Operations Analyst

0001519964-18-000002.txt : 20180214 0001519964-18-000002.hdr.sgml : 20180214 20180214133136 ACCESSION NUMBER: 0001519964-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 18610445 BUSINESS ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001519964 XXXXXXXX 12-31-2017 12-31-2017 MARSHALL WACE ASIA Ltd

23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-14472 N Patrick Lawenda Operations Analyst 212-235-2841 Patrick Lawenda New York NY 02-14-2018 2 159 2895650 false 1 0001318757 028-11304 MARSHALL WACE, LLP 2 0001325091 028-11377 Marshall Wace North America L.P. 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025537101 2498 33948 SH SOLE 0 33948 0 0 AMERICAN EXPRESS COMMON STOCK 025816109 49331 496736 SH OTR 2811304 0 496736 0 AMERICAN EXPRESS COMMON STOCK 025816109 11705 117868 SH SOLE 0 117868 0 0 ANADARKO PETROLE COMMON STOCK 032511107 2494 46502 SH SOLE 0 46502 0 0 AUTOMATIC DATA COMMON STOCK 053015103 2498 21314 SH SOLE 0 21314 0 0 AVERY DENNISON COMMON STOCK 053611109 9488 82605 SH OTR 2811304 0 82605 0 AVERY DENNISON COMMON STOCK 053611109 6904 60107 SH SOLE 0 60107 0 0 AXALTA COATING S COMMON STOCK G0750C108 29003 896263 SH OTR 2811304 0 896263 0 AXALTA COATING S COMMON STOCK G0750C108 21137 653190 SH SOLE 0 653190 0 0 BAIDU INC-SP ADR ADR 056752108 7660 32707 SH OTR 2811304 0 32707 0 BANK OF AMERICA COMMON STOCK 060505104 54451 1844544 SH OTR 2811304 0 1844544 0 BANK OF AMERICA COMMON STOCK 060505104 15446 523228 SH SOLE 0 523228 0 0 BAXTER INTL INC COMMON STOCK 071813109 2490 38526 SH SOLE 0 38526 0 0 BBVA BANCO F-ADR ADR 07329M100 10209 405138 SH OTR 2811304 0 405138 0 BBVA BANCO 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109320 SH SOLE 0 109320 0 0 MICHAEL KORS HOL COMMON STOCK G60754101 9915 157513 SH OTR 2811304 0 157513 0 MICHAEL KORS HOL COMMON STOCK G60754101 7216 114627 SH SOLE 0 114627 0 0 MICROCHIP TECH COMMON STOCK 595017104 6775 77099 SH OTR 2811304 0 77099 0 MICROCHIP TECH COMMON STOCK 595017104 4930 56104 SH SOLE 0 56104 0 0 MONDELEZ INTER-A COMMON STOCK 609207105 34433 804518 SH OTR 2811304 0 804518 0 MONDELEZ INTER-A COMMON STOCK 609207105 25095 586329 SH SOLE 0 586329 0 0 MONSANTO CO COMMON STOCK 61166W101 22283 190815 SH OTR 2811304 0 190815 0 MONSANTO CO COMMON STOCK 61166W101 17354 148600 SH SOLE 0 148600 0 0 MOODY'S CORP COMMON STOCK 615369105 27120 183730 SH OTR 2811304 0 183730 0 MOODY'S CORP COMMON STOCK 615369105 19765 133901 SH SOLE 0 133901 0 0 MORGAN STANLEY COMMON STOCK 617446448 61883 1179390 SH OTR 2811304 0 1179390 0 MORGAN STANLEY COMMON STOCK 617446448 14829 282626 SH SOLE 0 282626 0 0 MOSAIC CO/THE COMMON STOCK 61945C103 18698 728691 SH OTR 2811304 0 728691 0 MOSAIC CO/THE COMMON STOCK 61945C103 13607 530268 SH SOLE 0 530268 0 0 NETEASE INC-ADR ADR 64110W102 6563 19020 SH OTR 2811304 0 19020 0 NETFLIX INC COMMON STOCK 64110L106 7483 38982 SH OTR 2811304 0 38982 0 NETFLIX INC COMMON STOCK 64110L106 5454 28411 SH SOLE 0 28411 0 0 NEXTERA ENERGY COMMON STOCK 65339F101 1270 8129 SH SOLE 0 8129 0 0 NIKE INC -CL B COMMON STOCK 654106103 7376 117920 SH OTR 2811304 0 117920 0 NIKE INC -CL B COMMON STOCK 654106103 5367 85806 SH SOLE 0 85806 0 0 NOAH HOLDING-ADS ADR 65487X102 2538 54849 SH OTR 2811304 0 54849 0 NORFOLK SOUTHERN COMMON STOCK 655844108 32500 224296 SH OTR 2811304 0 224296 0 NORFOLK SOUTHERN COMMON STOCK 655844108 23686 163466 SH SOLE 0 163466 0 0 OCCIDENTAL PETE COMMON STOCK 674599105 2498 33916 SH SOLE 0 33916 0 0 ON SEMICONDUCTOR COMMON STOCK 682189105 12160 580724 SH OTR 2811304 0 580724 0 ON SEMICONDUCTOR COMMON STOCK 682189105 8849 422597 SH SOLE 0 422597 0 0 PHILIP MORRIS IN COMMON STOCK 718172109 54162 512659 SH OTR 2811304 0 512659 0 PHILIP MORRIS IN COMMON STOCK 718172109 37765 357458 SH SOLE 0 357458 0 0 POTASH CORP SAS COMMON STOCK 73755L107 28789 1394143 SH OTR 2811304 0 1394143 0 POTASH CORP SAS COMMON STOCK 73755L107 20981 1016042 SH SOLE 0 1016042 0 0 PRAXAIR INC COMMON STOCK 74005P104 97414 629780 SH OTR 2811304 0 629780 0 PRAXAIR INC COMMON STOCK 74005P104 70995 458978 SH SOLE 0 458978 0 0 QUALCOMM INC COMMON STOCK 747525103 2486 38837 SH SOLE 0 38837 0 0 QUDIAN INC-SPON ADR 747798106 404 32200 SH OTR 2811304 0 32200 0 REGIONS FINANCIA COMMON STOCK 7591EP100 36146 2091778 SH OTR 2811304 0 2091778 0 REGIONS FINANCIA COMMON STOCK 7591EP100 9665 559346 SH SOLE 0 559346 0 0 ROCKWELL AUTOMAT COMMON STOCK 773903109 18137 92372 SH OTR 2811304 0 92372 0 ROCKWELL AUTOMAT COMMON STOCK 773903109 13198 67216 SH SOLE 0 67216 0 0 S&P GLOBAL INC COMMON STOCK 78409V104 28373 167494 SH OTR 2811304 0 167494 0 S&P GLOBAL INC COMMON STOCK 78409V104 20679 122070 SH SOLE 0 122070 0 0 SALESFORCE.COM COMMON STOCK 79466L302 12147 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0 64151 0 0 TAKE-TWO INTERAC COMMON STOCK 874054109 14262 129914 SH OTR 2811304 0 129914 0 TAKE-TWO INTERAC COMMON STOCK 874054109 10381 94563 SH SOLE 0 94563 0 0 TAL EDUCATIO-ADR ADR 874080104 2960 99627 SH OTR 2811304 0 99627 0 TAPESTRY INC COMMON STOCK 876030107 12002 271359 SH OTR 2811304 0 271359 0 TAPESTRY INC COMMON STOCK 876030107 8738 197568 SH SOLE 0 197568 0 0 TARENA INTER-ADR ADR 876108101 2303 153646 SH OTR 2811304 0 153646 0 TIME WARNER INC COMMON STOCK 887317303 13342 145857 SH OTR 2811304 0 145857 0 TIME WARNER INC COMMON STOCK 887317303 9708 106133 SH SOLE 0 106133 0 0 TWITTER INC COMMON STOCK 90184L102 18544 772336 SH OTR 2811304 0 772336 0 TWITTER INC COMMON STOCK 90184L102 13494 562029 SH SOLE 0 562029 0 0 UBS GROUP AG COMMON STOCK H42097107 44490 2416608 SH OTR 2811304 0 2416608 0 UBS GROUP AG COMMON STOCK H42097107 10795 586372 SH SOLE 0 586372 0 0 UNITEDHEALTH GRP COMMON STOCK 91324P102 1979 8975 SH SOLE 0 8975 0 0 VIPSHOP HOLDINGS ADR 92763W103 14719 1255861 SH OTR 2811304 0 1255861 0 VISA INC-CLASS A COMMON STOCK 92826C839 2264 19857 SH SOLE 0 19857 0 0 WEIBO CORP-ADR ADR 948596101 26699 258061 SH OTR 2811304 0 258061 0 WEIBO CORP-ADR ADR 948596101 19458 188072 SH SOLE 0 188072 0 0 XILINX INC COMMON STOCK 983919101 22838 338738 SH OTR 2811304 0 338738 0 XILINX INC COMMON STOCK 983919101 16644 246870 SH SOLE 0 246870 0 0 YY INC-ADR ADR 98426T106 14602 129155 SH OTR 2811304 0 129155 0 YY INC-ADR ADR 98426T106 10629 94012 SH SOLE 0 94012 0 0