0001519781-13-000003.txt : 20130130
0001519781-13-000003.hdr.sgml : 20130130
20130130154055
ACCESSION NUMBER: 0001519781-13-000003
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20130130
DATE AS OF CHANGE: 20130130
GROUP MEMBERS: CHARLES RIVER FRIENDS XIII-A, LP
GROUP MEMBERS: CHARLES RIVER PARTNERSHIP XIII, LP
GROUP MEMBERS: CHARLES RIVER XIII GP, LLC
GROUP MEMBERS: CHARLES RIVER XIII GP, LP
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: RPX Corp
CENTRAL INDEX KEY: 0001509432
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 262990113
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86673
FILM NUMBER: 13558942
BUSINESS ADDRESS:
STREET 1: ONE MARKET PLAZA
STREET 2: STEUART TOWER, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 866-779-7641
MAIL ADDRESS:
STREET 1: ONE MARKET PLAZA
STREET 2: STEUART TOWER, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Charles River Partnership XIII, LP
CENTRAL INDEX KEY: 0001519781
IRS NUMBER: 134353825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: ONE BROADWAY
STREET 2: 15TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
BUSINESS PHONE: 781-768-6000
MAIL ADDRESS:
STREET 1: ONE BROADWAY
STREET 2: 15TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
SC 13G
1
rpx-13g2012.txt
1
RPX13gam2.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)*
Under the Securities Exchange Act of 1934
RPX CORPORATION
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.0001 per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
74972G103
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2012
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
13G is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 74972G103
--------------------------------------------------------------------------------
(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons
(entities only):
Charles River Partnership XIII, LP
--------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ] (b) [X]
--------------------------------------------------------------------------------
(3) SEC Use Only
--------------------------------------------------------------------------------
(4) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of Shares Beneficially Owned
by Each Reporting Person With (5) Sole Voting Power: 0*
--------------------------------------
(6) Shared Voting Power: 6,280,212*
--------------------------------------
(7) Sole Dispositive Power: 0*
--------------------------------------
(8) Shared Dispositive Power: 6,280,212*
--------------------------------------
--------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,280,212*
--------------------------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions): N/A
--------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9): 12.35%**
--------------------------------------------------------------------------------
(12) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
*Charles River XIII GP, LLC ("CR XIII GP LLC") is the general partner of Charles
River XIII GP, LP ("CR XIII GP LP"). CR XIII GP LP is in turn the General
Partner of Charles River Partnership XIII, LP ("CRP XIII LP"). CR XIII GP LLC
is also the general partner of Charles River Friends XIII-A, LP ("CRF XIII-A").
CR XIII GP LLC, CR XIII GP LP, CRP XIII LP and CRF XIII-A are collectively
referred to as "the Partnerships." As of December 31, 2012, the Partnerships
collectively owned 6,280,212 shares of the common stock, par value $0.0001 per
share (the "Common Stock") of RPX Corporation, a Delaware corporation (the
"Company"), representing 6,108,753 shares held by CRP XIII and 171,459 shares
held by CRF XIII-A.
**Based on 50,852,548 shares of the Common Stock of the Company outstanding as
of October 31, 2012, as disclosed in the Company's Quarterly Report on Form
10-Q for the fiscal quarter ended September 30, 2012.
CUSIP No. 74972G103
--------------------------------------------------------------------------------
(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons
(entities only):
Charles River Friends XIII-A, LP
--------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ] (b) [X]
--------------------------------------------------------------------------------
(3) SEC Use Only
--------------------------------------------------------------------------------
(4) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of Shares Beneficially Owned
by Each Reporting Person With (5) Sole Voting Power: 0*
--------------------------------------
(6) Shared Voting Power: 6,280,212*
--------------------------------------
(7) Sole Dispositive Power: 0*
--------------------------------------
(8) Shared Dispositive Power: 6,280,212*
--------------------------------------
--------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,280,212*
--------------------------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions): N/A
--------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9): 12.35%**
--------------------------------------------------------------------------------
(12) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
*Charles River XIII GP, LLC ("CR XIII GP LLC") is the general partner of Charles
River XIII GP, LP ("CR XIII GP LP"). CR XIII GP LP is in turn the General
Partner of Charles River Partnership XIII, LP ("CRP XIII LP"). CR XIII GP LLC
is also the general partner of Charles River Friends XIII-A, LP ("CRF XIII-A").
