0001420506-15-000330.txt : 20150603 0001420506-15-000330.hdr.sgml : 20150603 20150603103252 ACCESSION NUMBER: 0001420506-15-000330 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 EFFECTIVENESS DATE: 20150603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RWC Asset Management LLP CENTRAL INDEX KEY: 0001520478 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14481 FILM NUMBER: 15909037 BUSINESS ADDRESS: STREET 1: 60 PETTY FRANCE CITY: LONDON STATE: X0 ZIP: SW1H 9EU BUSINESS PHONE: 011442072276000 MAIL ADDRESS: STREET 1: 60 PETTY FRANCE CITY: LONDON STATE: X0 ZIP: SW1H 9EU 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001520478 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT false RWC Asset Management LLP

60 PETTY FRANCE LONDON X0 SW1H 9EU

13F HOLDINGS REPORT 028-14481 Y This filing is an amendment to the original filing made on 05-14-15. It corrects an error in the CUSIP for CITRIX SYS INC. No other changes made. Sofia Sanchez-Grant 011442072276000 Sofia Sanchez-Grant, Ms LONDON X0 06-03-2015 0 152 1178512 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR RWC ASSET MANAGEMENT LLP 3M CO COM 88579Y101 7985 48409 SH SOLE 48409 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 8184 8000000 PRN SOLE 0 0 8000000 ACTAVIS PLC PFD CONV SER A G0083B116 11233 11100 SH SOLE 11100 0 0 ACTAVIS PLC SHS G0083B108 2244 7540 SH SOLE 7540 0 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 11857 11000000 PRN SOLE 0 0 11000000 AMAZON COM INC COM 023135106 24037 64597 SH SOLE 64597 0 0 AMC NETWORKS INC CL A 00164V103 985 12847 SH SOLE 12847 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1128 21371 SH SOLE 21371 0 0 AMERICAN EXPRESS CO COM 025816109 361 4615 SH SOLE 4615 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2638 48147 SH SOLE 48147 0 0 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 201 200000 PRN SOLE 0 0 200000 AOL INC COM 00184X105 663 16748 SH SOLE 16748 0 0 APPLE INC COM 037833100 7033 56525 SH SOLE 56525 0 0 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 2089 2000000 PRN SOLE 0 0 2000000 ARES CAP CORP COM 04010L103 69 4000 SH SOLE 4000 0 0 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 13020 12500000 PRN SOLE 0 0 12500000 ARES CAP CORP NOTE 5.750% 2/0 04010LAB9 45323 43800000 PRN SOLE 0 0 43800000 AT&T INC COM 00206R102 8894 272419 SH SOLE 272419 0 0 AVON PRODS INC COM 054303102 1 111 SH SOLE 111 0 0 BAKER HUGHES INC COM 057224107 626 9843 SH SOLE 9843 0 0 BANK AMER CORP COM 060505104 512 33247 SH SOLE 33247 0 0 BERRY PLASTICS GROUP INC COM 08579W103 9805 270931 SH SOLE 270931 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.750%10/1 09061GAE1 4427 3000000 PRN SOLE 0 0 3000000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4589 117988 SH SOLE 117988 0 0 BLOCK H & R INC COM 093671105 240 12000 SH Call SOLE 12000 0 0 BLOCK H & R INC COM 093671105 4 123 SH SOLE 123 0 0 BOSTON SCIENTIFIC CORP COM 101137107 5 300 SH SOLE 300 0 0 BOYD GAMING CORP COM 103304101 14497 1020885 SH SOLE 1020885 0 0 BUNGE LIMITED COM G16962105 9126 110805 SH SOLE 110805 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1161 63439 SH SOLE 63439 0 0 CAVCO INDS INC DEL COM 149568107 420 5598 SH SOLE 5598 0 0 CBRE GROUP INC CL A 12504L109 896 23154 SH SOLE 23154 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 1602 8297 SH SOLE 8297 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 192 200000 PRN SOLE 0 0 200000 CISCO SYS INC COM 17275R102 3 102 SH SOLE 102 0 0 CITIGROUP INC COM NEW 172967424 790 15326 SH SOLE 15326 0 0 CITRIX SYS INC COM 177376AD2 42849 40500000 PRN SOLE 0 0 40500000 CME GROUP INC COM 12572Q105 7077 74728 SH SOLE 74728 0 0 COLGATE PALMOLIVE CO COM 194162103 7332 105742 SH SOLE 105742 0 0 COLONY FINL INC NOTE 3.875% 1/1 19624RAB2 8639 8150000 PRN SOLE 0 0 8150000 CONSOLIDATED