0001520601-12-000002.txt : 20120208
0001520601-12-000002.hdr.sgml : 20120208
20120208161436
ACCESSION NUMBER: 0001520601-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120208
DATE AS OF CHANGE: 20120208
EFFECTIVENESS DATE: 20120208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinity Investment Advisors, LLC
CENTRAL INDEX KEY: 0001520601
IRS NUMBER: 330934127
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14467
FILM NUMBER: 12582101
BUSINESS ADDRESS:
STREET 1: 18191 VON KARMAN
STREET 2: SUITE 420
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-251-2357
MAIL ADDRESS:
STREET 1: 18191 VON KARMAN
STREET 2: SUITE 420
CITY: IRVINE
STATE: CA
ZIP: 92612
13F-HR
1
form13f11q4.txt
Q4 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: AFFINITY INVESTMENT ADVISORS, LLC
Address: 18191 VON KARMAN AVE, SUITE 420
IRVINE, CA 92612
13F File number: 028-14467
The Institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person signing
the report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists and tables, are
considered integral parts of this form.
Person signing this report on behalf of Reporting manager:
Name: JEFFREY RANDOLPH
Title: CHIEF COMPLIANCE OFFICER
Phone: (949) 251-2357
Signature, Place, and Date of Signing
/s/ JEFFREY RANDOLPH IRVINE, CA FEBRUARY 8, 2012
Report Type (Check only one.):
[] 13F Holdings Report.
[ ] 13F Notice.
[X] 13F Combination Report.
List of other Managers Reporting for this Manager: NONE
I am signing this report as required by the Securities Exchange Act of 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 181
FORM 13F INFORMATION TABLE VALUE TOTAL: 722,065,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
0000895421 Morgan Stanley
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM 002824100 215 3827 SH Sole 3827
7165 127420 SH Other 01 127420
AETNA INC COM COM 00817Y108 4385 103937 SH Sole 77805 26132
4805 113900 SH Other 01 113900
AFLAC INC. COM 001055102 6121 141501 SH Sole 91164 50337
6815 157530 SH Other 01 157530
AIR METHODS CORP COM 009128307 6 69 SH Sole 69
1169 13840 SH Other 01 13840
ALASKA AIR GROUP COM 011659109 3 39 SH Sole 39
2858 38060 SH Other 01 38060
ALTRIA GROUP INC COM COM 02209S103 8841 298195 SH Sole 208112 90083
7635 257520 SH Other 01 257520
AMERICAN CAPITAL, LTD. COM 02503Y103 5 800 SH Sole 800
2464 366140 SH Other 01 366140
AMERICAN ELECTRIC POWER INC. COM 025537101 1297 31406 SH Sole 13346 18060
AMERICAN EXPRESS COM 025816109 7185 152324 SH Sole 102610 49714
7026 148950 SH Other 01 148950
AMERICAN GREETINGS CORPORATION COM 026375105 3 222 SH Sole 222
834 66670 SH Other 01 66670
AMERICAN WATER WORKS CO COM 030420103 5908 185424 SH Sole 126553 58871
5904 185300 SH Other 01 185300
AMKOR TECHNOLOGY COM 031652100 5 1115 SH Sole 1115
439 100720 SH Other 01 100720
ANNALY CAPITAL MANAGEMENT COM 035710409 1107 69343 SH Sole 41753 27590
5464 342380 SH Other 01 342380
ANWORTH MORTGAGE COM 037347101 6 916 SH Sole 916
1039 165490 SH Other 01 165490
APACHE CORP COM 037411105 6509 71863 SH Sole 48024 23839
APPLE INC COM NPV COM 037833100 15262 37683 SH Sole 27321 10362
14540 35900 SH Other 01 35900
ASCENA RETAIL GROUP COM 04351G101 6 217 SH Sole 217
549 18460 SH Other 01 18460
AT+T INC COM COM 00206R102 1496 49472 SH Sole 14942 34530
BLACK BOX CORPORATION COM 091826107 6 212 SH Sole 212
683 24370 SH Other 01 24370
BLOCK H+R INC COM 093671105 7231 442813 SH Sole 299556 143257
4725 289330 SH Other 01 289330
