SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
JONES STEVEN C

(Last) (First) (Middle)
12701 COMMONWEALTH DRIVE
SUITE 9

(Street)
FORT MYERS FL US 33913

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NGNM.OB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive VP of Finance
3. Date of Earliest Transaction (Month/Day/Year)
12/18/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/18/2012 S 632,114 D $2.75 7,376,009 I By Aspen Select Healthcare, LP(1)
Common Stock 12/19/2012 S 8,225 D $2.75 7,367,784 I By Aspen Select Healthcare, LP(1)
Common Stock 12/20/2012 S 1,100 D $2.75 7,366,684 I By Aspen Select Healthcare, LP(1)
Common Stock 12/20/2012 J(4) 3,653,715 D $2.75 3,712,969 I By Aspen Select Healthcare, LP(1)
Common Stock 12/20/2012 G 22,640 D $2.75 346,615 D
Common Stock 50,476 I By Jones Network, LP
Common Stock 34,857 I Shares owned in IRA and custodian accounts for the immediate family of Steven Jones
Common Stock 190,000 I By Self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust
Common Stock 129,412 I By Aspen Opportunity Fund(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (Right to Buy) $1.5 05/03/2010(3) 05/03/2017 Common Stock 0 450,000 D
Warrants (Right to Buy) $0.75 02/09/2009 02/09/2014 Common Stock 0 83,333 I By Gulf Pointe Capital LLC
1. Name and Address of Reporting Person*
JONES STEVEN C

(Last) (First) (Middle)
12701 COMMONWEALTH DRIVE
SUITE 9

(Street)
FORT MYERS FL US 33913

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive VP of Finance
1. Name and Address of Reporting Person*
ASPEN SELECT HEALTHCARE LP

(Last) (First) (Middle)
1740 PERSIMMON DRIVE

(Street)
NAPLES FL US 33913

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive VP of Finance
Explanation of Responses:
1. Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
2. An investment partnership entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
3. Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.
4. This was a distribution of shares to certain limited partners of Aspen Select Healthcare, LP in conjunction with the final distribution of their limited partnership interests.
Remarks:
This was a distribution of shares to certain limited partners of Aspen Select Healthcare, LP in conjunction with the final distribution of their limited partnership interests.
/s/ Steven C. Jones 12/20/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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