 0 Airgas Inc COM 009363102 530 5561 SH DFND 1,2 5421 0 140 AK Steel Holding Corp COM 001547108 33 10963 SH DFND 1,2 10963 0 0 Akamai Technologies Inc COM 00971T101 571 13413 SH DFND 1,2 13413 0 0 Alaska Air Group Inc COM 011659109 4969 95558 SH DFND 1,2 95558 0 0 Albemarle Corp COM 012653101 2019 32411 SH DFND 1,2 32411 0 0 Alcoa Inc COM 013817101 2790 356725 SH DFND 1,2 356725 0 0 Alcoa Inc COM 013817101 1228 157000 SH Call DFND 1,2 157000 0 0 Alexander & Baldwin Inc COM 014491104 743 18703 SH DFND 1,2 18703 0 0 Alexander's Inc COM 014752109 1256 4278 SH DFND 1,2 4278 0 0 Alexandria Real Estate Equities Inc COM 015271109 89261 1358202 SH DFND 1,2 1358202 0 0 Alexion Pharmaceuticals Inc COM 015351109 1414 15332 SH DFND 1,2 15332 0 0 Align Technology Inc COM 016255101 9011 243277 SH DFND 1,2 243125 0 152 Alkermes PLC SHS G01767105 2063 71938 SH DFND 1,2 71938 0 0 Alleghany Corp COM 017175100 2367 6176 SH DFND 1,2 6176 0 0 Allegheny Technologies Inc COM 01741R102 4988 189581 SH DFND 1,2 189581 0 0 Allegiant Travel Co COM 01748X102 5594 52777 SH DFND 1,2 52729 0 48 Allergan Inc/United States COM 018490102 20663 245292 SH DFND 1,2 232842 0 12450 Alliance Data Systems Corp COM 018581108 21608 119361 SH DFND 1,2 114539 0 4822 Alliant Energy Corp COM 018802108 2075 41159 SH DFND 1,2 41159 0 0 Alliant Techsystems Inc COM 018804104 5464 66368 SH DFND 1,2 66368 0 0 Allscripts Healthcare Solutions Inc COM 01988P108 962 74335 SH DFND 1,2 74335 0 0 Allstate Corp/The COM 020002101 1858 38618 SH DFND 1,2 38618 0 0 Alpha Natural Resources Inc COM 02076X102 510 97288 SH DFND 1,2 97288 0 0 Altera Corp COM 021441100 792 24003 SH DFND 1,2 24003 0 0 Altra Holdings Inc COM 02208R106 5358 195686 SH DFND 1,2 195548 0 138 Altria Group Inc COM 02209S103 24699 705872 SH DFND 1,2 688314 0 17558 Amazon.com Inc COM 023135106 30655 110393 SH DFND 1,2 108496 0 1897 AMC Networks Inc CL A 00164V103 1688 25843 SH DFND 1,2 25000 0 843 Amdocs Ltd ORD G02602103 1051 28334 SH DFND 1,2 28334 0 0 Ameren Corp COM 023608102 518 15043 SH DFND 1,2 15043 0 0 American Assets Trust Inc COM 024013104 5612 181847 SH DFND 1,2 181847 0 0 American Campus Communities Inc COM 024835100 103507 2545676 SH DFND 1,2 2545676 0 0 American Capital Ltd COM 02503Y103 4082 322176 SH DFND 1,2 322176 0 0 American Eagle Outfitters Inc COM 02553E106 1183 64808 SH DFND 1,2 64808 0 0 American Electric Power Co Inc COM 025537101 4196 93702 SH DFND 1,2 92422 0 1280 American Electric Power Inc COM 025537101 2508 56000 SH Call DFND 1,2 56000 0 0 American Equity Investment Life Holding Co COM 025676206 1250 79613 SH DFND 1,2 79613 0 0 American Express Co COM 025816109 37152 496950 SH DFND 1,2 486648 0 10302 American Express Co COM 025816109 11737 157000 SH Call DFND 1,2 157000 0 