0001519611-14-000004.txt : 20140512
0001519611-14-000004.hdr.sgml : 20140512
20140512094816
ACCESSION NUMBER: 0001519611-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140512
DATE AS OF CHANGE: 20140512
EFFECTIVENESS DATE: 20140512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARGI Investment Services, LLC
CENTRAL INDEX KEY: 0001519611
IRS NUMBER: 271003080
STATE OF INCORPORATION: KY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14480
FILM NUMBER: 14831612
BUSINESS ADDRESS:
STREET 1: 1914 STANLEY GAULT PARKWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40223
BUSINESS PHONE: 502-753-0609
MAIL ADDRESS:
STREET 1: 1914 STANLEY GAULT PARKWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40223
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001519611
XXXXXXXX
03-31-2014
03-31-2014
ARGI Investment Services, LLC
1914 STANLEY GAULT PARKWAY
LOUISVILLE
KY
40223
13F HOLDINGS REPORT
028-14480
N
Jan Peebles
Chief Compliance Officer
502-753-0609
Jan Peebles
Louisville
KY
05-12-2014
0
173
629882
false
INFORMATION TABLE
2
1stquarter201413F.xml
APPLE INC COM
Com
037833100
2235
4164
SH
SOLE
0
0
1147
ISHARES MSCI ALL COUNTRYASIA EX JAPAN ETF
ETF
464288182
380
6425
SH
SOLE
0
0
6425
ABBVIE INC COM
Com
00287Y109
450
8759
SH
SOLE
0
0
6050
ABBOTT LABS COM
Com
002824100
1030
26741
SH
SOLE
0
0
8053
ALLIANCEBERNSTEIN INCOME FUND COM
Fund
01881E101
246
33487
SH
SOLE
0
0
33487
ACCENTURE LTD ORD
Com
G1151C101
210
2636
SH
SOLE
0
0
2635
ISHARES CORE TOTAL U.S. BOND ETF
ETF
464287226
1541
14281
SH
SOLE
0
0
101
ISHARES ASIA 50 ETF
ETF
464288430
444
9681
SH
SOLE
0
0
9680
ALPS ETF TRUST ALERIAN MLP
MLP
00162Q866
420
23773
SH
SOLE
0
0
23630
AMERICAN REALTY CAPITAL PROPTY COM
Com
02917T104
4701
335314
SH
SOLE
0
0
335314
BOEING CO COM
Com
097023105
266
2119
SH
SOLE
0
0
350
VANGUARD TOTAL BOND MARKET ETF
ETF
921937835
1716
21137
SH
SOLE
0
0
417
BP PLC SPONS ADR
Com
055622104
315
6551
SH
SOLE
0
0
6551
CATERPILLAR INC COM
Com
149123101
831
8361
SH
SOLE
0
0
1821
CHUBB CORP COM
Com
171232101
257
2875
SH
SOLE
0
0
2462
COMMUNITY BANK SHARES/INDIANA CM
Com
203599105
265
11751
SH
SOLE
0
0
11751
CF INDUSTRIES HOLDINGS INC COM
Com
125269100
815
3128
SH
SOLE
0
0
291
CINCINNATI FINANCIAL CORP COM
Com
172062101
555
11396
SH
SOLE
0
0
517
ISHARES INTERMEDIATE CREDIT BND ETF
ETF
464288638
46320
424723
SH
SOLE
0
0
10438
CMS ENERGY CORP COM
Com
125896100
256
8757
SH
SOLE
0
0
786
CARDNO LTD COM
Com
Q2097C105
249
38049
SH
SOLE
0
0
38049
CONOCOPHILLIPS CORP COM
Com
20825C104
491
6986
SH
SOLE
0
0
1188
COMPUTER SCIENCES CORP COM
Com
205363104
