0001420506-14-000484.txt : 20141113
0001420506-14-000484.hdr.sgml : 20141113
20141113132009
ACCESSION NUMBER: 0001420506-14-000484
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RWC Asset Management LLP
CENTRAL INDEX KEY: 0001520478
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14481
FILM NUMBER: 141217439
BUSINESS ADDRESS:
STREET 1: 60 PETTY FRANCE
CITY: LONDON
STATE: X0
ZIP: SW1H 9EU
BUSINESS PHONE: 011442072276000
MAIL ADDRESS:
STREET 1: 60 PETTY FRANCE
CITY: LONDON
STATE: X0
ZIP: SW1H 9EU
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001520478
XXXXXXXX
09-30-2014
09-30-2014
false
RWC Asset Management LLP
60 PETTY FRANCE
LONDON
X0
SW1H 9EU
13F HOLDINGS REPORT
028-14481
N
Sofia Sanchez-Grant
Ms
011442072276000
Sofia Sanchez-Grant, Ms
LONDON
X0
11-13-2014
0
152
1017419
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR RWC ASSET MANAGEMENT LLP
3M CO
COM
88579Y101
2998
21157
SH
SOLE
21157
0
0
ADOBE SYS INC
COM
00724F101
1372
19831
SH
SOLE
19831
0
0
AMAZON COM INC
COM
023135106
4994
15489
SH
SOLE
15489
0
0
AMC NETWORKS INC
CL A
00164V103
2065
35356
SH
SOLE
35356
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1957
55158
SH
SOLE
55158
0
0
AMERICAN EXPRESS CO
COM
025816109
429
4899
SH
SOLE
4899
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2528
46792
SH
SOLE
46792
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
10325
10200000
PRN
SOLE
0
0
10200000
AOL INC
COM
00184X105
798
17747
SH
SOLE
17747
0
0
APPLE INC
COM
037833100
2932
29100
SH
SOLE
29100
0
0
ARES CAP CORP
NOTE 5.125% 6/0
04010LAD5
13080
12500000
PRN
SOLE
0
0
12500000
ARES CAP CORP
NOTE 5.750% 2/0
04010LAB9
45923
43600000
PRN
SOLE
0
0
43600000
AT&T INC
COM
00206R102
4224
119863
SH
SOLE
119863
0
0
AVON PRODS INC
COM
054303102
1
111
SH
SOLE
111
0
0
BAKER HUGHES INC
COM
057224107
679
10430
SH
SOLE
10430
0
0
BANK AMER CORP
COM
060505104
600
35205
SH
SOLE
35205
0
0
BED BATH & BEYOND INC
COM
075896100
8836
134223
SH
SOLE
134223
0
0
BLOCK H & R INC
COM
093671105
5971
192555
SH
SOLE
192555
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
4
300
SH
SOLE
300
0
0
BOYD GAMING CORP
COM
103304101
14538
1430929
SH
SOLE
1430929
0
0
BROOKDALE SR LIVING INC
NOTE 2.750% 6/1
112463AA2
9084
7000000
PRN
SOLE
0
0
7000000
BUNGE LIMITED
COM
G16962105
8747
103850
SH
SOLE
103850
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
1080
61659
SH
SOLE
61659
0
0
CAVCO INDS INC DEL
COM
149568107
284
4174
SH
SOLE
4174
0
0
CBRE GROUP INC
CL A
12504L109
667
22438
SH
SOLE
22438
0
0
CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
1064
7029
SH
SOLE
7029
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167BZ9
202
200000
PRN
SOLE
0
0
200000
CHURCHILL DOWNS INC
COM
171484108
11357
116483
SH
SOLE
116483
0
0
CISCO SYS INC
COM
17275R102
3
102
SH
SOLE
102
0
0
CITIGROUP INC
COM NEW
172967424
841
16234
SH
SOLE
16234
0
0
CITRIX SYS INC
COM
177376100
8335
116828
SH
SOLE
116828
0
0
COLGATE PALMOLIVE CO
COM
194162103
3106
47622
SH
SOLE
47622
0
0
COLONY FINL INC
NOTE 3.875% 1/1
19624RAB2
11242
11650000
PRN
SOLE
0
0
11650000
COSTCO WHSL CORP NEW
COM
22160K105
1290
10296
SH
SOLE
10296
0
0
CUBIST PHARMACEUTICALS INC
NOTE 1.875% 9/0
229678AH0
13968
12500000
PRN
SOLE
0
0
12500000
CUBIST PHARMACEUTICALS INC
NOTE 1.125% 9/0
229678AF4
5421
5000000
PRN
SOLE
0
0
5000000
CVS HEALTH CORP
COM
126650100
3202
40228
SH
SOLE
40228
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
472
13069
SH
SOLE
13069
0
0
DEVON ENERGY CORP NEW
COM
25179M103
676
9914
SH
SOLE
9914
0
0
DIRECTV
COM
25490A309
6
70
SH
SOLE
70
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
561
15043
SH
SOLE
15043
0
0
DOVER CORP
COM
260003108
2901
36119
SH
SOLE
36119
0
0
EAGLE MATERIALS INC
COM
26969P108
585
5743
SH
SOLE
5743
0
0
