Operations Analyst

0001519964-19-000003.txt : 20190514 0001519964-19-000003.hdr.sgml : 20190514 20190514170623 ACCESSION NUMBER: 0001519964-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 19823719 BUSINESS ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519964 XXXXXXXX 03-31-2019 03-31-2019 MARSHALL WACE ASIA Ltd

23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-14472 N PATRICK J LAWENDA Operations Analyst 2122352841 Patrick J Lawenda New York NY 05-14-2019 2 136 3310142 false 1 0001318757 028-11304 MARSHALL WACE, LLP 2 0001325091 028-11377 Marshall Wace North America L.P. INFORMATION TABLE 2 mwalp1q19.xml MWAL 1Q2019 FORM 13-F 3M CO COMMON STOCK 88579Y101 4581 22047 SH SOLE 0 22047 0 0 ADOBE INC COMMON STOCK 00724F101 4968 18644 SH SOLE 0 18644 0 0 AECOM COMMON STOCK 00766T100 2 80 SH SOLE 0 80 0 0 AFFIL MANAGERS COMMON STOCK 008252108 3383 31585 SH SOLE 0 31585 0 0 ALIBABA GRP-ADR ADR 01609W102 49120 269225 SH OTR 2811304 0 269225 0 ALIBABA GRP-ADR ADR 01609W102 33877 185680 SH SOLE 0 185680 0 0 ALLIANT ENERGY COMMON STOCK 018802108 845 17934 SH SOLE 0 17934 0 0 AMAZON.COM INC COMMON STOCK 023135106 75039 42139 SH OTR 2811304 0 42139 0 AMAZON.COM INC COMMON STOCK 023135106 53536 30064 SH SOLE 0 30064 0 0 ASPEN TECHNOLOGY COMMON STOCK 045327103 35748 342877 SH OTR 2811304 0 342877 0 ASPEN TECHNOLOGY COMMON STOCK 045327103 25516 244735 SH SOLE 0 244735 0 0 AUTOZONE INC COMMON STOCK 053332102 5095 4975 SH SOLE 0 4975 0 0 BAIDU INC-SP ADR ADR 056752108 5023 30471 SH SOLE 0 30471 0 0 BBVA BANCO F-ADR ADR 07329M100 9251 972807 SH OTR 2811304 0 972807 0 BBVA BANCO F-ADR ADR 07329M100 6603 694321 SH SOLE 0 694321 0 0 BOEING CO/THE COMMON STOCK 097023105 26280 68900 SH OTR 2811304 0 68900 0 BOEING CO/THE COMMON STOCK 097023105 19039 49916 SH SOLE 0 49916 0 0 BRP INC/CA-SUB V COMMON STOCK 05577W200 14204 511681 SH OTR 2811304 0 511681 0 BRP INC/CA-SUB V COMMON STOCK 05577W200 10142 365354 SH SOLE 0 365354 0 0 BRUNSWICK CORP COMMON STOCK 117043109 36089 717041 SH OTR 2811304 0 717041 0 BRUNSWICK CORP COMMON STOCK 117043109 25763 511880 SH SOLE 0 511880 0 0 CADENCE DESIGN COMMON STOCK 127387108 22772 358559 SH OTR 2811304 0 358559 0 CADENCE DESIGN COMMON STOCK 127387108 16255 255937 SH SOLE 0 255937 0 0 CEDAR FAIR LP MLP 150185106 20177 383442 SH OTR 2811304 0 383442 0 CEDAR FAIR LP MLP 150185106 15865 301501 SH SOLE 0 301501 0 0 CHEMOURS CO COMMON STOCK 163851108 35398 952579 SH OTR 2811304 0 952579 0 CHEMOURS CO COMMON STOCK 163851108 25266 679909 SH SOLE 0 679909 0 0 CHEVRON CORP COMMON STOCK 166764100 3690 29955 SH SOLE 0 29955 0 0 CINTAS CORP COMMON STOCK 172908105 1826 9034 SH SOLE 0 9034 0 0 CISCO SYSTEMS COMMON STOCK 17275R102 4751 87992 SH SOLE 0 87992 0 0 CITIGROUP INC COMMON