0001420506-16-001417.txt : 20161122 0001420506-16-001417.hdr.sgml : 20161122 20161122122719 ACCESSION NUMBER: 0001420506-16-001417 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 EFFECTIVENESS DATE: 20161122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RWC Asset Management LLP CENTRAL INDEX KEY: 0001520478 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14481 FILM NUMBER: 162012321 BUSINESS ADDRESS: STREET 1: 60 PETTY FRANCE CITY: LONDON STATE: X0 ZIP: SW1H 9EU BUSINESS PHONE: 011442072276000 MAIL ADDRESS: STREET 1: 60 PETTY FRANCE CITY: LONDON STATE: X0 ZIP: SW1H 9EU 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001520478 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT false RWC Asset Management LLP

60 PETTY FRANCE LONDON X0 SW1H 9EU

13F HOLDINGS REPORT 028-14481 Y This filing is an amendment to the original filing made on 11-14-16. It corrects an error in the CUSIP for CITRIX SYS INC. No other changes made. Rory Arredondo 011442072276111 Rory Arredondo, Mr LONDON X0 11-22-2016 0 150 1580446 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR RWC ASSET MANAGEMENT LLP 3M CO COM 88579Y101 23225 131790 SH SOLE 131790 0 0 ADVANCEPIERRE FOODS HLDGS IN COM 00782L107 1450 52620 SH SOLE 52620 0 0 AIR LEASE CORP NOTE 3.875%12/0 00912XAK0 6372 5150000 PRN SOLE 0 0 5150000 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 13291 13000000 PRN SOLE 0 0 13000000 AMAZON COM INC COM 023135106 59727 71332 SH SOLE 71332 0 0 AMC NETWORKS INC CL A 00164V103 990 19093 SH SOLE 19093 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 13285 362872 SH SOLE 362872 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 9960 557645 SH SOLE 557645 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 12310 207443 SH SOLE 207443 0 0 APPLE INC COM 037833100 6445 57011 SH SOLE 57011 0 0 ARES CAP CORP COM 04010L103 93 6000 SH SOLE 6000 0 0 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 19575 18900000 PRN SOLE 0 0 18900000 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 11128 10700000 PRN SOLE 0 0 10700000 AT&T INC COM 00206R102 15463 380772 SH SOLE 380772 0 0 AVON PRODS INC COM 054303102 1 111 SH SOLE 111 0 0 BAKER HUGHES INC COM 057224107 2306 45689 SH SOLE 45689 0 0 BANK AMER CORP COM 060505104 2895 185006 SH SOLE 185006 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 415 12182 SH SOLE 12182 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.750%10/1 09061GAE1 8463 7000000 PRN SOLE 0 0 7000000 BLOCK H & R INC COM 093671105 3 123 SH SOLE 123 0 0 BOSTON SCIENTIFIC CORP COM 101137107 7 300 SH SOLE 300 0 0 BROCADE COMMUNICATIONS SYS I NOTE 1.375% 1/0 111621AQ1 30481 30700000 PRN SOLE 0 0 30700000 CALATLANTIC GROUP INC COM 128195104 2845 85092 SH SOLE 85092 0 0 CAVCO INDS INC DEL COM 149568107 3248 32788 SH SOLE 32788 0 0 CBRE GROUP INC CL A 12504L109 5386 192483 SH SOLE 192483 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 18573 68796 SH SOLE 68796 0 0 CIENA CORP COM NEW 171779309 13885 636915 SH SOLE 636915 0 0 CIENA CORP COM NEW 171779309 630 18000 SH Call SOLE 18000 0 0 CISCO SYS INC COM 17275R102 3 102 SH SOLE 102 0 0 CITIGROUP INC COM NEW 172967424 4064 86057 SH SOLE 86057 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 23107 20450000 PRN SOLE 0 0 20450000 CME GROUP INC COM 12572Q105 16386 156777 SH SOLE 156777 0 0 COLGATE PALMOLIVE CO COM 194162103 23618 318564 SH SOLE 318564 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 25412 1836162 SH SOLE 1836162 0 0 CONSOLIDATED EDISON INC COM 209115104 9344 124088 SH SOLE 124088 0 0 CONSTELLATION BRANDS INC CL A 21036P108 6893 41400 SH SOLE 41400 0 0 COPA HOLDINGS SA CL A P31076105 2906 33046 SH SOLE 33046 0 0 CORNING INC COM 219350105 15616 660299 SH SOLE 660299 0 0 COSTCO WHSL CORP NEW COM 22160K105 3718 24377 SH SOLE 24377 0 0 CSX CORP COM 126408103 12333 404370 SH SOLE 404370 0 0 CVS HEALTH CORP COM 126650100 15185 170637 