0 American Financial Group Inc/OH COM 025932104 5475 111937 SH DFND 1,2 111937 0 0 American International Group Inc COM NEW 026874784 7914 177056 SH DFND 1,2 166052 0 11004 American Realty Capital Properties Inc COM 02917T104 169 11097 SH DFND 1,2 11097 0 0 American Tower Corp COM 03027X100 110237 1810652 SH DFND 1,2 1481588 0 329064 American Tower Corp COM 03027X100 2195 30000 SH Call DFND 1,2 30000 0 0 American Water Works Co Inc COM 030420103 38136 924960 SH DFND 1,2 612608 0 312352 American Water Works Co Inc COM 030420103 1237 30000 SH Call DFND 1,2 30000 0 0 Ameriprise Financial Inc COM 03076C106 1376 17010 SH DFND 1,2 17010 0 0 AmerisourceBergen Corp COM 03073E105 2184 39110 SH DFND 1,2 39110 0 0 AMETEK Inc COM 031100100 25574 604576 SH DFND 1,2 582282 0 22294 Amgen Inc COM 031162100 9079 92018 SH DFND 1,2 88736 0 3282 Amphenol Corp CL A 032095101 44359 569151 SH DFND 1,2 542881 0 26270 AmREIT Inc CL B 03216B208 2706 139938 SH DFND 1,2 139938 0 0 Anadarko Petroleum Corp COM 032511107 37391 435126 SH DFND 1,2 432456 0 2670 Analog Devices Inc COM 032654105 2294 50916 SH DFND 1,2 50916 0 0 Anheuser-Busch InBev NV SPONSORED ADR 03524A108 471 5221 SH DFND 1,2 5221 0 0 ANN INC COM 035623107 10043 302522 SH DFND 1,2 302328 0 194 Annaly Capital Management Inc COM 035710409 8609 684888 SH DFND 1,2 684888 0 0 Annie's Inc COM 03600T104 2080 48657 SH DFND 1,2 48657 0 0 ANSYS Inc COM 03662Q105 14053 192249 SH DFND 1,2 185483 0 6766 AO Smith Corp COM 831865209 1300 35846 SH DFND 1,2 35846 0 0 AOL Inc COM 00184X105 3561 97625 SH DFND 1,2 97625 0 0 Aon PLC SHS CL A G0408V102 1554 24147 SH DFND 1,2 24147 0 0 Apache Corp COM 037411105 3480 41511 SH DFND 1,2 41511 0 0 Apartment Investment & Management Co CL A 03748R101 5365 178603 SH DFND 1,2 178603 0 0 Apollo Commercial Real Estate Finance Inc COM 03762U105 2834 178491 SH DFND 1,2 178491 0 0 Apollo Group Inc CL A 037604105 511 28865 SH DFND 1,2 28865 0 0 Apollo Investment Corp COM 03761U106 765 98819 SH DFND 1,2 98819 0 0 Apple Inc COM 037833100 116991 295036 SH DFND 1,2 287160 0 7876 Applied Materials Inc COM 038222105 1340 89807 SH DFND 1,2 89807 0 0 Aptargroup Inc COM 038336103 1362 24661 SH DFND 1,2 24661 0 0 Aqua America Inc COM 03836W103 1619 51743 SH DFND 1,2 51743 0 0 Arch Coal Inc COM 039380100 353 93326 SH DFND 1,2 93326 0 0 Archer-Daniels-Midland Co COM 039483102 1887 55645 SH DFND 1,2 55645 0 0 Arctic Cat Inc COM 039670104 1645 36579 SH DFND 1,2 36579 0 0 Arena Pharmaceuticals Inc COM 040047102 729 94689 SH DFND 1,2 94612 0 77 ARM Holdings PLC SPONSORED ADR 042068106 22324 616184 SH DFND 1,2 587249 0 28935 ARMOUR Residential REIT Inc COM 042315101 122 25863 SH DFND 1,2 25863 0 0 Arrow Electronics Inc COM 042735100 1749 43895 SH DFND 1,2 43895 0 0 Arthur J