0001520601-11-000007.txt : 20111027
0001520601-11-000007.hdr.sgml : 20111027
20111026181608
ACCESSION NUMBER: 0001520601-11-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111027
DATE AS OF CHANGE: 20111026
EFFECTIVENESS DATE: 20111027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinity Investment Advisors, LLC
CENTRAL INDEX KEY: 0001520601
IRS NUMBER: 330934127
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14467
FILM NUMBER: 111159887
BUSINESS ADDRESS:
STREET 1: 18191 VON KARMAN
STREET 2: SUITE 420
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-251-2357
MAIL ADDRESS:
STREET 1: 18191 VON KARMAN
STREET 2: SUITE 420
CITY: IRVINE
STATE: CA
ZIP: 92612
13F-HR
1
form13f11q3.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: AFFINITY INVESTMENT ADVISORS, LLC
Address: 18191 VON KARMAN AVE, SUITE 420
IRVINE, CA 92612
13F File number: 028-14467
The Institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person signing
the report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists and tables, are
considered integral parts of this form.
Person signing this report on behalf of Reporting manager:
Name: JEFFREY RANDOLPH
Title: CHIEF COMPLIANCE OFFICER
Phone: (949) 251-2357
Signature, Place, and Date of Signing
/s/ JEFFREY RANDOLPH IRVINE, CA OCTOBER 26, 2011
Report Type (Check only one.):
[] 13F Holdings Report.
[ ] 13F Notice.
[X] 13F Combination Report.
List of other Managers Reporting for this Manager: NONE
I am signing this report as required by the Securities Exchange Act of 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 187
FORM 13F INFORMATION TABLE VALUE TOTAL: $648,535,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
0000895421 Morgan Stanley
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM 002824100 340 6655 SH Sole 6655
5074 99220 SH Other 01 99220
ABERCROMBIE & FITCH CO COM 002896207 5413 87928 SH Sole 66986 20942
5017 81500 SH Other 01 81500
AETNA INC COM COM 00817Y108 3368 92690 SH Sole 79169 13521
3576 98400 SH Other 01 98400
AFLAC INC. COM 001055102 4915 140617 SH Sole 102504 38113
4552 130230 SH Other 01 130230
AIR METHODS CORP COM 009128307 1 20 SH Sole 20
881 13840 SH Other 01 13840
ALASKA AIR GROUP COM 011659109 2 39 SH Sole 39
2142 38060 SH Other 01 38060
ALTRIA GROUP INC COM COM 02209S103 7690 286850 SH Sole 226754 60096
5703 212720 SH Other 01 212720
AMERICAN CAPITAL, LTD. COM 02503Y103 2 348 SH Sole 348
1951 286140 SH Other 01 286140
AMERICAN ELECTRIC POWER INC. COM 025537101 1196 31469 SH Sole 13409 18060
AMERICAN EXPRESS COM 025816109 7169 159660 SH Sole 123332 36328
6688 148950 SH Other 01 148950
AMERICAN GREETINGS CORPORATION COM 026375105 1 40 SH Sole 40
1233 66670 SH Other 01 66670
AMERICAN WATER WORKS CO COM 030420103 5587 185118 SH Sole 142219 42899
5592 185300 SH Other 01 185300
AMKOR TECHNOLOGY COM 031652100 2 457 SH Sole 457
439 100720 SH Other 01 100720
ANNALY CAPITAL MANAGEMENT COM 035710409 1184 71194 SH Sole 43604 27590
5351 321780 SH Other 01 321780
ANWORTH MORTGAGE COM 037347101 3 452 SH Sole 452
1125 165490 SH Other 01 165490
APACHE CORP COM 037411105 4521 56349 SH Sole 42163 14186
APPLE INC COM NPV COM 037833100 13051 34225 SH Sole 28093 6132
13689 35900 SH Other 01 35900
ASCENA RETAIL GROUP COM 04351G101 2 87 SH Sole 87
500 18460 SH Other 01 18460
AT+T INC COM COM 00206R102 10050 352374 SH Sole 267203 85171
8213 287960 SH Other 01 287960
BLACK BOX CORPORATION COM 091826107 2 96 SH Sole 96
520 24370 SH Other 01 24370
BLOCK H+R INC COM 093671105 5262 395321 SH Sole 302698 92623
