0001520309-21-000002.txt : 20210514
0001520309-21-000002.hdr.sgml : 20210514
20210514063240
ACCESSION NUMBER: 0001520309-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd.
CENTRAL INDEX KEY: 0001520309
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19142
FILM NUMBER: 21921865
BUSINESS ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81-35208-3210
MAIL ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001520309
XXXXXXXX
03-31-2021
03-31-2021
Mizuho Securities Co. Ltd.
OTEMACHI FIRST SQUARE, 1-5-1
OTEMACHI, CHIYODA-KU
TOKYO
M0
100-0004
13F HOLDINGS REPORT
028-19142
N
Toru Udagawa
Vice President of Market Product Process Control Department
81-3-5208-3460
Toru Udagawa
Tokyo
M0
05-14-2021
0
192
482924
false
INFORMATION TABLE
2
InformationTable_20210331.xml
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
443732
1957095
SH
DFND
1957095
0
0
C4 THERAPEUTICS INC
COM STK
12529R107
6266
169392
SH
DFND
169392
0
0
JD.COM INC
SPON ADR CL A
47215P106
4279
50737
SH
DFND
50737
0
0
SQUARE INC
CL A
852234103
2982
13132
SH
DFND
13132
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
2530
138545
SH
DFND
138545
0
0
AMAZON COM INC
COM
023135106
1928
623
SH
DFND
623
0
0
TESLA INC
COM
88160R101
1782
2668
SH
DFND
2668
0
0
MICROSOFT CORP
COM
594918104
1683
7138
SH
DFND
7138
0
0
BOEING CO
COM
097023105
1094
4295
SH
DFND
4295
0
0
PAYPAL HLDGS INC
COM
70450Y103
1039
4280
SH
DFND
4280
0
0
APPLE INC
COM
037833100
943
7721
SH
DFND
7721
0
0
VISA INC
COM CL A
92826C839
880
4156
SH
DFND
4156
0
0
MEDIROM HEALTHCARE TECH INC
SPONSORED ADS
58510H103
782
68500
SH
DFND
68500
0
0
CISCO SYS INC
COM
17275R102
728
14077
SH
DFND
14077
0
0
FACEBOOK INC
CL A
30303M102
726
2464
SH
DFND
2464
0
0
NVIDIA CORPORATION
COM
67066G104
670
1256
SH
DFND
1256
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
618
1924
SH
DFND
1924
0
0
SALESFORCE COM INC
COM
79466L302
580
2739
SH
DFND
2739
0
0
NETEASE INC
SPONSORED ADS
64110W102
579
5610
SH
DFND
5610
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
568
7232
SH
DFND
7232
0
0
INTEL CORP
COM
458140100
486
7590
SH
DFND
7590
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
429
902
SH
DFND
902
0
0
SCHWAB CHARLES CORP
COM
808513105
317
4870
SH
DFND
4870
0
0
FEDEX CORP
COM
31428X106
306
1079
SH
DFND
1079
0
0
MICRON TECHNOLOGY INC
COM
595112103
274
3109
SH
DFND
3109
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
273
2047
SH
DFND
2047
0
0
ILLUMINA INC
COM
452327109
253
660
SH
DFND
660
0
0
ROCKWELL AUTOMATION INC
COM
773903109
250
940
SH
DFND
940
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
247
694
SH
DFND
694
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
232
1270
SH
DFND
1270
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
228
22863
SH
DFND
22863
0
0
AT&T INC
COM
00206R102
228
7539
SH
DFND
7539
0
0
JPMORGAN CHASE & CO
COM
46625H100
227
1490
SH
DFND
1490
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
218
6500
SH
DFND
6500
0
0
GRUBHUB INC
COM
400110102
210
3500
SH
DFND
3500
0
0
UBER TECHNOLOGIES INC