BRIGHTPOINT INC COM 109473405 7 659 SH Sole 659
2761 256600 SH Other 01 256600
BROADCOM CORP CL A COM 111320107 3791 129119 SH Sole 85669 43450
3752 127800 SH Other 01 127800
BUNGE LTD COM G16962105 5231 91449 SH Sole 60037 31412
5537 96800 SH Other 01 96800
CAPITAL ONE FINL CORP COM 14040H105 5659 133822 SH Sole 86720 47102
6876 162600 SH Other 01 162600
CASH AMERICA INTL INC COM 14754D100 6 132 SH Sole 132
568 12180 SH Other 01 12180
CATERPILLAR INC COM COM 149123101 8404 92754 SH Sole 63783 28971
8113 89550 SH Other 01 89550
CBS INC. COM 124857202 8000 294762 SH Sole 208063 86699
5279 194500 SH Other 01 194500
CHEMED CORP COM 16359R103 412 8040 SH Other 01 8040
CHEVRON CORP COM COM 166764100 14165 133126 SH Sole 87553 45573
CLIFFS NATURAL RESOURC COM COM 18683K101 5174 82991 SH Sole 56980 26011
6372 102200 SH Other 01 102200
CONOCOPHILLIPS COM COM 20825C104 10024 137555 SH Sole 91895 45660
CORNING INC COM COM 219350105 4047 311764 SH Sole 191163 120601
3447 265570 SH Other 01 265570
CREDIT ACCEP CORP MICH COM 225310101 7 84 SH Sole 84
2658 32300 SH Other 01 32300
CSX CORP COM COM 126408103 7551 358525 SH Sole 247658 110867
3755 178280 SH Other 01 178280
DELUXE CORP. COM 248019101 6 252 SH Sole 252
534 23450 SH Other 01 23450
DIME COMMUNITY BANCSHARES COM 253922108 6 512 SH Sole 512
1922 152500 SH Other 01 152500
DISCOVER FINANCIAL SERVICES COM 254709108 1506 62743 SH Sole 25903 36840
DYNEX CAPITAL INC COM 26817Q506 6 644 SH Sole 644
668 73200 SH Other 01 73200
EATON CORP COM 278058102 4561 104771 SH Sole 71519 33252
5546 127400 SH Other 01 127400
EBAY INC COM COM 278642103 6964 229600 SH Other 01 229600
EDISON INTL CALIF COM 281020107 6475 156413 SH Sole 103185 53228
6256 151100 SH Other 01 151100
EXELON CORP COM 30161N101 5979 137867 SH Sole 91843 46024
5940 136970 SH Other 01 136970
FBL FINANCIAL GROUP INC. CL. A COM 30239F106 7 213 SH Sole 213
2642 77670 SH Other 01 77670
FREEPORT MCMORAN COPPER + GOLD COM 35671D857 6103 165891 SH Sole 116541 49350
7435 202080 SH Other 01 202080
GENERAL ELEC CO COM COM 369604103 9817 548102 SH Sole 364529 183573
8194 457500 SH Other 01 457500
GENERAL MILLS INC COM 370334104 235 5810 SH Sole 5810
GENUINE PARTS CO. COM 372460105 8899 145416 SH Sole 103155 42261
6310 103100 SH Other 01 103100
HALLIBURTON CO COM 406216101 6161 178515 SH Sole 123112 55403
HEALTHSPRINGS INC COM 42224N101 8 155 SH Sole 155
1571 28800 SH Other 01 28800
HELMERICH & PAYNE COM 423452101 6487 111158 SH Sole 76884 34274
HONEYWELL INTL COM 438516106 5449 100256 SH Sole 67113 33143
5337 98200 SH Other 01 98200
INSIGHT ENTERPRISES INC COM 45765U103 5 318 SH Sole 318
1794 117300 SH Other 01 117300
INTEL CORP COM 458140100 9241 381059 SH Sole 252643 128416
8383 345700 SH Other 01 345700
INTERNATIONAL BUSINESS MACHS C COM 459200101 9785 53213 SH Sole 39606 13607
10919 59380 SH Other 01 59380
INTERNATIONAL PAPER CO COM COM 460146103 9083 306842 SH Sole 205579 101263
6119 206720 SH Other 01 206720
ISHARES RUSSELL 1000 INDEX FUN COM 464287622 219 3150 SH Sole 3150
JOHNSON CONTROLS INC. COM 478366107 4414 141201 SH Sole 101020 40181
5626 179980 SH Other 01 179980
JPMORGAN CHASE & CO COM 46625h100 9983 300240 SH Sole 193512 106728
8765 263600 SH Other 01 263600
KIMBERLY-CLARK CORP COM 494368103 85 1160 SH Sole 1160
6292 85530 SH Other 01 85530
KROGER CO COM 501044101 5951 245700 SH Other 01 245700
LIMITED BRANDS INC COM 532716107 6834 169358 SH Sole 115619 53739
5379 133300 SH Other 01 133300