759
12473
SH
SOLE
0
0
1250
CISCO SYSTEMS INC COM
Com
17275R102
352
15706
SH
SOLE
0
0
15706
ISHARES 1-3 YEAR CREDIT BND ETF
ETF
464288646
6481
61448
SH
SOLE
0
0
1936
COOPER TIRE & RUBBER CO COM
Com
216831107
536
22063
SH
SOLE
0
0
2924
CVR ENERGY INC COM
Com
12662P108
711
16823
SH
SOLE
0
0
1746
CHEVRON CORP COM
Com
166764100
1685
14174
SH
SOLE
0
0
1687
POWERSHARES DB COMM IND FD ETF
ETF
73935S105
648
24790
SH
SOLE
0
0
14165
WISDOMTREE EMERG MKTS EQUITY INCOME FUND
ETF
97717W315
545
11113
SH
SOLE
0
0
11113
WALT DISNEY CO COM
Com
254687106
421
5255
SH
SOLE
0
0
2130
BARCLAYS BK PLC IPATH DOW JONES AIG COMMODITY
ETF
06738C778
222
5631
SH
SOLE
0
0
5620
WISDOMTREE DIVIDEND EX-FINANCIALS FUND
ETF
97717W406
1655
23552
SH
SOLE
0
0
23552
CONSOLIDATED EDISON CO N Y INC COM
Com
209115104
346
6454
SH
SOLE
0
0
589
ISHARES MSCI EMERGING MKTS ETF
ETF
464287234
1292
31507
SH
SOLE
0
0
13676
ISHARES MSCI EAFE ETF
ETF
464287465
1097
16328
SH
SOLE
0
0
1145
ISHARES MSCI EAFE GROWTH ETF
ETF
464288885
567
7991
SH
SOLE
0
0
7973
ENSCO PLC ORD CLASS A
Com
G3157S106
231
4376
SH
SOLE
0
0
440
ENTERGY CORP CM
Com
29364G103
362
5420
SH
SOLE
0
0
513
ISHARES MSCI CANADA ETF
ETF
464286509
234
7925
SH
SOLE
0
0
7525
ISHARES MSCI GERMANY ETF
ETF
464286806
16895
538904
SH
SOLE
0
0
10500
GUGGENHEIM RUSSELL MIDCAP EQ WEIGHT ETF
ETF
78355W577
37835
779468
SH
SOLE
0
0
15522
ISHARES MSCI UNITED KINGDOM ETF
ETF
464286699
16904
820990
SH
SOLE
0
0
15724
FORD MOTOR COM
Com
345370860
496
31806
SH
SOLE
0
0
30955
FACEBOOK INC COM
Com
30303M102
356
5907
SH
SOLE
0
0
5907
FREEPORT MCMORAN COPPER & GOLD COM
Com
35671D857
289
8749
SH
SOLE
0
0
709
AGL RESOURCES INC COM
Com
001204106
246
5031
SH
SOLE
0
0
459
GREENHAVEN CONT COMMODITY INDX COM
Com
395258106
17889
634812
SH
SOLE
0
0
13187
GENERAL ELECTRIC CO COM
Com
369604103
13299
513677
SH
SOLE
0
0
8273
SPDR GOLD TR GOLD SHS ETF
ETF
78463V107
254
2052
SH
SOLE
0
0
375
GOOGLE INC CL A
Com
38259P508
249
223
SH
SOLE
0
0
223
GARMIN LTD COM
Com
H2906T109
312
5638
SH
SOLE
0
0
415
HESS CORPORATION COM
Com
42809H107
737
8895
SH
SOLE
0
0
874
HOLLYFRONTIER CORP COM
Com
436106108
723
15198
SH
SOLE
0
0
1453
HOSPIRA INC COM
Com
441060100
234
5400
SH
SOLE
0
0
5000
HUMANA INC COM
Com
444859102
406
3603
SH
SOLE
0
0
1450
ISHARES IBOXX $ HI YIELD CORP BND ETF
ETF
464288513
1873
19843
SH
SOLE
0
0
2375
INTL BUSINESS MACHINES COM
Com
459200101
1183
6145
SH
SOLE
0
0
2191
INTERDIGITAL INC COM
Com
45867G101
592
17893
SH
SOLE
0
0
2312
ISHARES MSCI EMERGING MARKETS
ETF
46434G103
3931
80094
SH
SOLE
0
0
1468
ISHARES EUROPE ETF
ETF
464287861
228
