Chief Compliance Officer

0001519611-16-000017.txt : 20161108 0001519611-16-000017.hdr.sgml : 20161108 20161108100527 ACCESSION NUMBER: 0001519611-16-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 EFFECTIVENESS DATE: 20161108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 STATE OF INCORPORATION: KY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 161980227 BUSINESS ADDRESS: STREET 1: 2110 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 2110 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519611 XXXXXXXX 09-30-2016 09-30-2016 ARGI Investment Services, LLC

2110 HIGH WICKHAM PLACE LOUISVILLE KY 40245

13F HOLDINGS REPORT 028-14480 N Jan Peebles Chief Compliance Officer 502-753-0609 Jan Peebles Louisville KY 11-08-2016 0 216 1100792 false INFORMATION TABLE 2 ARGI_2016_Q3_13F_1.xml SPDR TR SPY Dec 16 16 170.0 C Com 78462F103 326 7000 SH Call SOLE 0 0 7000 SPDR TR SPY Dec 16 16 190.0 C Com 78462F103 1445 53000 SH Call SOLE 0 0 53000 3M CO COM Com 88579Y101 513 2913 SH SOLE 0 0 2913 ABBOTT LABS COM Com 002824100 1524 36038 SH SOLE 0 0 36038 ABBVIE INC COM Com 00287Y109 2188 34695 SH SOLE 0 0 34695 ACCENTURE LTD ORD Com G1151C101 278 2274 SH SOLE 0 0 2274 ALLETE INC COM Com 018522300 864 14485 SH SOLE 0 0 14485 ALLIANT ENERGY CORP COM Com 018802108 785 20488 SH SOLE 0 0 20488 ALPHABET INC CLASS C Com 02079K107 431 554 SH SOLE 0 0 554 ALTRIA GROUP INC COM Com 02209S103 1154 18254 SH SOLE 0 0 18254 AMAZON.COM INC COM Com 023135106 209 250 SH SOLE 0 0 250 AMERICAN ELEC PWR INC COM Com 025537101 1919 29889 SH SOLE 0 0 29889 AMERICAN EXPRESS CO CM Com 025816109 212 3314 SH SOLE 0 0 3314 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