CR XIII GP LLC, CR XIII GP LP, CRP XIII LP and CRF XIII-A are collectively
referred to as "the Partnerships." As of December 31, 2012, the Partnerships
collectively owned 6,280,212 shares of the common stock, par value $0.0001 per
share (the "Common Stock") of RPX Corporation, a Delaware corporation (the
"Company"), representing 6,108,753 shares held by CRP XIII and 171,459 shares
held by CRF XIII-A.
**Based on 50,852,548 shares of the Common Stock of the Company outstanding as
of October 31, 2012, as disclosed in the Company's Quarterly Report on Form
10-Q for the fiscal quarter ended September 30, 2012.
CUSIP No. 74972G103
--------------------------------------------------------------------------------
(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons
(entities only):
Charles River XIII GP, LP
--------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ] (b) [X]
--------------------------------------------------------------------------------
(3) SEC Use Only
--------------------------------------------------------------------------------
(4) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of Shares Beneficially Owned
by Each Reporting Person With (5) Sole Voting Power: 0*
--------------------------------------
(6) Shared Voting Power: 6,280,212*
--------------------------------------
(7) Sole Dispositive Power: 0*
--------------------------------------
(8) Shared Dispositive Power: 6,280,212*
--------------------------------------
--------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,280,212*
--------------------------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions): N/A
--------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9): 12.35%**
--------------------------------------------------------------------------------
(12) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
*Charles River XIII GP, LLC ("CR XIII GP LLC") is the general partner of Charles
River XIII GP, LP ("CR XIII GP LP"). CR XIII GP LP is in turn the General
Partner of Charles River Partnership XIII, LP ("CRP XIII LP"). CR XIII GP LLC
is also the general partner of Charles River Friends XIII-A, LP ("CRF XIII-A").
CR XIII GP LLC, CR XIII GP LP, CRP XIII LP and CRF XIII-A are collectively
referred to as "the Partnerships." As of December 31, 2012, the Partnerships
collectively owned 6,280,212 shares of the common stock, par value $0.0001 per
share (the "Common Stock") of RPX Corporation, a Delaware corporation (the
"Company"), representing 6,108,753 shares held by CRP XIII and 171,459 shares
held by CRF XIII-A.
**Based on 50,852,548 shares of the Common Stock of the Company outstanding as
of October 31, 2012, as disclosed in the Company's Quarterly Report on Form
10-Q for the fiscal quarter ended September 30, 2012.
CUSIP No. 74972G103
--------------------------------------------------------------------------------
(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons
(entities only):
Charles River XIII GP, LLC
--------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ] (b) [X]
--------------------------------------------------------------------------------
(3) SEC Use Only
--------------------------------------------------------------------------------
(4) Citizenship or Place of Organization: Delaware
--------------------------------------------------------------------------------
Number of Shares Beneficially Owned
by Each Reporting Person With (5) Sole Voting Power: 0*
--------------------------------------
(6) Shared Voting Power: 6,280,212*
--------------------------------------
(7) Sole Dispositive Power: 0*
--------------------------------------
(8) Shared Dispositive Power: 6,280,212*
--------------------------------------
--------------------------------------------------------------------------------
(9) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,280,212*
--------------------------------------------------------------------------------
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions): N/A
--------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9): 12.35%**
--------------------------------------------------------------------------------
(12) Type of Reporting Person (See Instructions): OO
--------------------------------------------------------------------------------
*Charles River XIII GP, LLC ("CR XIII GP LLC") is the general partner of Charles
River XIII GP, LP ("CR XIII GP LP"). CR XIII GP LP is in turn the General
Partner of Charles River Partnership XIII, LP ("CRP XIII LP"). CR XIII GP LLC
is also the general partner of Charles River Friends XIII-A, LP ("CRF XIII-A").
CR XIII GP LLC, CR XIII GP LP, CRP XIII LP and CRF XIII-A are collectively
referred to as "the Partnerships." As of December 31, 2012, the Partnerships
collectively owned 6,280,212 shares of the common stock, par value $0.0001 per
share (the "Common Stock") of RPX Corporation, a Delaware corporation (the
"Company"), representing 6,108,753 shares held by CRP XIII and 171,459 shares
held by CRF XIII-A.