STOCK 172967424 89226 1434037 SH OTR 2811304 0 1434037 0 CITIGROUP INC COMMON STOCK 172967424 15683 252056 SH SOLE 0 252056 0 0 CITIZENS FINANCI COMMON STOCK 174610105 68783 2116392 SH OTR 2811304 0 2116392 0 CITIZENS FINANCI COMMON STOCK 174610105 12348 379946 SH SOLE 0 379946 0 0 COLGATE-PALMOLIV COMMON STOCK 194162103 50202 732453 SH OTR 2811304 0 732453 0 COLGATE-PALMOLIV COMMON STOCK 194162103 35839 522887 SH SOLE 0 522887 0 0 CONCHO RESOURCES COMMON STOCK 20605P101 4985 44923 SH SOLE 0 44923 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 3650 54691 SH SOLE 0 54691 0 0 COPA HOLDIN-CL A COMMON STOCK P31076105 35481 440162 SH OTR 2811304 0 440162 0 COPA HOLDIN-CL A COMMON STOCK P31076105 25332 314252 SH SOLE 0 314252 0 0 DELTA AIR LI COMMON STOCK 247361702 23215 449470 SH OTR 2811304 0 449470 0 DELTA AIR LI COMMON STOCK 247361702 16570 320813 SH SOLE 0 320813 0 0 DESWELL INDS COMMON STOCK 250639101 7 2276 SH SOLE 0 2276 0 0 DEVON ENERGY CO COMMON STOCK 25179M103 1950 61790 SH SOLE 0 61790 0 0 DOVER CORP COMMON STOCK 260003108 5015 53470 SH SOLE 0 53470 0 0 DOWDUPONT INC COMMON STOCK 26078J100 66711 1251378 SH OTR 2811304 0 1251378 0 DOWDUPONT INC COMMON STOCK 26078J100 47613 893138 SH SOLE 0 893138 0 0 ELECTRONIC ARTS COMMON STOCK 285512109 25102 246996 SH OTR 2811304 0 246996 0 ELECTRONIC ARTS COMMON STOCK 285512109 18586 182883 SH SOLE 0 182883 0 0 EURONAV NV COMMON STOCK B38564108 12927 1586133 SH OTR 2811304 0 1586133 0 EURONAV NV COMMON STOCK B38564108 9231 1132602 SH SOLE 0 1132602 0 0 EURONET WORLDWID COMMON STOCK 298736109 33002 231448 SH OTR 2811304 0 231448 0 EURONET WORLDWID COMMON STOCK 298736109 4220 29593 SH SOLE 0 29593 0 0 F5 NETWORKS COMMON STOCK 315616102 13 81 SH SOLE 0 81 0 0 FIDELITY NATIONA COMMON STOCK 31620M106 16637 147101 SH OTR 2811304 0 147101 0 FIDELITY NATIONA COMMON STOCK 31620M106 3614 31957 SH SOLE 0 31957 0 0 FOOT LOCKER INC COMMON STOCK 344849104 2 28 SH SOLE 0 28 0 0 FRANKLIN RES INC COMMON STOCK 354613101 10760 324693 SH OTR 2811304 0 324693 0 FRANKLIN RES INC COMMON STOCK 354613101 2338 70537 SH SOLE 0 70537 0 0 GLU MOBILE INC COMMON STOCK 379890106 9820 897632 SH OTR 2811304 0 897632 0 GLU MOBILE INC COMMON STOCK 379890106 5801 530245 SH SOLE 0 530245 0 0 GRUPO GALICI-ADR ADR 399909100 6744 264254 SH OTR 2811304 0 264254 0 GRUPO GALICI-ADR ADR 399909100 4872 190913 SH SOLE 0 190913 0 0 HCA HEALTHCARE I COMMON STOCK 40412C101 2082 15969 SH SOLE 0 15969 0 0 HEICO CORP COMMON STOCK 422806109 13673 144120 SH OTR 2811304 0 144120 0 HEICO CORP COMMON STOCK 422806109 9761 102893 SH SOLE 0 102893 0 0 HEICO CORP-A COMMON STOCK 422806208 15020 178683 SH OTR 2811304 0 178683 0 HEICO CORP-A COMMON STOCK 422806208 10724 127576 SH SOLE 0 127576 0 0 HILTON WORLDWIDE