Gallagher & Co COM 363576109 1940 44393 SH DFND 1,2 44393 0 0 Aruba Networks Inc COM 043176106 1905 124019 SH DFND 1,2 124019 0 0 Ascena Retail Group Inc COM 04351G101 8113 464921 SH DFND 1,2 464677 0 244 Ashland Inc COM 044209104 2280 27303 SH DFND 1,2 27303 0 0 ASML Holding NV N Y REGISTRY SHS N07059210 1007 12730 SH DFND 1,2 12730 0 0 Aspen Insurance Holdings Ltd SHS G05384105 3645 98277 SH DFND 1,2 98277 0 0 Aspen Technology Inc COM 045327103 12626 438549 SH DFND 1,2 422365 0 16184 Associated Banc-Corp COM 045487105 986 63425 SH DFND 1,2 63425 0 0 Associated Estates Realty Corp COM 045604105 1417 88139 SH DFND 1,2 88139 0 0 Assurant Inc COM 04621X108 331 6503 SH DFND 1,2 6503 0 0 Astoria Financial Corp COM 046265104 395 36627 SH DFND 1,2 36627 0 0 AstraZeneca PLC SPONSORED ADR 046353108 14126 298651 SH DFND 1,2 298651 0 0 AT&T Inc COM 00206R102 28892 816159 SH DFND 1,2 803192 0 12967 AT&T Inc COM 00206R102 5558 157000 SH Call DFND 1,2 157000 0 0 athenahealth Inc COM 04685W103 235 2772 SH DFND 1,2 2648 0 124 Atmel Corp COM 049513104 1027 139984 SH DFND 1,2 139984 0 0 Atmos Energy Corp COM 049560105 6316 153839 SH DFND 1,2 153751 0 88 Atwood Oceanics Inc COM 050095108 5520 106058 SH DFND 1,2 105982 0 76 Autodesk Inc COM 052769106 3956 116555 SH DFND 1,2 116555 0 0 Automatic Data Processing Inc COM 053015103 2583 37512 SH DFND 1,2 37512 0 0 AutoZone Inc COM 053332102 38450 90750 SH DFND 1,2 86512 0 4238 AvalonBay Communities Inc COM 053484101 134758 998872 SH DFND 1,2 998872 0 0 AVANIR Pharmaceuticals Inc CL A NEW 05348P401 46 10050 SH DFND 1,2 10050 0 0 Avery Dennison Corp COM 053611109 4391 102700 SH DFND 1,2 102700 0 0 Aviv REIT Inc COM 05381L101 7893 312090 SH DFND 1,2 312090 0 0 Avnet Inc COM 053807103 1971 58647 SH DFND 1,2 58647 0 0 Avon Products Inc COM 054303102 699 33232 SH DFND 1,2 33232 0 0 Axiall Corp COM 05463D100 4467 104908 SH DFND 1,2 104818 0 90 Axis Capital Holdings Ltd SHS G0692U109 4048 88415 SH DFND 1,2 88415 0 0 B/E Aerospace Inc COM 073302101 2461 39020 SH DFND 1,2 39020 0 0 Babcock & Wilcox Co/The COM 05615F102 1431 47658 SH DFND 1,2 47658 0 0 Baidu Inc SPON ADR REP A 056752108 2968 31371 SH DFND 1,2 31371 0 0 Baker Hughes Inc COM 057224107 1588 34435 SH DFND 1,2 34435 0 0 Ball Corp COM 058498106 698 16813 SH DFND 1,2 16813 0 0 Bally Technologies Inc COM 05874B107 815 14443 SH DFND 1,2 14443 0 0 BancorpSouth Inc COM 059692103 666 37653 SH DFND 1,2 37653 0 0 Bank of America Corp COM 060505104 76978 5985817 SH DFND 1,2 5940486 0 45331 Bank of America Corp COM 060505104 2019 157000 SH Call DFND 1,2 157000 0 0 Bank of America Corp 7.25%CNV PFD L 060505682 527 475 SH DFND 1,2 475 0 0 Bank of Hawaii Corp COM 062540109 705 14002 SH DFND 1,2 14002 0 0 Bank of New York Mellon Corp/The COM 