EBAY INC
COM
278642103
621
10973
SH
SOLE
10973
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
16031
13000000
PRN
SOLE
0
0
13000000
EMERSON ELEC CO
COM
291011104
3104
49594
SH
SOLE
49594
0
0
EXPEDITORS INTL WASH INC
COM
302130109
514
12673
SH
SOLE
12673
0
0
EXPRESS INC
COM
30219E103
9456
605790
SH
SOLE
605790
0
0
FACEBOOK INC
CL A
30303M102
11097
140398
SH
SOLE
140398
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
564
11417
SH
SOLE
11417
0
0
GARTNER INC
COM
366651107
783
10657
SH
SOLE
10657
0
0
GENERAL ELECTRIC CO
COM
369604103
865
33760
SH
SOLE
33760
0
0
GENERAL MTRS CO
COM
37045V100
3
81
SH
SOLE
81
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3
19
SH
SOLE
19
0
0
GOOGLE INC
CL A
38259P508
2434
4136
SH
SOLE
4136
0
0
GOOGLE INC
CL C
38259P706
14692
25446
SH
SOLE
25446
0
0
HANESBRANDS INC
COM
410345102
476
4426
SH
SOLE
4426
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
4
100
SH
SOLE
100
0
0
HEWLETT PACKARD CO
COM
428236103
16453
463860
SH
SOLE
463860
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
106
100000
PRN
SOLE
0
0
100000
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
14977
12500000
PRN
SOLE
0
0
12500000
HUBBELL INC
CL B
443510201
5728
47521
SH
SOLE
47521
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
1167
119897
SH
SOLE
119897
0
0
ILLUMINA INC
NOTE 0.250% 3/1
452327AD1
5981
3000000
PRN
SOLE
0
0
3000000
INTEL CORP
SDCV 3.250% 8/0
458140AF7
14243
8500000
PRN
SOLE
0
0
8500000
INTERPUBLIC GROUP COS INC
COM
460690100
928
50629
SH
SOLE
50629
0
0
JOHNSON & JOHNSON
COM
478160104
41053
385151
SH
SOLE
385151
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
577
4759
SH
SOLE
4759
0
0
KAR AUCTION SVCS INC
COM
48238T109
5101
178157
SH
SOLE
178157
0
0
KB HOME
COM
48666K109
5014
335628
SH
SOLE
335628
0
0
KNIGHT TRANSN INC
COM
499064103
3039
110966
SH
SOLE
110966
0
0
KROGER CO
COM
501044101
1189
22859
SH
SOLE
22859
0
0
LAM RESEARCH CORP
NOTE 0.500% 5/1
512807AJ7
13368
10500000
PRN
SOLE
0
0
10500000
LAM RESEARCH CORP
COM
512807108
1605
21489
SH
SOLE
21489
0
0
LAZARD LTD
SHS A
G54050102
959
18923
SH
SOLE
18923
0
0
LENNAR CORP
CL A
526057104
616
15875
SH
SOLE
15875
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1136
27706
SH
SOLE
27706
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
157
4130
SH
SOLE
4130
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
302
10574
SH
SOLE
10574
0
0
LIBERTY INTERACTIVE LLC
DEB 0.750% 3/3
530610AC8
16719
12500000
PRN
SOLE
0
0
12500000
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
305
6472
SH
SOLE
6472
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
608
12944
SH
SOLE
12944
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
140
4130
SH
SOLE
4130
0
0
LILLY ELI & CO
COM
532457108
49722
766728
SH
SOLE
766728
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
509
21202
SH
SOLE
21202
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
6593
98848
SH
SOLE
98848
0
0
MASTERCARD INC
CL A
57636Q104
2518
34060
SH
SOLE
34060
0
0
MERCK & CO INC NEW
COM
58933Y105
49582
836400
SH
SOLE
836400
0
0
MGM RESORTS INTERNATIONAL
NOTE 4.250% 4/1
55303QAE0
10137
8000000
PRN
SOLE
0
0
8000000
MICROSOFT CORP
COM
594918104
41364
892238
SH
SOLE
892238
0
0
MOLSON COORS BREWING CO
CL B
60871R209
20994
282024
SH
SOLE
282024
0
0
MONSANTO CO NEW
COM
61166W101
3332
29611
SH
SOLE
29611
0
0
NETSUITE INC
COM
64118Q107
873
9745
SH
SOLE
9745
0
0
NEWMONT MINING CORP
COM
651639106
5
200
SH
SOLE
200
0
0
NEWS CORP NEW
CL A
65249B109
1
38
SH
SOLE
38
0
0
NVIDIA CORP
COM
67066G104
360
8000
SH
Put
SOLE
8000
0
0
OFFICE DEPOT INC
COM
676220106
307
59647
SH
SOLE
59647
0
0
PFIZER INC
COM
717081103
45399
1535320
SH
SOLE
1535320
0
0
PHILIP MORRIS INTL INC
COM
718172109
587
7044
SH
SOLE
7044
0
0
