EX-99.(H)(13) 9 a17-17909_1ex99dh13.htm EX-99.(H)(13) FORM OF FOURTH AMEND SUB

Exhibit 99.(h)(13)

 

BROOKFIELD INVESTMENT MANAGEMENT INC.

FOURTH AMENDMENT TO THE

FUND SUB-ADMINISTRATION SERVICING AGREEMENT

 

THIS FOURTH AMENDMENT dated as of [·], 2017, to the Fund Sub-Administration Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, and May 29, 2015 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT MANAGEMENT INC. (the “Company”), with respect to the BROOKFIELD INVESTMENT FUNDS (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

 

RECITALS

 

WHEREAS, the parties have entered into the Agreement; and

 

WHEREAS, the parties desire to amend Amended Exhibit A to the Agreement to add the Center Coast Brookfield MLP Focus Fund; and

 

WHEREAS, Section 10 of the Agreement allows for its amendment by a written instrument executed by all parties.

 

NOW, THEREFORE, the parties hereby agree as follows:

 

Amended Exhibit A of the Agreement is hereby superseded and replaced with Fourth Amended Exhibit A attached hereto:

 

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

 

[Remainder of page intentionally left blank.]

 



 

BROOKFIELD INVESTMENT MANAGEMENT INC.

 

U.S. BANCORP FUND SERVICES, LLC

 

 

 

By:

 

 

By:

 

Name: Brian F. Hurley

 

Name:

Title: Head of Legal and Funds

 

Title:

 



 

Fourth Amended Exhibit A

to the Fund Sub-Administration Servicing Agreement — Brookfield Investment Management Inc.

 

Fund Names

 

Separate Series of Brookfield Investment Funds

 

Name of Series

Brookfield Global Listed Real Estate Fund

Brookfield Global Listed Infrastructure Fund

Brookfield U.S. Listed Real Estate Fund

Brookfield Real Assets Securities Fund

Brookfield Real Assets Debt Fund

Center Coast Brookfield MLP Focus Fund