0001519611-11-000006.txt : 20110525 0001519611-11-000006.hdr.sgml : 20110525 20110525144948 ACCESSION NUMBER: 0001519611-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 EFFECTIVENESS DATE: 20110525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 11870627 BUSINESS ADDRESS: BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 1914 STANLEY GAULT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40202 13F-HR 1 ais123110.txt AIS 13F-HR 13F-HR 1 ais13f033111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Argi Investment Services, LLC Address: 1914 Stanley Gault Parkway Louisville, KY 40223 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jan Peebles Title: Director of Compliance Phone: 502-753-0609 Signature, Place, and Date of Signing: Jan Peebles Louisville, KY May 25, 2011 Report Type (Check only one.): [X]13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $120,335 List of Other Included Managers: NONE No. 13F File Number: 028-14480 FORM 13F INFORMATION TABLE
VALUE SHRS OR SH/ PUT/ INVEST OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE Apple Inc COM 037833100 489 1517 SH SOLE 0 0 1517 Chevron Corp COM 166764100 325 3560 SH SOLE 0 0 3560 Exxon Mobil COM 30231G102 221 3019.748 SH SOLE 0 0 3019.748 GE COM 369604103 3629 198422.957 SH SOLE 0 0 198422.957 iShares Barclys Tips BD 464287176 13495 125872.229 SH SOLE 0 0 125872.229 iShares MSCI Emerg Mkt 464287234 237 4969 SH SOLE 0 0 4969 iShares IBOXX Inv CPBD 464287242 9367 86543.552 SH SOLE 0 0 86543.552 iShares S&P 500 Growth 464287309 245 3734 SH SOLE 0 0 3734 iShares Barclys 1-3Yr 464287457 11339 135472.554 SH SOLE 0 0 135472.554 iShares MSCI EAFE Index 464287465 594 10200 SH SOLE 0 0 10200 iShares S&P Midcap 400 464287507 681 7504 SH SOLE 0 0 7504 iShares S&P MC 400 Grw 464287606 4081 40517.917 SH SOLE 0 0 40517.917 iShares S&P MC 400 VL 464287705 2403 30243.499 SH SOLE 0 0 30243.499 iShares DJ US Real Est 464287739 4803 85841.529 SH SOLE 0 0 85841.529 iShares S&P SCP 600 VL 464287879 5276 73397.662 SH SOLE 0 0 73397.662 iShares S&P SCP 600 Grw 464287887 4926 67860.931 SH SOLE 0 0 67860.931 iShares S&P Asia 50 Idx 464288430 5579 118846.711 SH SOLE 0 0 118846.711 iShares Hi-Yld Cap Bd 464288513 6556 72643.141 SH SOLE 0 0 72643.141 iShares Bclys 1-3Yr Bd 464288646 1541 14778 SH SOLE 0 0 14778 MKTVEC Short Muni Idx 57060U803 604 35253.311 SH SOLE 0 0 35253.311 MKTVEC Intermed. Muni 57060U845 218 10434.009 SH SOLE 0 0 10434.009 Philip Morris COM 718172109 218 3728 SH SOLE 0 0 3728 PowerShares DB Cmdty 73935S105 4080 148340 SH SOLE 0 0 148340 Rydex S&P 500 Eq. Trd 78355W106 17247 366174.873 SH SOLE 0 0 366174.873 SPDR Brclys High Yld 78464A417 300 7545 SH SOLE 0 0 7545 UPS CL B 911312106 204 2810 SH SOLE 0 0 2810 Vanguard Total BD Mkt 921937835 410 5106 SH SOLE 0 0 5106 Vanguard All Wrld Eq US 922042775 1350 28746 SH SOLE 0 0 28746 Vanguard MSCI Emrg Mkt 922042858 7975 165795.902 SH SOLE 0 0 165795.902 Vanguard MSCI Europe 922042874 6204 126450.58 SH SOLE 0 0 126450.58 Vanguard Intl MCAP Grw 922908538 393 6310 SH SOLE 0 0 6310 Vanguard REIT ETF Idx 922908553 847 15296 SH SOLE 0 0 15296 Vanguard MSCI SCAP Grw 922908595 349 4475 SH SOLE 0 0 4475 Vanguard SCAP Value 922908611 539 8064 SH SOLE 0 0 8064 Vanguard Grw ETF 922908736 239 3889.327 SH SOLE 0 0 3889.327 Vanguard Stock Mkt ETF 922908769 2635 40584 SH SOLE 0 0 40584 YUM! Brands Inc COM 988498101 736 15014 SH SOLE 0 0 15014