COM
90353T100
193
3546
SH
DFND
3546
0
0
NIKE INC
CL B
654106103
186
1398
SH
DFND
1398
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
176
239
SH
DFND
239
0
0
WALMART INC
COM
931142103
174
1284
SH
DFND
1284
0
0
SPLUNK INC
COM
848637104
168
1240
SH
DFND
1240
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
165
1059
SH
DFND
1059
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
163
1140
SH
DFND
1140
0
0
JOHNSON & JOHNSON
COM
478160104
146
888
SH
DFND
888
0
0
ECOLAB INC
COM
278865100
146
680
SH
DFND
680
0
0
BIOGEN INC
COM
09062X103
140
500
SH
DFND
500
0
0
CATERPILLAR INC
COM
149123101
136
587
SH
DFND
587
0
0
POSCO
SPONSORED ADR
693483109
130
1800
SH
DFND
1800
0
0
PROCTER AND GAMBLE CO
COM
742718109
107
786
SH
DFND
786
0
0
BALL CORP
COM
058498106
106
1250
SH
DFND
1250
0
0
PALO ALTO NETWORKS INC
COM
697435105
106
329
SH
DFND
329
0
0
ALPHABET INC
CAP STK CL A
02079K305
106
51
SH
DFND
51
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
104
2665
SH
DFND
2665
0
0
HOME DEPOT INC
COM
437076102
104
341
SH
DFND
341
0
0
ORACLE CORP
COM
68389X105
103
1464
SH
DFND
1464
0
0
COCA COLA CO
COM
191216100
101
1926
SH
DFND
1926
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
89
9730
SH
DFND
9730
0
0
SONY CORP
SPONSORED ADR
835699307
85
800
SH
DFND
800
0
0
NETFLIX INC
COM
64110L106
78
150
SH
DFND
150
0
0
BOOKING HOLDINGS INC
COM
09857L108
77
33
SH
DFND
33
0
0
ASE TECHNOLOGY HLDG CO LTD
SPONSORED ADS
00215W100
76
9866
SH
DFND
9866
0
0
ON SEMICONDUCTOR CORP
COM
682189105
74
1770
SH
DFND
1770
0
0
TWITTER INC
COM
90184L102
66
1038
SH
DFND
1038
0
0
APPLIED MATLS INC
COM
038222105
45
340
SH
DFND
340
0
0
EXXON MOBIL CORP
COM
30231G102
42
756
SH
DFND
756
0
0
3-D SYS CORP DEL
COM NEW
88554D205
38
1400
SH
DFND
1400
0
0
NEWMONT CORP
COM
651639106
36
600
SH
DFND
600
0
0
MARRIOTT INTL INC NEW
CL A
571903202
36
240
SH
DFND
240
0
0
DISNEY WALT CO
COM
254687106
28
151
SH
DFND
151
0
0
ALTRIA GROUP INC
COM
02209S103
28
545
SH
DFND
545
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
27
82
SH
DFND
82
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
26
787
SH
DFND
787
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
24
94
SH
DFND
94
0
0
ALBEMARLE CORP
COM
012653101
19
130
SH
DFND
130
0
0
BK OF AMERICA CORP
COM
060505104
17
431
SH
DFND
431
0
0
LAS VEGAS SANDS CORP
COM
517834107
16
260
SH
DFND
260
0
0
GENERAL ELECTRIC CO
COM
369604103
16
1192
SH
DFND
1192
0
0
VMWARE INC
CL A COM
928563402
15
100
SH
DFND
100
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
13
36
SH
DFND
36
0
0
WELLS FARGO CO NEW
COM
949746101
11
286
SH
DFND
286
0
0
CITIGROUP INC
COM NEW
172967424
11
148
SH
DFND
148
0
0
VALE S A
SPONSORED ADS
91912E105
10
600
SH
DFND
600
0
0
TRAVELERS COMPANIES INC
COM
89417E109
10
69
SH
DFND
69
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
10
166
SH
DFND
166
0
0
COMCAST CORP NEW
CL A
20030N101
9
174
SH
DFND
174
0
0
ABBVIE INC
COM
00287Y109
9
79
SH
DFND
79
0
0
PFIZER INC
COM
717081103
8
224
SH
DFND
224
0
0
PEPSICO INC
COM
713448108
8
55
SH
DFND