064058100 1906 67947 SH DFND 1,2 67947 0 0 BankUnited Inc COM 06652K103 9371 360290 SH DFND 1,2 360290 0 0 Barclays Bank PLC ADS7.75%PFD S4 06739H511 237 9416 SH DFND 1,2 8537 0 879 Barnes & Noble Inc COM 067774109 268 16780 SH DFND 1,2 16780 0 0 Basic Energy Services Inc COM 06985P100 608 50290 SH DFND 1,2 50290 0 0 Baxter International Inc COM 071813109 5001 72201 SH DFND 1,2 72201 0 0 BB&T Corp COM 054937107 1828 53946 SH DFND 1,2 53946 0 0 Beam Inc COM 073730103 684 10844 SH DFND 1,2 10844 0 0 Becton Dickinson and Co COM 075887109 4994 50529 SH DFND 1,2 50529 0 0 Bed Bath & Beyond Inc COM 075896100 1085 15296 SH DFND 1,2 15296 0 0 Belo Corp COM SER A 080555105 2267 162474 SH DFND 1,2 162474 0 0 Bemis Co Inc COM 081437105 249 6350 SH DFND 1,2 6350 0 0 Berkshire Hathaway Inc CL B NEW 084670702 16342 146016 SH DFND 1,2 141203 0 4813 Best Buy Co Inc COM 086516101 28081 1027498 SH DFND 1,2 1027498 0 0 Big Lots Inc COM 089302103 888 28156 SH DFND 1,2 28156 0 0 Bill Barrett Corp COM 06846N104 1138 56298 SH DFND 1,2 56298 0 0 Biogen Idec Inc COM 09062X103 13371 62134 SH DFND 1,2 59197 0 2937 BioMarin Pharmaceutical Inc COM 09061G101 670 12013 SH DFND 1,2 12013 0 0 BioMed Realty Trust Inc COM 09063H107 76809 3796804 SH DFND 1,2 3796804 0 0 Bio-Rad Laboratories Inc CL A 090572207 861 7673 SH DFND 1,2 7673 0 0 BioScrip Inc COM 09069N108 557 33758 SH DFND 1,2 33758 0 0 Black Hills Corp COM 092113109 953 19543 SH DFND 1,2 19543 0 0 Blackbaud Inc COM 09227Q100 209 6408 SH DFND 1,2 6408 0 0 BlackRock Credit Allocation Income Trust COM 092508100 2621 201900 SH DFND 1,2 201900 0 0 BlackRock Inc COM 09247X101 2536 9872 SH DFND 1,2 9872 0 0 BlackRock Long-Term Municipal Advantage Trust COM 09250B103 138 12184 SH DFND 1,2 12184 0 0 BlackRock MuniEnhanced Fund Inc COM 09253Y100 156 13600 SH DFND 1,2 13600 0 0 BlackRock MuniHoldings Fund Inc COM 09253N104 389 23212 SH DFND 1,2 23212 0 0 BlackRock MuniVest Fund Inc COM 09253R105 800 78818 SH DFND 1,2 78818 0 0 BlackRock MuniYield Quality Fund Inc COM 09254F100 668 43217 SH DFND 1,2 43217 0 0 Blackstone Mortgage Trust Inc COM CL A 09257W100 13373 541413 SH DFND 1,2 541413 0 0 Blueknight Energy Partners LP COM 09625U109 55 6300 SH Call DFND 1,2 6300 0 0 BMC Software Inc COM 055921100 11714 259563 SH DFND 1,2 245691 0 13872 Boardwalk Pipeline Partners COM 096627104 5889 195000 SH Call DFND 1,2 195000 0 0 Boardwalk Pipeline Partners LP UT LTD PARTNER 096627104 15107 500232 SH DFND 1,2 428316 0 71916 Bob Evans Farms Inc/DE COM 096761101 1844 39259 SH DFND 1,2 39259 0 0 Boeing Co COM 097023105 16083 157000 SH Call DFND 1,2 157000 0 0 Boeing Co/The COM 097023105 38238 373271 SH DFND 1,2 372855 0 416 Booz Allen Hamilton Holding Corp CL A 099502106 2365 136100 SH DFND 1,2 136100 0 0 