COMMON STOCK 43300A203 38400 462037 SH OTR 2811304 0 462037 0 HILTON WORLDWIDE COMMON STOCK 43300A203 27416 329869 SH SOLE 0 329869 0 0 HYATT HOTELS-A COMMON STOCK 448579102 31689 436662 SH OTR 2811304 0 436662 0 HYATT HOTELS-A COMMON STOCK 448579102 22623 311746 SH SOLE 0 311746 0 0 INTUITIVE SURGIC COMMON STOCK 46120E602 3736 6547 SH SOLE 0 6547 0 0 KANSAS CITY SOUT COMMON STOCK 485170302 42378 365392 SH OTR 2811304 0 365392 0 KANSAS CITY SOUT COMMON STOCK 485170302 30254 260850 SH SOLE 0 260850 0 0 KEYCORP COMMON STOCK 493267108 25563 1622999 SH OTR 2811304 0 1622999 0 KEYCORP COMMON STOCK 493267108 4387 278524 SH SOLE 0 278524 0 0 LEIDOS HOLDINGS COMMON STOCK 525327102 740 11551 SH SOLE 0 11551 0 0 LINDE PLC COMMON STOCK G5494J103 74349 422608 SH OTR 2811304 0 422608 0 LINDE PLC COMMON STOCK G5494J103 53082 301721 SH SOLE 0 301721 0 0 MACY'S INC COMMON STOCK 55616P104 3845 160000 SH SOLE 0 160000 0 0 MADISON SQUARE-A COMMON STOCK 55825T103 79105 269864 SH OTR 2811304 0 269864 0 MADISON SQUARE-A COMMON STOCK 55825T103 56479 192676 SH SOLE 0 192676 0 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 20954 759213 SH OTR 2811304 0 759213 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 14961 542060 SH SOLE 0 542060 0 0 MANULIFE FIN COMMON STOCK 56501R106 419 24700 SH OTR 2811304 0 24700 0 MATCH GROUP INC COMMON STOCK 57665R106 4 66 SH SOLE 0 66 0 0 METTLER-TOLEDO COMMON STOCK 592688105 44 61 SH SOLE 0 61 0 0 MGIC INVT CORP COMMON STOCK 552848103 36093 2736407 SH OTR 2811304 0 2736407 0 MGIC INVT CORP COMMON STOCK 552848103 7886 597849 SH SOLE 0 597849 0 0 MICRON TECH COMMON STOCK 595112103 53091 1284559 SH OTR 2811304 0 1284559 0 MICRON TECH COMMON STOCK 595112103 37884 916641 SH SOLE 0 916641 0 0 MICROSOFT CORP COMMON STOCK 594918104 34979 296584 SH OTR 2811304 0 296584 0 MICROSOFT CORP COMMON STOCK 594918104 24962 211653 SH SOLE 0 211653 0 0 MONDELEZ INTER-A COMMON STOCK 609207105 58845 1178787 SH OTR 2811304 0 1178787 0 MONDELEZ INTER-A COMMON STOCK 609207105 42008 841511 SH SOLE 0 841511 0 0 MOODY'S CORP COMMON STOCK 615369105 57144 315555 SH OTR 2811304 0 315555 0 MOODY'S CORP COMMON STOCK 615369105 40766 225116 SH SOLE 0 225116 0 0 MORGAN STANLEY COMMON STOCK 617446448 46804 1109097 SH OTR 2811304 0 1109097 0 MORGAN STANLEY COMMON STOCK 617446448 13109 310634 SH SOLE 0 310634 0 0 NORFOLK SOUTHERN COMMON STOCK 655844108 43233 231326 SH OTR 2811304 0 231326 0 NORFOLK SOUTHERN COMMON STOCK 655844108 30867 165161 SH SOLE 0 165161 0 0 NUTANIX INC - A COMMON STOCK 67059N108 35038 928414 SH OTR 2811304 0 928414 0 NUTANIX INC - A COMMON STOCK 67059N108 24993 662245 SH SOLE 0 662245 0 0 PEPSICO INC COMMON STOCK 713448108 58562 477862 SH OTR 2811304 0 477862 0 PEPSICO INC COMMON STOCK 713448108 