55
0
0
MERCK & CO. INC
COM
58933Y105
8
101
SH
DFND
101
0
0
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
8
91
SH
DFND
91
0
0
ROKU INC
COM CL A
77543R102
8
23
SH
DFND
23
0
0
CHEVRON CORP NEW
COM
166764100
8
72
SH
DFND
72
0
0
BROADCOM INC
COM
11135F101
7
16
SH
DFND
16
0
0
AVALARA INC
COM
05338G106
7
55
SH
DFND
55
0
0
LOCKHEED MARTIN CORP
COM
539830109
7
20
SH
DFND
20
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
7
15
SH
DFND
15
0
0
TEXAS INSTRS INC
COM
882508104
7
37
SH
DFND
37
0
0
MCDONALDS CORP
COM
580135101
7
30
SH
DFND
30
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
7
123
SH
DFND
123
0
0
TARGET CORP
COM
87612E106
7
34
SH
DFND
34
0
0
AMGEN INC
COM
031162100
7
27
SH
DFND
27
0
0
PINTEREST INC
CL A
72352L106
7
89
SH
DFND
89
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
6
42
SH
DFND
42
0
0
DANAHER CORPORATION
COM
235851102
6
28
SH
DFND
28
0
0
NEXTERA ENERGY INC
COM
65339F101
6
84
SH
DFND
84
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
6
56
SH
DFND
56
0
0
HP INC
COM
40434L105
6
198
SH
DFND
198
0
0
COSTCO WHSL CORP NEW
COM
22160K105
6
18
SH
DFND
18
0
0
LAUDER ESTEE COS INC
CL A
518439104
6
22
SH
DFND
22
0
0
COGNEX CORP
COM
192422103
6
75
SH
DFND
75
0
0
NORTHROP GRUMMAN CORP
COM
666807102
6
19
SH
DFND
19
0
0
GILEAD SCIENCES INC
COM
375558103
6
96
SH
DFND
96
0
0
3M CO
COM
88579Y101
6
32
SH
DFND
32
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6
16
SH
DFND
16
0
0
HERSHEY CO
COM
427866108
6
39
SH
DFND
39
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
6
31
SH
DFND
31
0
0
KRAFT HEINZ CO
COM
500754106
6
155
SH
DFND
155
0
0
CAMPBELL SOUP CO
COM
134429109
6
123
SH
DFND
123
0
0
ZOETIS INC
CL A
98978V103
6
39
SH
DFND
39
0
0
CVS HEALTH CORP
COM
126650100
6
82
SH
DFND
82
0
0
MONDELEZ INTL INC
CL A
609207105
6
105
SH
DFND
105
0
0
ZYNGA INC
CL A
98986T108
6
603
SH
DFND
603
0
0
OKTA INC
CL A
679295105
6
28
SH
DFND
28
0
0
YUM BRANDS INC
COM
988498101
6
57
SH
DFND
57
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
6
97
SH
DFND
97
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
6
256
SH
DFND
256
0
0
PHILIP MORRIS INTL INC
COM
718172109
6
69
SH
DFND
69
0
0
DOMINOS PIZZA INC
COM
25754A201
6
16
SH
DFND
16
0
0
BLACKSTONE GROUP INC
COM
09260D107
6
81
SH
DFND
81
0
0
UNITY SOFTWARE INC
COM
91332U101
6
60
SH
DFND
60
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
6
65
SH
DFND
65
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
6
78
SH
DFND
78
0
0
RALPH LAUREN CORP
CL A
751212101
6
49
SH
DFND
49
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
6
49
SH
DFND
49
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
6
154
SH
DFND
154
0
0
STARBUCKS CORP
COM
855244109
6
54
SH
DFND
54
0
0
LULULEMON ATHLETICA INC
COM
550021109
6
19
SH
DFND
19
0
0
HCA HEALTHCARE INC
COM
40412C101
6
31
SH
DFND
31
0
0
XILINX INC
COM
983919101
6
48
SH
DFND
48
0
0
GENERAL MTRS CO
COM
37045V100
6
102
SH
DFND
102
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
6
144
SH
DFND
144
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
