SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
ANDERSON DIEGO B

(Last) (First) (Middle)
C/O LUMOS NETWORKS CORP.
ONE LUMOS PLAZA

(Street)
WAYNESBORO VA 22980

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/05/2014
3. Issuer Name and Ticker or Trading Symbol
Lumos Networks Corp. [ LMOS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & General Manager
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $0.01 Per Share 27,586(1) D
Common Stock, Par Value $0.01 Per Share 1,800.82 I By 401(k) plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 02/28/2016 Common Stock 2,534 $9.32 D
Stock Option (Right to Buy) (2) 03/05/2017 Common Stock 3,801 $14.32 D
Stock Option (Right to Buy) (2) 03/03/2018 Common Stock 2,534 $16.83 D
Stock Option (Right to Buy) (3) 02/28/2021 Common Stock 3,801 $15.33 D
Stock Option (Right to Buy) (4) 11/11/2021 Common Stock 4,042 $15.52 D
Stock Option (Right to Buy) (5) 03/01/2023 Common Stock 31,606 $11.31 D
Stock Option (Right to Buy) (2) 03/01/2020 Common Stock 3,801 $13.77 D
Stock Option (Right to Buy) (2) 03/02/2019 Common Stock 3,801 $14.23 D
Stock Option (Right to Buy) (6) 02/28/2022 Common Stock 8,135 $12.8 D
Stock Option (Right to Buy) (7) 01/08/2024 Common Stock 10,000 $20.58 D
Explanation of Responses:
1. Includes 20,559 shares of restricted stock that vest as follows: 646 shares on November 11, 2014, 2,626 shares on March 10, 2015, 8,762 shares on March 1, 2016, 5,000 shares on January 8, 2017, 1,762 shares on March 1, 2017 and 1,763 shares on March 1, 2018.
2. Options are fully vested and currently exercisable.
3. Options vest 25% on February 28th in each of the years 2012 through 2015.
4. Options vest 25% on November 11th in each of the years 2012 through 2015.
5. 50% of the options are fully vested and currently exercisable and the remaining options vest as follows: 20% on March 1, 2015 and 10% on March 1st in each of the years 2016 through 2018.
6. Options vest 25% on February 29th in each of the years 2013 through 2016.
7. Options vest 25% on January 8th in each of the years 2015 through 2018.
/s/ Diego B. Anderson 03/14/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.