0001520601-12-000002.txt : 20120208 0001520601-12-000002.hdr.sgml : 20120208 20120208161436 ACCESSION NUMBER: 0001520601-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 EFFECTIVENESS DATE: 20120208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Investment Advisors, LLC CENTRAL INDEX KEY: 0001520601 IRS NUMBER: 330934127 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14467 FILM NUMBER: 12582101 BUSINESS ADDRESS: STREET 1: 18191 VON KARMAN STREET 2: SUITE 420 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-251-2357 MAIL ADDRESS: STREET 1: 18191 VON KARMAN STREET 2: SUITE 420 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 form13f11q4.txt Q4 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: AFFINITY INVESTMENT ADVISORS, LLC Address: 18191 VON KARMAN AVE, SUITE 420 IRVINE, CA 92612 13F File number: 028-14467 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting manager: Name: JEFFREY RANDOLPH Title: CHIEF COMPLIANCE OFFICER Phone: (949) 251-2357 Signature, Place, and Date of Signing /s/ JEFFREY RANDOLPH IRVINE, CA FEBRUARY 8, 2012 Report Type (Check only one.): [] 13F Holdings Report. [ ] 13F Notice. [X] 13F Combination Report. List of other Managers Reporting for this Manager: NONE I am signing this report as required by the Securities Exchange Act of 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 181 FORM 13F INFORMATION TABLE VALUE TOTAL: 722,065,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME 0000895421 Morgan Stanley FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES COM 002824100 215 3827 SH Sole 3827 7165 127420 SH Other 01 127420 AETNA INC COM COM 00817Y108 4385 103937 SH Sole 77805 26132 4805 113900 SH Other 01 113900 AFLAC INC. COM 001055102 6121 141501 SH Sole 91164 50337 6815 157530 SH Other 01 157530 AIR METHODS CORP COM 009128307 6 69 SH Sole 69 1169 13840 SH Other 01 13840 ALASKA AIR GROUP COM 011659109 3 39 SH Sole 39 2858 38060 SH Other 01 38060 ALTRIA GROUP INC COM COM 02209S103 8841 298195 SH Sole 208112 90083 7635 257520 SH Other 01 257520 AMERICAN CAPITAL, LTD. COM 02503Y103 5 800 SH Sole 800 2464 366140 SH Other 01 366140 AMERICAN ELECTRIC POWER INC. COM 025537101 1297 31406 SH Sole 13346 18060 AMERICAN EXPRESS COM 025816109 7185 152324 SH Sole 102610 49714 7026 148950 SH Other 01 148950 AMERICAN GREETINGS CORPORATION COM 026375105 3 222 SH Sole 222 834 66670 SH Other 01 66670 AMERICAN WATER WORKS CO COM 030420103 5908 185424 SH Sole 126553 58871 5904 185300 SH Other 01 185300 AMKOR TECHNOLOGY COM 031652100 5 1115 SH Sole 1115 439 100720 SH Other 01 100720 ANNALY CAPITAL MANAGEMENT COM 035710409 1107 69343 SH Sole 41753 27590 5464 342380 SH Other 01 342380 ANWORTH MORTGAGE COM 037347101 6 916 SH Sole 916 1039 165490 SH Other 01 165490 APACHE CORP COM 037411105 6509 71863 SH Sole 48024 23839 APPLE INC COM NPV COM 037833100 15262 37683 SH Sole 27321 10362 14540 35900 SH Other 01 35900 ASCENA RETAIL GROUP COM 04351G101 6 217 SH Sole 217 549 