3851 289330 SH Other 01 289330
BRIGHTPOINT INC COM 109473405 3 335 SH Sole 335
2366 256600 SH Other 01 256600
BROADCOM CORP CL A COM 111320107 3963 119042 SH Sole 89629 29413
4254 127800 SH Other 01 127800
BUNGE LTD COM G16962105 4871 83563 SH Sole 62379 21184
4378 75100 SH Other 01 75100
CAPITAL ONE FINL CORP COM 14040H105 5452 137563 SH Sole 102290 35273
4696 118500 SH Other 01 118500
CASH AMERICA INTL INC COM 14754D100 3 64 SH Sole 64
623 12180 SH Other 01 12180
CATERPILLAR INC COM COM 149123101 6082 82372 SH Sole 62832 19540
5209 70550 SH Other 01 70550
CHEMED CORP COM 16359R103 442 8040 SH Other 01 8040
CHESAPEAKE ENERGY CORP COM 165167107 4660 182406 SH Sole 139554 42852
CHEVRON CORP COM COM 166764100 11779 127214 SH Sole 94903 32311
CLIFFS NATURAL RESOURC COM COM 18683K101 3235 63225 SH Sole 49472 13753
3295 64400 SH Other 01 64400
CONOCOPHILLIPS COM COM 20825C104 8439 133283 SH Sole 101397 31886
COOPER TIRE & RUBBER COM 216831107 2 154 SH Sole 154
346 31740 SH Other 01 31740
CORNING INC COM COM 219350105 3560 288028 SH Sole 201365 86663
3282 265570 SH Other 01 265570
CREDIT ACCEP CORP MICH COM 225310101 3 40 SH Sole 40
2079 32300 SH Other 01 32300
CSX CORP COM COM 126408103 6375 341483 SH Sole 266946 74537
3328 178280 SH Other 01 178280
DELUXE CORP. COM 248019101 2 123 SH Sole 123
436 23450 SH Other 01 23450
DIME COMMUNITY BANCSHARES COM 253922108 2 225 SH Sole 225
478 47200 SH Other 01 47200
DISCOVER FINANCIAL SERVICES COM 254709108 1479 64461 SH Sole 27621 36840
DPL INC COM 233293109 5028 166832 SH Sole 124042 42790
4672 155020 SH Other 01 155020
DYNEX CAPITAL INC COM 26817Q506 3 311 SH Sole 311
590 73200 SH Other 01 73200
EATON CORP COM 278058102 3631 102290 SH Sole 78811 23479
4168 117400 SH Other 01 117400
EBAY INC COM COM 278642103 4250 144100 SH Other 01 144100
EL PASO ELECTRIC CO COM 283677854 3 101 SH Sole 101
795 24780 SH Other 01 24780
EXELON CORP COM 30161N101 5312 124673 SH Sole 92861 31812
5001 117370 SH Other 01 117370
FBL FINANCIAL GROUP INC. CL. A COM 30239F106 3 106 SH Sole 106
2068 77670 SH Other 01 77670
FREEPORT MCMORAN COPPER + GOLD COM 35671D857 4036 132536 SH Sole 104700 27836
3754 123280 SH Other 01 123280
GENERAL ELEC CO COM COM 369604103 8191 538161 SH Sole 406204 131957
6749 443400 SH Other 01 443400
GENERAL MILLS INC COM 370334104 402 10440 SH Sole 10440
GENUINE PARTS CO. COM 372460105 6762 133106 SH Sole 103858 29248
5237 103100 SH Other 01 103100
HALLIBURTON CO COM 406216101 4240 138941 SH Sole 108962 29979
HEALTHSPRINGS INC COM 42224N101 3 77 SH Sole 77
1050 28800 SH Other 01 28800
HONEYWELL INTL COM 438516106 4628 105406 SH Sole 81725 23681
4312 98200 SH Other 01 98200
INSIGHT ENTERPRISES INC COM 45765U103 2 146 SH Sole 146
1776 117300 SH Other 01 117300
INTEL CORP COM 458140100 8112 380235 SH Sole 284865 95370
7376 345700 SH Other 01 345700
INTERNATIONAL BUSINESS MACHS C COM 459200101 9113 52112 SH Sole 44650 7462
10384 59380 SH Other 01 59380
INTERNATIONAL PAPER CO COM COM 460146103 7013 301643 SH Sole 229450 72193
4474 192420 SH Other 01 192420
JOHNSON CONTROLS INC. COM 478366107 3249 123196 SH Sole 104491 18705
4746 179980 SH Other 01 179980
JPMORGAN CHASE & CO COM 46625h100 8864 294276 SH Sole 214961 79315
7325 243200 SH Other 01 243200
KIMBERLY-CLARK CORP COM 494368103 82 1160 SH Sole 1160
5605 78930 SH Other 01 78930
KROGER CO COM 501044101 5007 228000 SH Other 01 228000
LIMITED BRANDS INC COM 532716107 6379 165658 SH Sole 126928 38730
5133 133300 SH Other 01 133300