4714
SH
SOLE
0
0
4714
ISHARES NORTH AMERI NATURL RESOUR ETF
ETF
464287374
226
5090
SH
SOLE
0
0
4790
ISHARES CORE S&P MID-CAP ETF
ETF
464287507
5219
37969
SH
SOLE
0
0
9582
ISHARES S&P MID-CAP 400 VALUE ETF
ETF
464287705
389
3234
SH
SOLE
0
0
3233
ISHARES S&P MID-CAP 400 GROWTH ETF
ETF
464287606
270
1764
SH
SOLE
0
0
1763
ISHARES CORE S&P SMALL-CAP ETF
ETF
464287804
1572
14275
SH
SOLE
0
0
11137
ISHARES S&P SMALL-CAP 600 VALUE ETF
ETF
464287879
25805
227454
SH
SOLE
0
0
4127
ISHARES S&P SMALL-CAP 600 GROWTH ETF
ETF
464287887
2453
20614
SH
SOLE
0
0
3367
INTEL CORP COM
Com
458140100
425
16451
SH
SOLE
0
0
1427
MARKET VECTORS INTERMEDIATE MUNI INDEX ETF
ETF
57060U845
357
15671
SH
SOLE
0
0
15670
ISHARES S&P 500 VALUE ETF
ETF
464287408
341
3925
SH
SOLE
0
0
3925
ISHARES CORE S&P 500 ETF
ETF
464287200
82344
437672
SH
SOLE
0
0
9113
ISHARES S&P 500 GROWTH ETF
ETF
464287309
295
2954
SH
SOLE
0
0
2453
ISHARES RUSSELL 1000 ETF
ETF
464287622
450
4290
SH
SOLE
0
0
4265
ISHARES RUSSELL 2000 ETF
ETF
464287655
757
6510
SH
SOLE
0
0
40
ISHARES US ENERGY ETF
ETF
464287796
333
6526
SH
SOLE
0
0
6526
ISHARES US REAL ESTATE ETF
ETF
464287739
484
7156
SH
SOLE
0
0
7018
JOHNSON & JOHNSON COM
Com
478160104
507
5157
SH
SOLE
0
0
742
SPDR BARCLAYS HIGH YIELD BOND ETF
ETF
78464A417
19633
475151
SH
SOLE
0
0
11939
JOY GLOBAL INC COM
Com
481165108
728
12554
SH
SOLE
0
0
1269
JP MORGAN CHASE & CO COM
Com
46625H100
629
10356
SH
SOLE
0
0
6131
KELLER MANUFACTURING CO COM
Com
48767A208
0
10000
SH
SOLE
0
0
10000
COCA COLA CO COM
Com
191216100
926
23952
SH
SOLE
0
0
5150
KRAFT FOODS GROUP INC COM
Com
50076Q106
587
10469
SH
SOLE
0
0
2094
LEAR CORPORATION PARTN COM
Com
521865204
722
8622
SH
SOLE
0
0
854
LEGGETT & PLATT INC COM
Com
524660107
248
7598
SH
SOLE
0
0
692
ELI LILLY & CO COM
Com
532457108
523
8879
SH
SOLE
0
0
477
LOCKHEED MARTIN COM
Com
539830109
270
1654
SH
SOLE
0
0
135
LORILLARD INC COM
Com
544147101
354
6540
SH
SOLE
0
0
620
LEUCADIA NATL CORP COM
Com
527288104
646
23059
SH
SOLE
0
0
2469
MCDONALDS CORP COM
Com
580135101
593
6048
SH
SOLE
0
0
1840
MONDELEZ INTL INC COM
Com
609207105
293
8488
SH
SOLE
0
0
5512
3M CO COM
Com
88579Y101
238
1758
SH
SOLE
0
0
1757
ALTRIA GROUP INC COM
Com
02209S103
1073
28666
SH
SOLE
0
0
4386
THE MOSAIC CO COM
Com
61945C103
713
14263
SH
SOLE
0
0
1511
MARATHON PETE CORP COM
Com
56585A102
638
7325
SH
SOLE
0
0
799
MERCK & CO INC. COM
Com
58933Y105
490
8633
SH
SOLE
0
0
7010
MICROSOFT CORP COM
Com
594918104
555
13549
SH
SOLE
0
0
13548
ISHARES NATIONAL AMT-FREE MUNI BND ETF
ETF
464288414
219
2042
SH
SOLE
0
0
2042
NEXTERA ENERGY INC COM