6
121
SH
DFND
121
0
0
GAP INC
COM
364760108
6
195
SH
DFND
195
0
0
TAPESTRY INC
COM
876030107
6
140
SH
DFND
140
0
0
LYFT INC
CL A COM
55087P104
6
92
SH
DFND
92
0
0
QUALCOMM INC
COM
747525103
6
43
SH
DFND
43
0
0
AMERICAN EXPRESS CO
COM
025816109
6
41
SH
DFND
41
0
0
CLOUDFLARE INC
CL A COM
18915M107
6
81
SH
DFND
81
0
0
INTUIT
COM
461202103
6
15
SH
DFND
15
0
0
DOCUSIGN INC
COM
256163106
6
28
SH
DFND
28
0
0
SNOWFLAKE INC
CL A
833445109
6
24
SH
DFND
24
0
0
DOORDASH INC
CL A
25809K105
6
42
SH
DFND
42
0
0
COSTAR GROUP INC
COM
22160N109
5
7
SH
DFND
7
0
0
BEYOND MEAT INC
COM
08862E109
5
42
SH
DFND
42
0
0
DOW INC
COM
260557103
5
85
SH
DFND
85
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
5
224
SH
DFND
224
0
0
FASTLY INC
CL A
31188V100
5
80
SH
DFND
80
0
0
AIRBNB INC
COM CL A
009066101
5
29
SH
DFND
29
0
0
LEMONADE INC
COM
52567D107
5
57
SH
DFND
57
0
0
MODERNA INC
COM
60770K107
5
41
SH
DFND
41
0
0
SNAP INC
CL A
83304A106
5
101
SH
DFND
101
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
5
223
SH
DFND
223
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
5
58
SH
DFND
58
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
5
50
SH
DFND
50
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
5
34
SH
DFND
34
0
0
ZILLOW GROUP INC
CL A
98954M101
5
37
SH
DFND
37
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5
24
SH
DFND
24
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
5
15
SH
DFND
15
0
0
PLUG POWER INC
COM NEW
72919P202
5
132
SH
DFND
132
0
0
FUELCELL ENERGY INC
COM
35952H601
5
329
SH
DFND
329
0
0
SHOPIFY INC
CL A
82509L107
5
4
SH
DFND
4
0
0
C3 AI INC
CL A
12468P104
4
66
SH
DFND
66
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
3
29
SH
DFND
29
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3
81
SH
DFND
81
0
0
ISHARES TR
USD INV GRDE ETF
464288620
3
49
SH
DFND
49
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
3
33
SH
DFND
33
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
3
300
SH
DFND
300
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
2
13
SH
DFND
13
0
0
DIREXION SHS ETF TR
20YR TRES BEAR
25460G849
2
26
SH
DFND
26
0
0
ARES CAPITAL CORP
COM
04010L103
2
111
SH
DFND
111
0
0
ISHARES TR
SHORT TREAS BD
464288679
2
19
SH
DFND
19
0
0
MAIN STR CAP CORP
COM
56035L104
2
52
SH
DFND
52
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
2
59
SH
DFND
59
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2
37
SH
DFND
37
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2
14
SH
DFND
14
0
0
DIREXION SHS ETF TR
20YR TRES BULL
25459W540
2
86
SH
DFND
86
0
0
SPDR GOLD TR
GOLD SHS
78463V107
2
12
SH
DFND
12
0
0
DIREXION SHS ETF TR
DAILY MSCI EMERG
25460E547
1
117
SH
DFND
117
0
0
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E265
1
31
SH
DFND
31
0
0
DIREXION SHS ETF TR
DAILY MSCI REAL
25460E141
1
122
SH
DFND
122
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1
18
SH
DFND
18
0
0
DIREXION SHS ETF TR
DLY R/E BULL3X
25459W755
0
28
SH
DFND
28
0
0
DIREXION SHS ETF TR
DLY EMG MK BL 3X
25490K281
0
1
SH
DFND
1
0
0