**Based on 50,852,548 shares of the Common Stock of the Company outstanding as
of October 31, 2012, as disclosed in the Company's Quarterly Report on Form
10-Q for the fiscal quarter ended September 30, 2012.
CUSIP No. 74972G103
Item 1(a). Name Of Issuer: RPX Corporation
Item 1(b). Address of Issuer's Principal Executive Offices:
One Market Plaza, Suite 800, San Francisco, CA 94105
Item 2(a). Name of Person Filing:
Charles River Partnership XIII, LP
This Schedule 13G is also filed on behalf of Charles River XIII
GP, LLC ("CR XIII GP LLC"), Charles River XIII GP, LP ("CR XIII GP
LP"), and Charles River Friends XIII-A, LP ("CRF XIII-A")
Information related to each of CR XIII GP LLC, CR XIII GP LP, and
CRF XIII-A is set forth on Appendix A hereto.
Item 2(b). Address of Principal Business Office or, if None, Residence:
c/o Charles River XIII GP, LLC
One Broadway, 15th Floor, Cambridge, MA 02142
Item 2(c). Citizenship:
Delaware
Item 2(d). Title of Class of Securities: Common Stock, par value $0.0001 per
share
Item 2(e). CUSIP No.: 74972G103
Item 3. If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or
240.13d-2(b) or (c), check whether the Person Filing is a:
Not Applicable.
Item 4. Ownership
(a) Amount Beneficially Owned (as of December 31, 2011): 6,280,212*
(b) Percent of Class (as of December 31, 2011): 12.35%**
(c) Number of Shares as to which the person has:
(i) sole power to vote or to direct the vote 0*
(ii) shared power to vote or to direct the vote 6,280,212*
(iii) sole power to dispose or to direct the
disposition of 0*
(iv) shared power to dispose or to direct the
disposition of 6,280,212*
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or Control
Person
Not Applicable (See Item 2(a)).
Item 8. Identification and Classification of Members of the Group
Charles River Partnership XIII, LP, Charles River Friends XIII-A, LP
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
This certification is not required as the filing person is filing
pursuant to Rule 13d-1(d).
-------------------
*Charles River XIII GP, LLC ("CR XIII GP LLC") is the general partner of Charles
River XIII GP, LP ("CR XIII GP LP"). CR XIII GP LP is in turn the General
Partner of Charles River Partnership XIII, LP ("CRP XIII LP"). CR XIII GP LLC
is also the general partner of Charles River Friends XIII-A, LP ("CRF XIII-A").
CR XIII GP LLC, CR XIII GP LP, CRP XIII LP and CRF XIII-A are collectively
referred to as "the Partnerships." As of December 31, 2012, the Partnerships
collectively owned 6,280,212 shares of the common stock, par value $0.0001 per
share (the "Common Stock") of RPX Corporation, a Delaware corporation (the
"Company"), representing 6,108,753 shares held by CRP XIII and 171,459 shares
held by CRF XIII-A.
**Based on 50,852,548 shares of the Common Stock of the Company outstanding as
of October 31, 2012, as disclosed in the Company's Quarterly Report on Form 10-Q
for the fiscal quarter ended September 30, 2012.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
February __, 2013
/s/ Sarah Reed
--------------------------------------
Sarah Reed as attorney-in-fact for
Charles River XIII GP, LLC, general
partner of Charles River XIII GP, LP,
general partner of Charles River
Partnership XIII, LP
Attention: Intentional misstatements or omissions of fact constitute
Federal criminal violations (See 18 U.S.C. 1001)
CUSIP No. 74972G103
APPENDIX A
A. Name: Charles River Friends XIII-A, LP
Address of Principal
Business Office: c/o Charles River XIII GP, LLC
One Broadway, 15th Floor
Cambridge, MA 02142
Citizenship: Delaware
B. Name: Charles River XIII GP, LP
Address of Principal
Business Office: c/o Charles River XIII GP, LLC
One Broadway, 15th Floor
Cambridge, MA 02142
Citizenship: Delaware
D. Name: Charles River XIII GP, LLC
Address of Principal
Business Office: One Broadway, 15th Floor
Cambridge, MA 02142
Citizenship: Delaware
CUSIP No. 74972G103
Each of Charles River XIII GP, LLC, Charles River XIII GP, LP, and Charles River
Friends XIII-A, LP hereby agree, by their execution below, that the Schedule 13G
to which this Appendix A is attached is filed on behalf of each of them,
respectively.