Com
65339F101
230
2405
SH
SOLE
0
0
2099
NEWMONT MINING CORP COM
Com
651639106
532
22699
SH
SOLE
0
0
2945
NORTHERN TIER ENERGY LP COM UNIT
Com
665826103
809
31436
SH
SOLE
0
0
2758
NORTHEAST UTILS SERVICE CO COM
Com
664397106
248
5459
SH
SOLE
0
0
503
NEXSTAR BROADCASTING GROUP INC COM
Com
65336K103
526
14015
SH
SOLE
0
0
1398
ORACLE CORP COM
Com
68389X105
371
9062
SH
SOLE
0
0
3935
OCCIDENTAL PETROLEUM CORP COM
Com
674599105
320
3361
SH
SOLE
0
0
3149
POWERSHARES EMERGING MARKETS SOV DEB PORT
ETF
73936T573
17249
616023
SH
SOLE
0
0
19121
PUBLIC SVC ENTERPRISE GROUP COM
Com
744573106
406
10636
SH
SOLE
0
0
932
PEPSICO INC COM
Com
713448108
550
6590
SH
SOLE
0
0
683
PFIZER INC COM
Com
717081103
1515
47166
SH
SOLE
0
0
3971
ISHARES US PREFERRED STOCK ETF
ETF
464288687
524
13426
SH
SOLE
0
0
13426
PROCTER GAMBLE CO COM
Com
742718109
5532
68640
SH
SOLE
0
0
9067
POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF
ETF
73936T565
195
13675
SH
SOLE
0
0
13675
POLARIS INDUSTRIES INC COM
Com
731068102
240
1714
SH
SOLE
0
0
1714
PHILIP MORRIS INTL COM
Com
718172109
1282
15657
SH
SOLE
0
0
6073
PENNYMAC MTG INVEST TRUST COM
Com
70931T103
692
28956
SH
SOLE
0
0
3067
PINNACLE WEST CAP CORP COM
Com
723484101
362
6621
SH
SOLE
0
0
598
PPG INDUSTRIES INC COM
Com
693506107
798
4127
SH
SOLE
0
0
839
PPL CORPORATION COM
Com
69351T106
474
14291
SH
SOLE
0
0
1032
POWERSHARES FTSE RAFI US 1500 SMALL-MID
ETF
73935X567
750
7555
SH
SOLE
0
0
95
POWERSHARES FTSE RAFI DEV MKT
ETF
73936T789
363
8268
SH
SOLE
0
0
355
POWERSHARES INSURED NATL MUNI BOND PORT
ETF
73936T474
243
10066
SH
SOLE
0
0
10066
QUALCOMM INC COM
Com
747525103
391
4958
SH
SOLE
0
0
3915
POWERSHARES QQQ
ETF
73935A104
265
3018
SH
SOLE
0
0
514
EVEREST REINSURANCE HLDGS INC COM
Com
G3223R108
690
4508
SH
SOLE
0
0
463
TRANSOCEAN LTD ORD
Com
H8817H100
210
5091
SH
SOLE
0
0
546
AZONTO PETE LTD ORD ISIN AU000000APY1
Com
Q1239T109
0
366885
SH
SOLE
0
0
366885
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF
ETF
78355W106
2580
35343
SH
SOLE
0
0
90
SPDR GLOBAL REAL ESTATE ETF
ETF
78463X749
33451
765828
SH
SOLE
0
0
17261
SCANA CORP COM
Com
80589M102
381
7427
SH
SOLE
0
0
667
SCH US REIT ETF
ETF
808524847
460
13880
SH
SOLE
0
0
13880
STAR GAS PARTNERS L.P.-SBI COM
Com
85512C105
103
17643
SH
SOLE
0
0
1917
ISHARES 1-3 YR TREASURY BND ETF
ETF
464287457
622
7365
SH
SOLE
0
0
7364
MARKET VECTORS SHORT MUNI INDEX
ETF
57060U803
825
46890
SH
SOLE
0
0
46889
SPDR TR S&P 500 ETF TR
ETF
78462F103
556
2975
SH
SOLE
0
0
1285
PROSHARES ULTRA S&P 500
ETF
74347R107
236
2240
SH
SOLE
0
0
2240
ISHARES 0-5 YR TIPS BOND ETF