PINNACLE ENTMT INC
COM
723456109
13425
535077
SH
SOLE
535077
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
14019
12500000
PRN
SOLE
0
0
12500000
PRICELINE GRP INC
COM NEW
741503403
1708
1474
SH
SOLE
1474
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
10083
7500000
PRN
SOLE
0
0
7500000
PROCTER & GAMBLE CO
COM
742718109
3918
46787
SH
SOLE
46787
0
0
PROLOGIS
NOTE 3.250% 3/1
74340XAT8
16308
15500000
PRN
SOLE
0
0
15500000
QUALITY DISTR INC FLA
COM
74756M102
1250
97813
SH
SOLE
97813
0
0
RALPH LAUREN CORP
CL A
751212101
5954
36143
SH
SOLE
36143
0
0
REALOGY HLDGS CORP
COM
75605Y106
5729
154003
SH
SOLE
154003
0
0
REDWOOD TR INC
NOTE 4.625% 4/1
758075AB1
11753
11842000
PRN
SOLE
0
0
11842000
REGIONS FINL CORP NEW
COM
7591EP100
276
27486
SH
SOLE
27486
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
5759
567436
SH
SOLE
567436
0
0
ROBERT HALF INTL INC
COM
770323103
3704
75588
SH
SOLE
75588
0
0
RYLAND GROUP INC
NOTE 0.250% 6/0
783764AS2
183
200000
PRN
SOLE
0
0
200000
RYLAND GROUP INC
NOTE 1.625% 5/1
783764AQ6
12342
10000000
PRN
SOLE
0
0
10000000
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
37979
34100000
PRN
SOLE
0
0
34100000
SCOTTS MIRACLE GRO CO
CL A
810186106
395
7173
SH
SOLE
7173
0
0
SEALED AIR CORP NEW
COM
81211K100
11479
329089
SH
SOLE
329089
0
0
SL GREEN RLTY CORP
COM
78440X101
221
2180
SH
SOLE
2180
0
0
SOTHEBYS
COM
835898107
1078
30186
SH
SOLE
30186
0
0
SOUTHWEST AIRLS CO
COM
844741108
8870
262672
SH
SOLE
262672
0
0
SPECTRUM BRANDS HLDGS INC
COM
84763R101
7519
83056
SH
SOLE
83056
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
19375
20000000
PRN
SOLE
0
0
20000000
SPRINT CORP
COM SER 1
85207U105
5
858
SH
SOLE
858
0
0
STANDARD PAC CORP NEW
COM
85375C101
524
69940
SH
SOLE
69940
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
31291
29180000
PRN
SOLE
0
0
29180000
SWIFT TRANSN CO
CL A
87074U101
16810
801256
SH
SOLE
801256
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
9935
8000000
PRN
SOLE
0
0
8000000
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.750%12/0
874054AC3
9880
7400000
PRN
SOLE
0
0
7400000
TD AMERITRADE HLDG CORP
COM
87236Y108
594
17803
SH
SOLE
17803
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
1609
29094
SH
SOLE
29094
0
0
TERADYNE INC
COM
880770102
788
40661
SH
SOLE
40661
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
14255
14900000
PRN
SOLE
0
0
14900000
TIME WARNER CABLE INC
COM
88732J207
631
4398
SH
SOLE
4398
0
0
TIME WARNER INC
COM NEW
887317303
53
700
SH
SOLE
700
0
0
TOWERS WATSON & CO
CL A
891894107
448
4500
SH
SOLE
4500
0
0
TREE COM INC
COM
894675107
4369
121722
SH
SOLE
121722
0
0
TRIPADVISOR INC
COM
896945201
2867
31362
SH
SOLE
31362
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
992
61500
SH
SOLE
61500
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
5
155
SH
SOLE
155
0
0
UNITED RENTALS INC
COM
911363109
2764
24874
SH
SOLE
24874
0
0
UNITED STATES STL CORP NEW
COM
912909108
675
17237
SH
SOLE
17237
0
0
URBAN OUTFITTERS INC
COM
917047102
8771
238992
SH
SOLE
238992
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
8602
185910
SH
SOLE
185910
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
6579
131597
SH
SOLE
131597
0
0
VISA INC
COM CL A
92826C839
2493
11684
SH
SOLE
11684
0
0
WAL-MART STORES INC
COM
931142103
30982
405147
SH
SOLE
405147
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
436
15906
SH
SOLE
15906
0
0
WESTERN DIGITAL CORP
COM
958102105
2225
22867
SH
SOLE
22867
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
248
200000
PRN
SOLE
0
0
200000
WRIGHT MED GROUP INC
NOTE 2.000% 8/1
98235TAC1
9417
7000000
PRN
SOLE
0
0
7000000
XPO LOGISTICS INC
COM
983793100
1323
35120
SH
SOLE
35120
0
0
ZIONS BANCORPORATION
COM
989701107
772
26579
SH
SOLE
26579
0
0