/s/ Sarah Reed
--------------------------------- February ___, 2013
Sarah Reed as attorney-in-fact for
Charles River XIII GP, LLC, general partner of
Charles River Friends XIII-A, LP
/s/ Sarah Reed
--------------------------------- February ___, 2013
Sarah Reed as attorney-in-fact for
Charles River XIII GP, LLC, general partner of
Charles River XIII GP, LP
/s/ Sarah Reed
--------------------------------- February ___, 2013
Sarah Reed as attorney-in-fact for
Charles River XIII GP, LLC
EX-24
2
RPX-Exhibit-24.txt
1
RPXEXHIBIT24.RTF
Exhibit 24
AGREEMENT TO FILE JOINTLY AND STATEMENT APPOINTING DESIGNATED FILER AND
AUTHORIZED SIGNATORY
Each of the undersigned entities and individuals (collectively, the
"Reporting Persons") hereby authorizes and designates Charles River Ventures,
LLC or such other person or entity as is designated in writing by Sarah Reed
(the "Designated Filer") as the beneficial owner to prepare and file on behalf
of such Reporting Person individually, or jointly together with the other
Reporting Persons, any and all reports, notices, communications and other
documents (including, but not limited to, reports on Schedule 13D, Schedule 13G,
Form 3, Form 4 and Form 5) that such Reporting Person may be required to file
with the United States Securities and Exchange Commission pursuant to the
Securities Act of 1933, as amended (together with the implementing regulations
thereto, the "Act"), the Securities Exchange Act of 1934, as amended
(together with the implementing regulations thereto, the "Exchange Act") or any
other state or federal agency (collectively, the "Reports") with respect to the
Reporting Person's ownership of, or transactions in, securities of any entity
whose securities are beneficially owned (directly or indirectly) by such
Reporting Person (collectively, the "Companies").
Each Reporting Person hereby further authorizes and designates Sarah Reed
(the "Authorized Signatory") to execute and file on behalf of such Reporting
Person the Reports and to perform any and all other acts, which in the opinion
of the Designated Filer or Authorized Signatory may be necessary or incidental
to the performance of the foregoing powers herein granted.
The authority of the Designated Filer and the Authorized Signatory under
this Document with respect to each Reporting Person shall continue until such
Reporting Person is no longer required to file any Reports with respect to the
Reporting Person's ownership of, or transactions in, the securities of the
Companies, unless earlier revoked in writing. Each Reporting Person acknowledges
that the Designated Filer and the Authorized Signatory are not assuming any of
the Reporting Person's responsibilities to comply with the Act or the Exchange
Act.
January 30, 2013 Charles River Partnership XIII, LP
By: Charles River XIII GP, LP
Its General Partner
By: Charles River XIII GP, LLC
Its General Partner
By: /s/ Izhar Armony
---------------------------------------------
Izhar Armony, Managing Member
January 30, 2013 Charles River Friends XIII-A, LP
By: Charles River XIII GP, LLC
Its General Partner
By: /s/ Izhar Armony
---------------------------------------------
Izhar Armony, Managing Member
January 30, 2013 Charles River XIII GP, LP
By: Charles River XIII GP, LLC
Its General Partner
By: /s/ Izhar Armony
---------------------------------------------
Izhar Armony, Managing Member
January 30, 2013 Charles River XIII GP, LLC
By: /s/ Izhar Armony
---------------------------------------------
Izhar Armony, Managing Member
January 30, 2013 /s/ Izhar Armony
---------------------------------------------
Izhar Armony
January 30, 2013 /s/ Jon Auerbach
---------------------------------------------
Jon Auerbach
January 30, 2013 /s/ Bruce I. Sachs
---------------------------------------------
Bruce I. Sachs
January 30, 2013 /s/ William P. Tai
---------------------------------------------
William P. Tai
January 30, 2013 /s/ George Zachary
---------------------------------------------
George Zachary