0001562180-21-002150.txt : 20210310 0001562180-21-002150.hdr.sgml : 20210310 20210310175609 ACCESSION NUMBER: 0001562180-21-002150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones David K. CENTRAL INDEX KEY: 0001520241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 21731087 MAIL ADDRESS: STREET 1: 1375 BROADWAY, FLOOR 11 CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vroom, Inc. CENTRAL INDEX KEY: 0001580864 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 901112566 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-979-4746 MAIL ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: AutoAmerica, Inc. DATE OF NAME CHANGE: 20130705 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-03-08 false 0001580864 Vroom, Inc. VRM 0001520241 Jones David K. C/O VROOM, INC. 1375 BROADWAY, FLOOR 11 NEW YORK NY 10018 false true false false Chief Financial Officer Common Stock 2021-03-08 4 A false 13035.00 0.00 A 49813.00 D Common Stock 2021-03-08 4 M false 10000.00 4.21 A 59813.00 D Common Stock 2021-03-08 4 S false 10000.00 31.39 D 49813.00 D Stock Option (Right to Buy) 4.21 2021-03-08 4 M false 10000.00 0.00 D 2029-02-06 Common Stock 10000.00 290000.00 D Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021. /s/ Alison Klein, Attorney-in-Fact for David K. Jones 2021-03-10