BorgWarner Inc COM 099724106 32280 374693 SH DFND 1,2 359268 0 15425 Boston Properties Inc COM 101121101 201310 1908695 SH DFND 1,2 1908695 0 0 Boston Scientific Corp COM 101137107 1040 112232 SH DFND 1,2 112232 0 0 Boulder Brands Inc COM 101405108 5421 449882 SH DFND 1,2 449502 0 380 Brandywine Realty Trust SH BEN INT NEW 105368203 3890 287705 SH DFND 1,2 287705 0 0 Bravo Brio Restaurant Group Inc COM 10567B109 1734 97310 SH DFND 1,2 97310 0 0 BRE Properties Inc CL A 05564E106 36776 735221 SH DFND 1,2 735221 0 0 Brinker International Inc COM 109641100 1628 41287 SH DFND 1,2 41287 0 0 Brink's Co/The COM 109696104 539 21130 SH DFND 1,2 21130 0 0 Bristol-Myers Squibb Co COM 110122108 20315 454589 SH DFND 1,2 435884 0 18705 Broadcom Corp CL A 111320107 1342 39703 SH DFND 1,2 39703 0 0 Broadridge Financial Solutions Inc COM 11133T103 1198 45065 SH DFND 1,2 45065 0 0 Brookfield Infrastructure Partners LP LP INT UNIT G16252101 29919 819244 SH DFND 1,2 563348 0 255896 Brown & Brown Inc COM 115236101 1381 42821 SH DFND 1,2 42821 0 0 Brown-Forman Corp CL B 115637209 1090 16139 SH DFND 1,2 16139 0 0 Brunswick Corp/DE COM 117043109 10564 330622 SH DFND 1,2 330403 0 219 Buckeye Partners LP UNIT LTD PARTN 118230101 1333 19000 SH DFND 1,2 19000 0 0 Buckeye Partners LP COM 118230101 1123 16000 SH Call DFND 1,2 16000 0 0 Buckeye Technologies Inc COM 118255108 1264 34114 SH DFND 1,2 34114 0 0 Buffalo Wild Wings Inc COM 119848109 2420 24632 SH DFND 1,2 24632 0 0 CA Inc COM 12673P105 36286 1267888 SH DFND 1,2 1267888 0 0 Cabela's Inc COM 126804301 1112 17168 SH DFND 1,2 17168 0 0 Cablevision Systems Corp CL A NY CABLVS 12686C109 260 15444 SH DFND 1,2 15444 0 0 Cabot Corp COM 127055101 835 22310 SH DFND 1,2 22310 0 0 Cabot Oil & Gas Corp COM 127097103 24872 350205 SH DFND 1,2 333508 0 16697 Cadence Design Systems Inc COM 127387108 1777 122738 SH DFND 1,2 122738 0 0 Caesarstone Sdot-Yam Ltd ORD SHS M20598104 2646 97189 SH DFND 1,2 97189 0 0 California Water Service Group COM 130788102 9019 462265 SH DFND 1,2 300039 0 162226 Camden Property Trust SH BEN INT 133131102 44177 638956 SH DFND 1,2 638956 0 0 Cameco Corp COM 13321L108 688 33316 SH DFND 1,2 33316 0 0 Cameron International Corp COM 13342B105 26667 436030 SH DFND 1,2 420890 0 15140 Campbell Soup Co COM 134429109 646 14414 SH DFND 1,2 14414 0 0 Campus Crest Communities Inc COM 13466Y105 15398 1334351 SH DFND 1,2 1334351 0 0 Capital One Financial Corp COM 14040H105 31311 498495 SH DFND 1,2 495104 0 3391 Capital Senior Living Corp COM 140475104 10253 429012 SH DFND 1,2 429012 0 0 CapitalSource Inc COM 14055X102 1815 193452 SH DFND 1,2 193452 0 0 Capitol Federal Financial Inc COM 14057J101 130 10733 SH DFND 1,2 10733 0 0 Capstone Turbine Corp COM 14067D102 26 22110 SH DFND 1,2 