ETF
46429B747
53289
526880
SH
SOLE
0
0
13308
SOLAR WIND ENERGY TOWER INC COM
Com
83416V105
1
250000
SH
SOLE
0
0
250000
SYSCO CORP COM
Com
871829107
352
9756
SH
SOLE
0
0
894
AT&T INC COM
Com
00206R102
555
15826
SH
SOLE
0
0
15826
THERMO FISHER SCIENTIFIC COM
Com
883556102
253
2101
SH
SOLE
0
0
1892
THE TRAVELERS COMPANIES INC COM
Com
89417E109
208
2446
SH
SOLE
0
0
2175
TESORO CORPORATION COM
Com
881609101
726
14343
SH
SOLE
0
0
1251
UNITED PARCEL SERVICE CL B
Com
911312106
1061
10900
SH
SOLE
0
0
10399
US BANCORP COM (NEW)
Com
902973304
460
10733
SH
SOLE
0
0
5245
UNITED STATES COMMODITY INDEX SUMMERHAVEN DYNAMIC COMM INDEX
ETF
911717106
325
5541
SH
SOLE
0
0
5541
UNITED TECH CORP COM
Com
913017109
240
2055
SH
SOLE
0
0
483
UNIVERSAL CORP COM
Com
913456109
795
14227
SH
SOLE
0
0
1511
PROSHARES ULTRA RUSELL 2000
ETF
74347R842
222
2571
SH
SOLE
0
0
2571
VISA INC CLASS A
Com
92826C839
248
1150
SH
SOLE
0
0
900
VANGUARD CRSP US SM CAP GROWTH IND ETF
ETF
922908595
22351
179919
SH
SOLE
0
0
3706
VANGUARD CRSP US SMALL CAP VALUE IND ET
ETF
922908611
4160
41340
SH
SOLE
0
0
783
VANGUARD SCOTTSDALE FDS SHORT TERM CORP
ETF
92206C409
800
10000
SH
SOLE
0
0
10000
VANGUARD CONSUMER STPLES VI INDEX
ETF
92204A207
2403
21686
SH
SOLE
0
0
238
VANGUARD INTL EQUITY INDEX
ETF
922042775
11592
230420
SH
SOLE
0
0
870
VANGUARD FTSE EUROPE ETF
ETF
922042874
275
4664
SH
SOLE
0
0
4664
VANGUARD REIT ETF INDEX
ETF
922908553
4051
57370
SH
SOLE
0
0
2752
VANGUARD CRSP US MID CAP GROWTH IND ETF
ETF
922908538
233
2511
SH
SOLE
0
0
2510
VANGUARD FTSE PACIFIC ETF
ETF
922042866
30957
523978
SH
SOLE
0
0
10157
VANGUARD UTILITIES INDEX
ETF
92204A876
2123
23453
SH
SOLE
0
0
308
VANGUARD TOTAL STOCK MARKET ETF
ETF
922908769
21307
218601
SH
SOLE
0
0
595
VANGUARD CRSP US LARGE CAP GROW IND ETF
ETF
922908736
234
2508
SH
SOLE
0
0
2507
VANGUARD EMERGING MARKETS ETF
ETF
922042858
39041
962078
SH
SOLE
0
0
21936
VERIZON COMMUNICATIONS COM
Com
92343V104
290
6099
SH
SOLE
0
0
1848
WALGREEN CO COM
Com
931422109
214
3246
SH
SOLE
0
0
3246
WISCONSIN ENERGY CORP COM
Com
976657106
287
6169
SH
SOLE
0
0
499
WESTERN ASSET CLAYMORE
Com
95766R104
224
19272
SH
SOLE
0
0
19272
WAL-MART STORES COM
Com
931142103
271
3540
SH
SOLE
0
0
3540
WESTERN REFINING INC COM
Com
959319104
793
20543
SH
SOLE
0
0
1750
XCEL ENERGY INC COM
Com
98389B100
374
12324
SH
SOLE
0
0
1104
SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT INDEX
ETF
81369Y803
203
5582
SH
SOLE
0
0
4145
EXXON MOBIL CORPORATION COM
Com
30231G102
2176
22274
SH
SOLE
0
0
5296
YUM! BRANDS INC COM
Com
988498101
2434
32290
SH
SOLE
0
0
32290