SH SOLE 170637 0 0 DEPOMED INC NOTE 2.500% 9/0 249908AA2 3460 2500000 PRN SOLE 0 0 2500000 DEVON ENERGY CORP NEW COM 25179M103 16745 379622 SH SOLE 379622 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2954 112287 SH SOLE 112287 0 0 DOVER CORP COM 260003108 18377 249551 SH SOLE 249551 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 9896 9000000 PRN SOLE 0 0 9000000 EAGLE MATERIALS INC COM 26969P108 8904 115182 SH SOLE 115182 0 0 EBAY INC COM 278642103 2254 68503 SH SOLE 68503 0 0 ELECTRONICS FOR IMAGING INC NOTE 0.750% 9/0 286082AC6 5366 4840000 PRN SOLE 0 0 4840000 EMERSON ELEC CO COM 291011104 24759 454215 SH SOLE 454215 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 13144 263094 SH SOLE 263094 0 0 EXPEDIA INC DEL COM NEW 30212P303 1 13 SH Put SOLE 13 0 0 EXPEDITORS INTL WASH INC COM 302130109 3427 66520 SH SOLE 66520 0 0 FIREEYE INC NOTE 1.000% 6/0 31816QAB7 7955 8600000 PRN SOLE 0 0 8600000 FIREEYE INC COM 31816Q101 0 40 SH Call SOLE 40 0 0 GARTNER INC COM 366651107 7533 85167 SH SOLE 85167 0 0 GENERAL MTRS CO COM 37045V100 3 81 SH SOLE 81 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 39 239 SH SOLE 239 0 0 GRUBHUB INC COM 400110102 13592 316163 SH SOLE 316163 0 0 GRUPO AVAL ACCIONES Y VALORE SPONSORED ADS 40053W101 1777 201194 SH SOLE 201194 0 0 HANESBRANDS INC COM 410345102 2270 89883 SH SOLE 89883 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 4 100 SH SOLE 100 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 13048 573555 SH SOLE 573555 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 3809 2800000 PRN SOLE 0 0 2800000 HOLOGIC INC FRNT 12/1 436440AG6 27164 22000000 PRN SOLE 0 0 22000000 HP INC COM 40434L105 11633 749085 SH SOLE 749085 0 0 HUNTINGTON BANCSHARES INC COM 446150104 10458 1060612 SH SOLE 1060612 0 0 ILLUMINA INC NOTE 6/1 452327AF6 2379 2300000 PRN SOLE 0 0 2300000 INTEGRATED DEVICE TECHNOLOGY NOTE 0.875%11/1 458118AB2 13240 13100000 PRN SOLE 0 0 13100000 INTEL CORP SDCV 12/1 458140AD2 28321 20500000 PRN SOLE 0 0 20500000 INTERPUBLIC GROUP COS INC COM 460690100 6509 291220 SH SOLE 291220 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 6004 5000000 PRN SOLE 0 0 5000000 ISHARES TR NASDQ BIOTEC ETF 464287556 333 1150 SH SOLE 1150 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 11783 11600000 PRN SOLE 0 0 11600000 JOHNSON & JOHNSON COM 478160104 63786 539963 SH SOLE 539963 0 0 JPMORGAN CHASE & CO COM 46625H100 43 650 SH SOLE 650 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 5508 59020 SH SOLE 59020 0 0 KAR AUCTION SVCS INC COM 48238T109 5410 125344 SH SOLE 125344 0 0 KROGER CO COM 501044101 4554 153432 SH SOLE 153432 0 0 LAZARD LTD SHS A G54050102 9347 257066 SH SOLE 257066 0 0 LENNAR CORP CL A 526057104 5587 131966 SH SOLE 131966 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1183 59135 SH SOLE 59135 0 0 LIBERTY INTERACTIVE LLC DEB 1.750% 9/3 530610AD6 9231 8650000 PRN SOLE 0 0 8650000 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 20279 19359000 PRN SOLE 0 0 19359000 LILLY ELI & CO COM 532457108 57177 712392 SH SOLE 712392 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 3263 118758 SH SOLE 118758 0 0 LIVE NATION ENTERTAINMENT IN DBCV 2.500% 5/1 538034AJ8 9801 9050000 PRN SOLE 0 0 9050000 MACQUARIE INFRASTRUCTURE COR COM 55608B105 10871 130601 SH SOLE 130601 0 0 MANITOWOC FOODSERVICE INC COM 563568104 944 58212 SH SOLE 58212 0 0 MERCK & CO INC COM 58933Y105 65316 1046570 SH SOLE 1046570 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 6093 233718 SH SOLE 233718 0 0 MGM RESORTS INTERNATIONAL COM 552953101 4116 158111 SH SOLE 158111 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 20228 15800000 PRN SOLE 0 0 15800000 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 595112AV5 5121 2900000 PRN SOLE 0 0 2900000 MICROSOFT CORP COM 594918104 66612 1156452 SH SOLE 1156452 0 0 MOHAWK INDS INC COM 608190104 7960 39731 