22110 0 0 CARBO Ceramics Inc COM 140781105 584 8656 SH DFND 1,2 8656 0 0 Cardinal Financial Corp COM 14149F109 7205 492138 SH DFND 1,2 491701 0 437 Cardinal Health Inc COM 14149Y108 6251 132422 SH DFND 1,2 132422 0 0 CareFusion Corp COM 14170T101 2452 66552 SH DFND 1,2 66552 0 0 Carlisle Cos Inc COM 142339100 1466 23535 SH DFND 1,2 23535 0 0 CarMax Inc COM 143130102 7952 172260 SH DFND 1,2 163458 0 8802 Carnival Corp PAIRED CTF 143658300 19481 568112 SH DFND 1,2 568112 0 0 Carpenter Technology Corp COM 144285103 616 13671 SH DFND 1,2 13671 0 0 Carter's Inc COM 146229109 1395 18831 SH DFND 1,2 18831 0 0 Casey's General Stores Inc COM 147528103 327 5439 SH DFND 1,2 5439 0 0 Catamaran Corp COM 148887102 10774 220950 SH DFND 1,2 211210 0 9740 Caterpillar Inc COM 149123101 26850 325496 SH DFND 1,2 324500 0 996 Caterpillar INC COM 149123101 12951 157000 SH Call DFND 1,2 157000 0 0 Cathay General Bancorp COM 149150104 2612 128353 SH DFND 1,2 128353 0 0 Cbeyond Inc COM 149847105 6563 837024 SH DFND 1,2 836312 0 712 CBIZ Inc COM 124805102 2608 388696 SH DFND 1,2 388369 0 327 CBL & Associates Properties Inc COM 124830100 32524 1518383 SH DFND 1,2 1518383 0 0 CBOE Holdings Inc COM 12503M108 12435 266615 SH DFND 1,2 256702 0 9913 CBRE Clarion Global Real Estate Income Fund COM 12504G100 400 44300 SH DFND 1,2 44300 0 0 CBRE Group Inc CL A 12504L109 565 24189 SH DFND 1,2 24189 0 0 CBS Corp CL B 124857202 2638 53978 SH DFND 1,2 53978 0 0 Cedar Realty Trust Inc COM NEW 150602209 500 96547 SH DFND 1,2 96547 0 0 Celadon Group Inc COM 150838100 848 46484 SH DFND 1,2 46484 0 0 Celgene Corp COM 151020104 32777 280192 SH DFND 1,2 271197 0 8995 Centene Corp COM 15135B101 221 4215 SH DFND 1,2 4215 0 0 CenterPoint Energy Inc COM 15189T107 17628 750455 SH DFND 1,2 495647 0 254808 CenturyLink Inc COM 156700106 23783 672788 SH DFND 1,2 672788 0 0 Cepheid Inc COM 15670R107 5299 153936 SH DFND 1,2 153849 0 87 Cerner Corp COM 156782104 17737 369191 SH DFND 1,2 352132 0 17059 CF Industries Holdings Inc COM 125269100 980 5715 SH DFND 1,2 5715 0 0 CH Robinson Worldwide Inc COM NEW 12541W209 690 12259 SH DFND 1,2 12259 0 0 Chambers Street Properties COM 157842105 179 17936 SH DFND 1,2 17936 0 0 Charles River Laboratories International Inc COM 159864107 936 22814 SH DFND 1,2 22814 0 0 Charles Schwab Corp/The COM 808513105 7687 362091 SH DFND 1,2 346141 0 15950 Chart Industries Inc COM PAR $0.01 16115Q308 205 2184 SH DFND 1,2 2184 0 0 Charter Communications Inc CL A NEW 16117M305 661 5339 SH DFND 1,2 4778 0 561 Check Point Software Technologies Ltd ORD M22465104 8355 168182 SH DFND 1,2 158758 0 9424 Cheesecake Factory Inc/The COM 163072101 1011 24124 SH DFND 1,2 24124 0 0 Chefs' Warehouse 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