EDISON INC COM 209115104 4246 69601 SH SOLE 69601 0 0 CONSTELLATION BRANDS INC CL A 21036P108 9008 77515 SH SOLE 77515 0 0 COSTCO WHSL CORP NEW COM 22160K105 655 4325 SH SOLE 4325 0 0 CVS HEALTH CORP COM 126650100 8987 87076 SH SOLE 87076 0 0 D R HORTON INC COM 23331A109 12902 453032 SH SOLE 453032 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 294 6532 SH SOLE 6532 0 0 DEVON ENERGY CORP NEW COM 25179M103 564 9356 SH SOLE 9356 0 0 DIRECTV COM 25490A309 6 70 SH SOLE 70 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 418 14196 SH SOLE 14196 0 0 DOLLAR TREE INC COM 256746108 11687 144029 SH SOLE 144029 0 0 DOVER CORP COM 260003108 6377 92265 SH SOLE 92265 0 0 EAGLE MATERIALS INC COM 26969P108 811 9700 SH SOLE 9700 0 0 EBAY INC COM 278642103 650 11277 SH SOLE 11277 0 0 ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 926 500000 PRN SOLE 0 0 500000 EMERSON ELEC CO COM 291011104 14918 263467 SH SOLE 263467 0 0 EXPEDITORS INTL WASH INC COM 302130109 576 11960 SH SOLE 11960 0 0 FACEBOOK INC CL A 30303M102 5307 64552 SH SOLE 64552 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 318 5562 SH SOLE 5562 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 5501 36448 SH SOLE 36448 0 0 GARTNER INC COM 366651107 843 10057 SH SOLE 10057 0 0 GENERAL ELECTRIC CO COM 369604103 864 34827 SH SOLE 34827 0 0 GENERAL MTRS CO COM 37045V100 3 81 SH SOLE 81 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4 19 SH SOLE 19 0 0 GOOGLE INC CL A 38259P508 2017 3636 SH SOLE 3636 0 0 HANESBRANDS INC COM 410345102 559 16680 SH SOLE 16680 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 4 100 SH SOLE 100 0 0 HEWLETT PACKARD CO COM 428236103 9617 308630 SH SOLE 308630 0 0 HOLOGIC INC FRNT 12/1 436440AG6 10572 9000000 PRN SOLE 0 0 9000000 HOLOGIC INC FRNT 2.000%12/1 436440AB7 7372 5000000 PRN SOLE 0 0 5000000 HUNTINGTON BANCSHARES INC COM 446150104 1360 123113 SH SOLE 123113 0 0 INTEL CORP SDCV 12/1 458140AD2 33085 26500000 PRN SOLE 0 0 26500000 INTERPUBLIC GROUP COS INC COM 460690100 1152 52057 SH SOLE 52057 0 0 INTUIT COM 461202103 880 9080 SH SOLE 9080 0 0 ISHARES TR PHLX SEMICND ETF 464287523 113 1200 SH SOLE 1200 0 0 JARDEN CORP NOTE 1.500% 6/1 471109AL2 15688 11000000 PRN SOLE 0 0 11000000 JOHNSON & JOHNSON COM 478160104 43279 430209 SH SOLE 430209 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 508 4980 SH SOLE 4980 0 0 KAR AUCTION SVCS INC COM 48238T109 8341 219904 SH SOLE 219904 0 0 KROGER CO COM 501044101 1654 21572 SH SOLE 21572 0 0 LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 8427 7000000 PRN SOLE 0 0 7000000 LAM RESEARCH CORP COM 512807108 789 11239 SH SOLE 11239 0 0 LAZARD LTD SHS A G54050102 939 17858 SH SOLE 17858 0 0 LENDINGTREE INC NEW COM 52603B107 8402 150000 SH SOLE 150000 0 0 LENNAR CORP CL A 526057104 1077 20785 SH SOLE 20785 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 5404 100366 SH SOLE 100366 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 223 5307 SH SOLE 5307 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 291 9962 SH SOLE 9962 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 20798 21000000 PRN SOLE 0 0 21000000 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 467 12215 SH SOLE 12215 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 235 6097 SH SOLE 6097 0 0 LILLY ELI & CO COM 532457108 53232 732721 SH SOLE 732721 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 504 19975 SH SOLE 19975 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 13382 162618 SH SOLE 162618 0 0 MASTERCARD INC CL A 57636Q104 1885 21822 SH SOLE 21822 0 0 MCGRAW HILL FINL INC COM 580645109 1171 11328 SH SOLE 11328 0 0 MERCK & CO INC NEW COM 58933Y105 52461 912686 SH SOLE 912686 0 0 MICROSOFT CORP COM 594918104 41879 1030105 SH SOLE 1030105 0 0 MOLSON COORS BREWING CO CL B 60871R209 858 2200 SH Call SOLE 