SH SOLE 39731 0 0 MOLSON COORS BREWING CO CL B 60871R209 616 4400 SH Call SOLE 4400 0 0 MONSANTO CO NEW COM 61166W101 5512 53934 SH SOLE 53934 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 1092 1000000 PRN SOLE 0 0 1000000 NEWMONT MINING CORP COM 651639106 8 200 SH SOLE 200 0 0 NEWS CORP NEW CL A 65249B109 1 38 SH SOLE 38 0 0 NORDSTROM INC COM 655664100 13592 261990 SH SOLE 261990 0 0 NORFOLK SOUTHERN CORP COM 655844108 5396 55596 SH SOLE 55596 0 0 OFFICE DEPOT INC COM 676220106 493 138143 SH SOLE 138143 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AH8 13091 11000000 PRN SOLE 0 0 11000000 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 7030 7000000 PRN SOLE 0 0 7000000 PACCAR INC COM 693718108 5406 91962 SH SOLE 91962 0 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 6893 4600000 PRN SOLE 0 0 4600000 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 4075 125783 SH SOLE 125783 0 0 PAYPAL HLDGS INC COM 70450Y103 2529 61717 SH SOLE 61717 0 0 PFIZER INC COM 717081103 56366 1664188 SH SOLE 1664188 0 0 PHILIP MORRIS INTL INC COM 718172109 11040 113557 SH SOLE 113557 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 8977 7000000 PRN SOLE 0 0 7000000 PRICELINE GRP INC COM NEW 741503403 0 4 SH Put SOLE 4 0 0 PROCTER AND GAMBLE CO COM 742718109 40978 456580 SH SOLE 456580 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 11533 9100000 PRN SOLE 0 0 9100000 RED ROCK RESORTS INC CL A 75700L108 31359 1329315 SH SOLE 1329315 0 0 REGIONS FINL CORP NEW COM 7591EP100 2535 256795 SH SOLE 256795 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 7581 219221 SH SOLE 219221 0 0 REYNOLDS AMERICAN INC COM 761713106 9644 204542 SH SOLE 204542 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 16925 14150000 PRN SOLE 0 0 14150000 SCOTTS MIRACLE GRO CO CL A 810186106 8813 105837 SH SOLE 105837 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 501 3000 SH Call SOLE 3000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 14097 11550000 PRN SOLE 0 0 11550000 SHERWIN WILLIAMS CO COM 824348106 8627 31184 SH SOLE 31184 0 0 SOTHEBYS COM 835898107 9069 238544 SH SOLE 238544 0 0 SOUTHERN CO COM 842587107 10031 195540 SH SOLE 195540 0 0 SPECTRUM BRANDS HLDGS INC COM 84763R101 6496 47181 SH SOLE 47181 0 0 SPRINT CORP COM SER 1 85207U105 6 858 SH SOLE 858 0 0 STANDARD PAC CORP NEW NOTE 1.250% 8/0 85375CBC4 14639 14000000 PRN SOLE 0 0 14000000 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 15568 15050000 PRN SOLE 0 0 15050000 STARWOOD PPTY TR INC COM 85571B105 90 4000 SH SOLE 4000 0 0 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 20327 18500000 PRN SOLE 0 0 18500000 SWIFT TRANSN CO CL A 87074U101 2149 100103 SH SOLE 100103 0 0 SYNCHRONY FINL COM 87165B103 4965 177304 SH SOLE 177304 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 6677 189464 SH SOLE 189464 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 10033 11100000 PRN SOLE 0 0 11100000 TOLL BROS FIN CORP NOTE 0.500% 9/1 88947EAM2 393 400000 PRN SOLE 0 0 400000 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 7809 6500000 PRN SOLE 0 0 6500000 TRIPADVISOR INC COM 896945201 1250 19777 SH SOLE 19777 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 4 155 SH SOLE 155 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 18939 20100000 PRN SOLE 0 0 20100000 UNITED CONTL HLDGS INC COM 910047109 7747 147641 SH SOLE 147641 0 0 UNITED STATES STL CORP NEW COM 912909108 2710 143691 SH SOLE 143691 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5440 104664 SH SOLE 104664 0 0 WAL-MART STORES INC COM 931142103 26895 372914 SH SOLE 372914 0 0 WEX INC COM 96208T104 2150 19887 SH SOLE 19887 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 5166 38908 SH SOLE 38908 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 258 200000 PRN SOLE 0 0 200000 WRIGHT MED GROUP INC NOTE 2.000% 2/1 98235TAE7 6317 5900000 PRN SOLE 0 0 5900000