Compliance Associate

0001519611-17-000011.txt : 20171113 0001519611-17-000011.hdr.sgml : 20171110 20171113163920 ACCESSION NUMBER: 0001519611-17-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 STATE OF INCORPORATION: KY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 171196530 BUSINESS ADDRESS: STREET 1: 2110 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 2110 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519611 XXXXXXXX 09-30-2017 09-30-2017 ARGI Investment Services, LLC

2110 HIGH WICKHAM PLACE LOUISVILLE KY 40245

13F HOLDINGS REPORT 028-14480 N Justin Duncan Compliance Associate 5025730609 Justin Duncan Louisville KY 11-13-2017 0 256 1453069 false INFORMATION TABLE 2 ARGI_2017_Q3_13F_1.xml S&P 500 SPX Dec 15 17 2375.0 C ETF 78462F103 235 1500 SH Call SOLE 0 0 1500 SPDR TR SPY Dec 15 17 190.0 C ETF 78462F103 211 3400 SH Call SOLE 0 0 3400 SPDR TR SPY Dec 15 17 200.0 C ETF 78462F103 3979 76400 SH Call SOLE 0 0 76400 SPDR TR SPY Dec 15 17 219.0 C ETF 78462F103 211 6300 SH Call SOLE 0 0 6300 SPDR TR SPY Dec 21 18 225.0 C ETF 78462F103 419 12400 SH Call SOLE 0 0 12400 APPLE INC COM Com 037833100 3466 22850 SH SOLE 0 0 22850 ABBVIE INC COM Com 00287Y109 3067 34587 SH SOLE 0 0 34587 ABBOTT LABS COM Com 002824100 525 9839 SH SOLE 0 0 9839 ACCENTURE LTD ORD Com G1151C101 300 2219 SH SOLE 0 0 2219 ARCHER DANIELS MIDLAND CO COM Com 039483102 856 20137 SH SOLE 0 0 20137 AUTOMATIC DATA PROCESSING INC COM Com 053015103 307 2806 SH SOLE 0 0 2806 AMEREN CORP CM Com 023608102 1733 29985 SH SOLE 0 0 29985 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