2200 0 0 MONSANTO CO NEW COM 61166W101 1249 11099 SH SOLE 11099 0 0 NETSUITE INC NOTE 0.250% 6/0 64118QAB3 13047 12500000 PRN SOLE 0 0 12500000 NEWMONT MINING CORP COM 651639106 4 200 SH SOLE 200 0 0 NEWS CORP NEW CL A 65249B109 1 38 SH SOLE 38 0 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 27415 23250000 PRN SOLE 0 0 23250000 OFFICE DEPOT INC COM 676220106 517 56194 SH SOLE 56194 0 0 PALO ALTO NETWORKS INC COM 697435105 864 5917 SH SOLE 5917 0 0 PFIZER INC COM 717081103 54873 1577259 SH SOLE 1577259 0 0 PHILIP MORRIS INTL INC COM 718172109 4091 54304 SH SOLE 54304 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 164 775 SH Put SOLE 775 0 0 PPG INDS INC COM 693506107 12130 53780 SH SOLE 53780 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 29686 26000000 PRN SOLE 0 0 26000000 PRICELINE GRP INC COM NEW 741503403 1483 1274 SH SOLE 1274 0 0 PROCTER & GAMBLE CO COM 742718109 7771 94843 SH SOLE 94843 0 0 QUALCOMM INC COM 747525103 872 12572 SH SOLE 12572 0 0 REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 499 500000 PRN SOLE 0 0 500000 REGIONS FINL CORP NEW COM 7591EP100 284 30005 SH SOLE 30005 0 0 REYNOLDS AMERICAN INC COM 761713106 3953 57364 SH SOLE 57364 0 0 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 6343 4000000 PRN SOLE 0 0 4000000 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 33516 28000000 PRN SOLE 0 0 28000000 SANDISK CORP NOTE 0.500%10/1 80004CAF8 35627 35500000 PRN SOLE 0 0 35500000 SCOTTS MIRACLE GRO CO CL A 810186106 901 13418 SH SOLE 13418 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 226 3000 SH SOLE 3000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 14759 12000000 PRN SOLE 0 0 12000000 SOTHEBYS COM 835898107 1370 32412 SH SOLE 32412 0 0 SOUTHERN CO COM 842587107 4022 90840 SH SOLE 90840 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 46 195 SH Put SOLE 195 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 19987 20000000 PRN SOLE 0 0 20000000 SPRINT CORP COM SER 1 85207U105 4 858 SH SOLE 858 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 5413 86888 SH SOLE 86888 0 0 STANDARD PAC CORP NEW COM 85375C101 9689 1076593 SH SOLE 1076593 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 23270 22300000 PRN SOLE 0 0 22300000 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 13743 12500000 PRN SOLE 0 0 12500000 SWIFT TRANSN CO CL A 87074U101 10874 417915 SH SOLE 417915 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 6559 5000000 PRN SOLE 0 0 5000000 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0 874054AC3 561 400000 PRN SOLE 0 0 400000 TD AMERITRADE HLDG CORP COM 87236Y108 725 19463 SH SOLE 19463 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 12574 14900000 PRN SOLE 0 0 14900000 TIME WARNER CABLE INC COM 88732J207 677 4520 SH SOLE 4520 0 0 TIME WARNER INC COM NEW 887317303 59 700 SH SOLE 700 0 0 TOLL BROS FIN CORP NOTE 0.500% 9/1 88947EAM2 14366 13600000 PRN SOLE 0 0 13600000 TOWERS WATSON & CO CL A 891894107 1013 7665 SH SOLE 7665 0 0 TRIPADVISOR INC COM 896945201 1173 14107 SH SOLE 14107 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 5 155 SH SOLE 155 0 0 TWITTER INC COM 90184L102 10725 214159 SH SOLE 214159 0 0 UNITED STATES STL CORP NEW COM 912909108 906 37132 SH SOLE 37132 0 0 UNITED STATES STL CORP NEW NOTE 2.750% 4/0 912909AH1 9127 7500000 PRN SOLE 0 0 7500000 VERIZON COMMUNICATIONS INC COM 92343V104 9726 199993 SH SOLE 199993 0 0 VISA INC COM CL A 92826C839 1232 18836 SH SOLE 18836 0 0 WAL-MART STORES INC COM 931142103 36132 439294 SH SOLE 439294 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 168 24076 SH SOLE 24076 0 0 WESTERN DIGITAL CORP COM 958102105 755 8297 SH SOLE 8297 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 248 200000 PRN SOLE 0 0 200000 YAHOO INC NOTE 12/0 984332AF3 35861 33000000 PRN SOLE 0 0 33000000