18460 SH Other 01 18460 AT+T INC COM COM 00206R102 1496 49472 SH Sole 14942 34530 BLACK BOX CORPORATION COM 091826107 6 212 SH Sole 212 683 24370 SH Other 01 24370 BLOCK H+R INC COM 093671105 7231 442813 SH Sole 299556 143257 4725 289330 SH Other 01 289330 BRIGHTPOINT INC COM 109473405 7 659 SH Sole 659 2761 256600 SH Other 01 256600 BROADCOM CORP CL A COM 111320107 3791 129119 SH Sole 85669 43450 3752 127800 SH Other 01 127800 BUNGE LTD COM G16962105 5231 91449 SH Sole 60037 31412 5537 96800 SH Other 01 96800 CAPITAL ONE FINL CORP COM 14040H105 5659 133822 SH Sole 86720 47102 6876 162600 SH Other 01 162600 CASH AMERICA INTL INC COM 14754D100 6 132 SH Sole 132 568 12180 SH Other 01 12180 CATERPILLAR INC COM COM 149123101 8404 92754 SH Sole 63783 28971 8113 89550 SH Other 01 89550 CBS INC. 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A COM 30239F106 7 213 SH Sole 213 2642 77670 SH Other 01 77670 FREEPORT MCMORAN COPPER + GOLD COM 35671D857 6103 165891 SH Sole 116541 49350 7435 202080 SH Other 01 202080 GENERAL ELEC CO COM COM 369604103 9817 548102 SH Sole 364529 183573 8194 457500 SH Other 01 457500 GENERAL MILLS INC COM 370334104 235 5810 SH Sole 5810 GENUINE PARTS CO. COM 372460105 8899 145416 SH Sole 103155 42261 6310 103100 SH Other 01 103100 HALLIBURTON CO COM 406216101 6161 178515 SH Sole 123112 55403 HEALTHSPRINGS INC COM 42224N101 8 155 SH Sole 155 1571 28800 SH Other 01 28800 HELMERICH & PAYNE COM 423452101 6487 111158 SH Sole 76884 34274 HONEYWELL INTL COM 438516106 5449 100256 SH Sole 67113 33143 5337 98200 SH Other 01 98200 INSIGHT ENTERPRISES INC COM 45765U103 5 318 SH Sole 318 1794 117300 SH Other 01 117300 INTEL CORP COM 458140100 9241 381059 SH Sole 252643 128416 8383 345700 SH Other 01 345700 INTERNATIONAL BUSINESS MACHS C COM 459200101 9785 53213 SH Sole 39606 13607 10919 59380 SH Other 01 59380 INTERNATIONAL PAPER CO COM COM 460146103 9083 306842 SH Sole 205579 101263 6119 206720 SH Other 01 206720 ISHARES RUSSELL 1000 INDEX FUN COM 464287622 219 3150 SH Sole 3150 JOHNSON CONTROLS INC. COM 478366107 4414 141201 SH Sole 101020 40181 5626 179980 SH Other 01 179980 JPMORGAN CHASE & CO COM 46625h100 9983 300240 SH Sole 193512 106728 8765 263600 SH Other 01 263600 KIMBERLY-CLARK CORP COM 494368103 85 1160 SH Sole 1160 6292 85530 SH Other 01 85530 KROGER CO COM 501044101 5951 245700 SH Other 01 245700 LIMITED BRANDS INC COM 532716107 6834 169358 SH Sole 115619 53739 5379 133300 SH Other 01 133300 LINCOLN NATIONAL CORP COM 534187109 4710 242517 SH Sole 159046 83471 MACY'S INC. COM 55616P104 5734 178193 SH Sole 132623 45570 MATTEL COM 577081102 7193 259110 SH Sole 176386 82724 6118 220400 SH Other 01 220400 MEDICIS PHARMACEUTICAL CORP CL COM 584690309 6 194 SH Sole 194 684 20560 SH Other 01 20560 MERCK & CO. INC COM 58933Y105 9609 254889 SH Sole 167173 87716 7662 203232 SH Other 01 203232 METLIFE INC COM COM 59156R108 5773 185137 SH Sole 120063 65074 5618 180190 SH Other 01 180190 MICROSOFT CORP COM