LINCOLN NATIONAL CORP COM 534187109 3511 224646 SH Sole 165461 59185
MACY'S INC. COM 55616P104 4585 174194 SH Sole 148656 25538
MARATHON OIL CORP COM COM 565849106 2461 114018 SH Sole 98137 15881
MARATHON PETROLEUM CORP COM 56585A102 1535 56725 SH Sole 48781 7944
MATTEL COM 577081102 7081 273487 SH Sole 209903 63584
5706 220400 SH Other 01 220400
MEDICIS PHARMACEUTICAL CORP CL COM 584690309 3 88 SH Sole 88
750 20560 SH Other 01 20560
MERCK & CO. INC COM 58933Y105 7727 236297 SH Sole 177537 58760
5455 166832 SH Other 01 166832
METLIFE INC COM COM 59156R108 5058 180587 SH Sole 133781 46806
4465 159390 SH Other 01 159390
MICROSOFT CORP COM COM 594918104 8278 332603 SH Sole 283503 49100
9117 366290 SH Other 01 366290
MYLAN LABORATORIES COM 628530107 2846 167531 SH Sole 142750 24781
2865 168630 SH Other 01 168630
NACCO INDS INC COM 629579103 2 32 SH Sole 32
799 12600 SH Other 01 12600
NEWMARKET CORP. COM 651587107 3 20 SH Sole 20
781 5140 SH Other 01 5140
OMNIVISION TECHNOLOGIES INC COM 682128103 1 96 SH Sole 96
848 60400 SH Other 01 60400
ORACLE CORP COM COM 68389X105 5954 207179 SH Sole 177559 29620
6687 232660 SH Other 01 232660
PDL BIOPHARMA, INC. COM 69329Y104 3 525 SH Sole 525
949 170990 SH Other 01 170990
PFIZER INC COM COM 717081103 9259 523707 SH Sole 382241 141466
7013 396690 SH Other 01 396690
PHILIP MORRIS INTL ORD SHR COM COM 718172109 8386 134433 SH Sole 107037 27396
7214 115650 SH Other 01 115650
PITNEY BOWES INC. COM 724479100 3970 211158 SH Sole 177163 33995
5100 271250 SH Other 01 271250
PORTLAND GENERAL ELECTRIC CO COM 736508847 3 135 SH Sole 135
705 29760 SH Other 01 29760
PPL CORP COM 69351T106 1363 47745 SH Sole 20875 26870
PREMIERE GLOBAL SERVICES INC. COM 740585104 1 224 SH Sole 224
391 60830 SH Other 01 60830
PRUDENTIAL FINANCIAL INC COM 744320102 1396 29782 SH Sole 12142 17640
RAYTHEON CO COM NEW COM 755111507 2530 61909 SH Sole 50390 11519
3362 82250 SH Other 01 82250
REGAL BELOIT CORP. COM 758750103 0 10 SH Sole 10
491 10820 SH Other 01 10820
ROCK-TENN CO. CL. A COM 772739207 107 2188 SH Sole 2172 16
913 18750 SH Other 01 18750
ROSS STORES INC COM COM 778296103 5332 67756 SH Sole 58733 9023
5725 72760 SH Other 01 72760
ROYAL CARIBBEAN CRUISES LTD SH COM V7780T103 3808 175959 SH Sole 136183 39776
2950 136340 SH Other 01 136340
ROYAL DUTCH SHELL PLC ADR CL A COM 780259206 299 4860 SH Sole 4860
SOLUTIA INC. COM 834376501 1 50 SH Sole 50
417 32470 SH Other 01 32470
SOUTHSIDE BANCSHARES INC COM 84470P109 3 155 SH Sole 155
613 34025 SH Other 01 34025
SPDR GOLD TRUST COM 78463V107 427 2700 SH Sole 2700
STURM, RUGER & CO. INC COM 864159108 1 38 SH Sole 38
1232 47420 SH Other 01 47420
SUPERVALU INC. COM 868536103 97 14590 SH Sole 14590
SYNAPTICS INC. COM 87157D109 1 53 SH Sole 53
1939 81150 SH Other 01 81150
TIME WARNER CABLE INC COM COM 88732J207 877 13999 SH Sole 5497 8502
TUPPERWARE BRANDS CORP COM 899896104 4003 74489 SH Sole 63394 11095
UNITED ONLINE COM 911268100 1 130 SH Sole 130
397 75820 SH Other 01 75820
UNITEDHEALTH GROUP INC COM COM 91324P102 6228 135045 SH Sole 100954 34091
4801 104100 SH Other 01 104100
VF CORP. COM 918204108 7332 60335 SH Sole 46398 13937
5612 46180 SH Other 01 46180
VISA INC. COM 92826C839 235 2736 SH Sole 2703 33
WATSON PHARM. COM 942683103 5541 81194 SH Sole 61004 20190
4068 59610 SH Other 01 59610
WELLPOINT INC COM COM 94973V107 5180 79353 SH Sole 59697 19656
4174 63940 SH Other 01 63940
WELLS FARGO & CO COM 949746101 9689 401712 SH Sole 298025 103687
7364 305310 SH Other 01 305310