LINCOLN NATIONAL CORP COM 534187109 4710 242517 SH Sole 159046 83471
MACY'S INC. COM 55616P104 5734 178193 SH Sole 132623 45570
MATTEL COM 577081102 7193 259110 SH Sole 176386 82724
6118 220400 SH Other 01 220400
MEDICIS PHARMACEUTICAL CORP CL COM 584690309 6 194 SH Sole 194
684 20560 SH Other 01 20560
MERCK & CO. INC COM 58933Y105 9609 254889 SH Sole 167173 87716
7662 203232 SH Other 01 203232
METLIFE INC COM COM 59156R108 5773 185137 SH Sole 120063 65074
5618 180190 SH Other 01 180190
MICROSOFT CORP COM COM 594918104 9054 348762 SH Sole 257831 90931
9509 366290 SH Other 01 366290
MYLAN LABORATORIES COM 628530107 4106 191348 SH Sole 141279 50069
5203 242430 SH Other 01 242430
NACCO INDS INC COM 629579103 6 66 SH Sole 66
1124 12600 SH Other 01 12600
NEWMARKET CORP. COM 651587107 7 35 SH Sole 35
1018 5140 SH Other 01 5140
OMNIVISION TECHNOLOGIES INC COM 682128103 4 296 SH Sole 296
739 60400 SH Other 01 60400
ORACLE CORP COM COM 68389X105 5449 212436 SH Sole 157836 54600
5968 232660 SH Other 01 232660
PDL BIOPHARMA, INC. COM 69329Y104 7 1145 SH Sole 1145
1060 170990 SH Other 01 170990
PFIZER INC COM COM 717081103 11877 548846 SH Sole 356698 192148
9392 433990 SH Other 01 433990
PHILIP MORRIS INTL ORD SHR COM COM 718172109 11064 140974 SH Sole 98761 42213
10826 137950 SH Other 01 137950
PITNEY BOWES INC. COM 724479100 4522 243907 SH Sole 168980 74927
PPL CORP COM 69351T106 1349 45859 SH Sole 18989 26870
PREMIERE GLOBAL SERVICES INC. COM 740585104 5 556 SH Sole 556
515 60830 SH Other 01 60830
PRUDENTIAL FINANCIAL INC COM 744320102 1476 29448 SH Sole 11779 17669
RAYTHEON CO COM NEW COM 755111507 3378 69820 SH Sole 48900 20920
3979 82250 SH Other 01 82250
ROCK-TENN CO. CL. A COM 772739207 124 2152 SH Sole 2095 57
1082 18750 SH Other 01 18750
ROSS STORES INC COM COM 778296103 5967 125538 SH Sole 94634 30904
6917 145520 SH Other 01 145520
ROYAL DUTCH SHELL PLC ADR CL A COM 780259206 355 4860 SH Sole 4860
S&P 500 DEPOSITORY RECPTS. COM 78462F103 2390 19044 SH Sole 19044
SECTOR SPDR TR SBI FINANCIALS COM 81369Y605 240 18491 SH Sole 18491
SOLUTIA INC. COM 834376501 4 220 SH Sole 220
561 32470 SH Other 01 32470
SOUTHSIDE BANCSHARES INC COM 84470P109 7 321 SH Sole 321
1989 91825 SH Other 01 91825
SPDR GOLD TRUST COM 78463V107 410 2700 SH Sole 2700
STURM, RUGER & CO. INC COM 864159108 4 119 SH Sole 119
1587 47420 SH Other 01 47420
SUPERVALU INC. COM 868536103 118 14590 SH Sole 14590
SYNAPTICS INC. COM 87157D109 5 153 SH Sole 153
2447 81150 SH Other 01 81150
TIME WARNER CABLE INC COM COM 88732J207 889 13981 SH Sole 5448 8533
TUPPERWARE BRANDS CORP COM 899896104 4638 82869 SH Sole 60608 22261
UNITED ONLINE COM 911268100 4 659 SH Sole 659
412 75820 SH Other 01 75820
UNITEDHEALTH GROUP INC COM COM 91324P102 7468 147348 SH Sole 99985 47363
6345 125200 SH Other 01 125200
VALERO ENERGY CORP COM COM 91913Y100 220 10444 SH Sole 10248 196
VERIZON COMMUNICATIONS INC COM 92343v104 8913 222160 SH Sole 162422 59738
9067 226000 SH Other 01 226000
VF CORP. COM 918204108 7069 55668 SH Sole 39199 16469
5864 46180 SH Other 01 46180
VISA INC. COM 92826C839 258 2538 SH Sole 2438 100
WATSON PHARM. COM 942683103 5311 88019 SH Sole 59980 28039
4098 67910 SH Other 01 67910
WELLPOINT INC COM COM 94973V107 5605 84603 SH Sole 56957 27646
4236 63940 SH Other 01 63940
WELLS FARGO & CO COM 949746101 11165 405100 SH Sole 265721 139379
9125 331110 SH Other 01 331110
WILLIAMS-SONOMA INC COM 969904101 5527 143562 SH Sole 104508 39054
5698 148000 SH Other 01 148000