COM 594918104 9054 348762 SH Sole 257831 90931 9509 366290 SH Other 01 366290 MYLAN LABORATORIES COM 628530107 4106 191348 SH Sole 141279 50069 5203 242430 SH Other 01 242430 NACCO INDS INC COM 629579103 6 66 SH Sole 66 1124 12600 SH Other 01 12600 NEWMARKET CORP. COM 651587107 7 35 SH Sole 35 1018 5140 SH Other 01 5140 OMNIVISION TECHNOLOGIES INC COM 682128103 4 296 SH Sole 296 739 60400 SH Other 01 60400 ORACLE CORP COM COM 68389X105 5449 212436 SH Sole 157836 54600 5968 232660 SH Other 01 232660 PDL BIOPHARMA, INC. COM 69329Y104 7 1145 SH Sole 1145 1060 170990 SH Other 01 170990 PFIZER INC COM COM 717081103 11877 548846 SH Sole 356698 192148 9392 433990 SH Other 01 433990 PHILIP MORRIS INTL ORD SHR COM COM 718172109 11064 140974 SH Sole 98761 42213 10826 137950 SH Other 01 137950 PITNEY BOWES INC. COM 724479100 4522 243907 SH Sole 168980 74927 PPL CORP COM 69351T106 1349 45859 SH Sole 18989 26870 PREMIERE GLOBAL SERVICES INC. COM 740585104 5 556 SH Sole 556 515 60830 SH Other 01 60830 PRUDENTIAL FINANCIAL INC COM 744320102 1476 29448 SH Sole 11779 17669 RAYTHEON CO COM NEW COM 755111507 3378 69820 SH Sole 48900 20920 3979 82250 SH Other 01 82250 ROCK-TENN CO. CL. A COM 772739207 124 2152 SH Sole 2095 57 1082 18750 SH Other 01 18750 ROSS STORES INC COM COM 778296103 5967 125538 SH Sole 94634 30904 6917 145520 SH Other 01 145520 ROYAL DUTCH SHELL PLC ADR CL A COM 780259206 355 4860 SH Sole 4860 S&P 500 DEPOSITORY RECPTS. COM 78462F103 2390 19044 SH Sole 19044 SECTOR SPDR TR SBI FINANCIALS COM 81369Y605 240 18491 SH Sole 18491 SOLUTIA INC. COM 834376501 4 220 SH Sole 220 561 32470 SH Other 01 32470 SOUTHSIDE BANCSHARES INC COM 84470P109 7 321 SH Sole 321 1989 91825 SH Other 01 91825 SPDR GOLD TRUST COM 78463V107 410 2700 SH Sole 2700 STURM, RUGER & CO. INC COM 864159108 4 119 SH Sole 119 1587 47420 SH Other 01 47420 SUPERVALU INC. COM 868536103 118 14590 SH Sole 14590 SYNAPTICS INC. COM 87157D109 5 153 SH Sole 153 2447 81150 SH Other 01 81150 TIME WARNER CABLE INC COM COM 88732J207 889 13981 SH Sole 5448 8533 TUPPERWARE BRANDS CORP COM 899896104 4638 82869 SH Sole 60608 22261 UNITED ONLINE COM 911268100 4 659 SH Sole 659 412 75820 SH Other 01 75820 UNITEDHEALTH GROUP INC COM COM 91324P102 7468 147348 SH Sole 99985 47363 6345 125200 SH Other 01 125200 VALERO ENERGY CORP COM COM 91913Y100 220 10444 SH Sole 10248 196 VERIZON COMMUNICATIONS INC COM 92343v104 8913 222160 SH Sole 162422 59738 9067 226000 SH Other 01 226000 VF CORP. COM 918204108 7069 55668 SH Sole 39199 16469 5864 46180 SH Other 01 46180 VISA INC. COM 92826C839 258 2538 SH Sole 2438 100 WATSON PHARM. COM 942683103 5311 88019 SH Sole 59980 28039 4098 67910 SH Other 01 67910 WELLPOINT INC COM COM 94973V107 5605 84603 SH Sole 56957 27646 4236 63940 SH Other 01 63940 WELLS FARGO & CO COM 949746101 11165 405100 SH Sole 265721 139379 9125 331110 SH Other 01 331110 WILLIAMS-SONOMA INC COM 969904101 5527 143562 SH Sole 104508 39054 5698 148000 SH Other 01 148000