45516 371405 SH SOLE 0 371405 0 0 PETROBRAS SA-ADR ADR 71654V408 41740 2621876 SH OTR 2811304 0 2621876 0 PETROBRAS SA-ADR ADR 71654V408 29800 1871849 SH SOLE 0 1871849 0 0 PFIZER INC COMMON STOCK 717081103 2161 50893 SH SOLE 0 50893 0 0 PINDUODUO INC ADR 722304102 41957 1691819 SH OTR 2811304 0 1691819 0 PINDUODUO INC ADR 722304102 29385 1184902 SH SOLE 0 1184902 0 0 PULTEGROUP INC COMMON STOCK 745867101 4575 163616 SH SOLE 0 163616 0 0 QUALCOMM INC COMMON STOCK 747525103 3586 62879 SH SOLE 0 62879 0 0 RED ROCK RESOR-A COMMON STOCK 75700L108 22544 872126 SH OTR 2811304 0 872126 0 RED ROCK RESOR-A COMMON STOCK 75700L108 16363 632986 SH SOLE 0 632986 0 0 RESMED INC COMMON STOCK 761152107 3681 35405 SH SOLE 0 35405 0 0 S&P GLOBAL INC COMMON STOCK 78409V104 57076 271080 SH OTR 2811304 0 271080 0 S&P GLOBAL INC COMMON STOCK 78409V104 40728 193436 SH SOLE 0 193436 0 0 SALESFORCE.COM COMMON STOCK 79466L302 5014 31662 SH SOLE 0 31662 0 0 SIGNATURE BANK COMMON STOCK 82669G104 66906 522416 SH OTR 2811304 0 522416 0 SIGNATURE BANK COMMON STOCK 82669G104 11608 90641 SH SOLE 0 90641 0 0 SNAP-ON INC COMMON STOCK 833034101 614 3923 SH SOLE 0 3923 0 0 SOUTHWEST AIR COMMON STOCK 844741108 24813 478000 SH OTR 2811304 0 478000 0 SOUTHWEST AIR COMMON STOCK 844741108 17713 341228 SH SOLE 0 341228 0 0 SQUARE INC - A COMMON STOCK 852234103 10501 140165 SH OTR 2811304 0 140165 0 SQUARE INC - A COMMON STOCK 852234103 2281 30451 SH SOLE 0 30451 0 0 STARBUCKS CORP COMMON STOCK 855244109 4719 63484 SH SOLE 0 63484 0 0 SYNCHRONY FINANC COMMON STOCK 87165B103 24361 763669 SH OTR 2811304 0 763669 0 SYNCHRONY FINANC COMMON STOCK 87165B103 3527 110574 SH SOLE 0 110574 0 0 SYNOPSYS INC COMMON STOCK 871607107 23905 207595 SH OTR 2811304 0 207595 0 SYNOPSYS INC COMMON STOCK 871607107 17062 148172 SH SOLE 0 148172 0 0 TAKE-TWO INTERAC COMMON STOCK 874054109 32033 339441 SH OTR 2811304 0 339441 0 TAKE-TWO INTERAC COMMON STOCK 874054109 26445 280222 SH SOLE 0 280222 0 0 TARGET CORP COMMON STOCK 87612E106 4361 54340 SH SOLE 0 54340 0 0 VAIL RESORTS COMMON STOCK 91879Q109 32638 150196 SH OTR 2811304 0 150196 0 VAIL RESORTS COMMON STOCK 91879Q109 23302 107232 SH SOLE 0 107232 0 0 VERTEX PHARM COMMON STOCK 92532F100 15 81 SH SOLE 0 81 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 5050 32333 SH SOLE 0 32333 0 0 VMWARE INC-CL A COMMON STOCK 928563402 59376 328932 SH OTR 2811304 0 328932 0 VMWARE INC-CL A COMMON STOCK 928563402 42391 234840 SH SOLE 0 234840 0 0 WALT DISNEY CO COMMON STOCK 254687106 3696 33286 SH SOLE 0 33286 0 0 WHITE MOUNTAINS COMMON STOCK G9618E107 31 33 SH SOLE 0 33 0 0 WORLDPAY INC-A COMMON STOCK 981558109 36491 321510 SH OTR 2811304 0 321510 0 WORLDPAY INC-A COMMON STOCK 981558109 7960 70134 SH SOLE 0 70134 0 0