0001519418-13-000002.txt : 20130124 0001519418-13-000002.hdr.sgml : 20130124 20130124101805 ACCESSION NUMBER: 0001519418-13-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130124 DATE AS OF CHANGE: 20130124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Howard Hughes Corp CENTRAL INDEX KEY: 0001498828 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 364673192 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85761 FILM NUMBER: 13544327 BUSINESS ADDRESS: STREET 1: ONE GALLERIA TOWER STREET 2: 13355 NOEL ROAD, SUITE 950 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 214-741-7744 MAIL ADDRESS: STREET 1: ONE GALLERIA TOWER STREET 2: 13355 NOEL ROAD, SUITE 950 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: Spinco, Inc. DATE OF NAME CHANGE: 20100811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteenghhcth.txt HORIZONTHIRTEENGHHCTH UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G disclaim beneficial ownership.* Under the Securities Exchange Act of 1934 Issuer-The Howard Hughes Corporation Securities Class-common CUSIP Number-44267D107 Event Requiring Filing -December 31,2012 Filed pursuant to Rule 13d-1(b) CUSIP Number 44267D107 Reporter- Horizon Kinetics LLC Tax ID#45-0642972 Place of Organization-Delaware Number of Shares-sole voting power-5,504,129 Sole dispositive power-5,504,129 Amount beneficially owned-5,504,129 Percent of Class represented by above-14.49% Type of Reporting Person-HC Name of Issuer-The Howard Hughes Corporation Address of Issuer-13355 Noel Road, Suite 950, Dallas, Texas 75240 Name of Person Filing-Horizon Kinetics LLC Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-5,504,129 Percent of class-14.49% sole voting power-5,504,129 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-5,504,129 shared power to dispose/direct the disposition-0 Reporter-Horizon Asset Management, LLC Tax ID #13-3776334 Place of Organization-Delaware Number of Shares-sole voting power-2,308,653 sole dispositive power-2,308,653 amount beneficially owned-2,308,653 percent of class represented by above-6% type of reporting person-IA Name of Issuer-The Howard Hughes Corporation Address of Issuer-13355 Noel Road, Suite 950, Dallas, Texas 75240 Name of Person Filing-Horizon Asset Management, LLC Address-470 Park Avenue South, 4th Floor South, NY, NY 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1))ii) (E) Amount beneficially owned-2,308,653 percent of class 6% sole voting power-2,308,653 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-2,308,653 shared power to dispose/direct the dispostion-0 Reporter-Kinetics Asset Management, LLC Tax ID #13-3878346 Place of Organization-Delaware Number of Shares-sole voting power-3,080,759 sole dispositive power-3,080,759 amount beneficially owned-3,080,759 percent of class represented by above-8.1% type of reporting person-IA Name of Issuer-The Howard Hughes Corporation Address of Issuer-13355 Noel Road, Suite 950, Dallas, Texas 75240 Name of Person filing-Kinetics Asset Management, LLC Address-470 Park Avenue South, 4th Floor South, NY, NY 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1))ii) (E) Amount beneficially owned-3,080,759 percent of class-8% sole voting power-3,080,759 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-3,080,759 shared power to dispose/direct the disposition-0 *HorizonKinetics is the parent holding company for, inter alia, Horizon Asset Management, LLC (HAM) and Kinetics Asset Management, LLC. (KAM) HAM and KAM are investment advisers registered under the Investment Advisers Act of 1940 and, as such, furnish investment advice to and manage various funds and separately managed accounts. In their roles as investment adviser or manager, HAM and KAM possess voting and/or investment power over the securities of the Issuer described in this schedule that are owned by the funds and accounts. All securities reported in this schedule are owned by the funds and accounts, and there is no single benficial owner of more than 5% of the class. HAM and KAM, and HorizonKinetics each disclaim beneficial ownership of all such securities. Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-January 124, 2013 Signature-Andrew M. Fishman Title-Associate General Counsel EXHIBIT A This joint filing agreement dated January 17, 2012 is by and among Horizon Kinetics LLC, KInetics Asset Management, LLC and Horizon Asset Management, LLC ("the Filing Persons"). Each of the filing persons may be required to file with the United States Securities and Exchange Commission a statement on Schedule G with respect to the common stock of HHC beneficially owned by them from time to time. Pursuant to and in accordance with Rule 13(d)(1) (k) promulgated under the Securities Exchange Act of 1934, as amended, the Filing Persons hereby agree to file a single statement on Schedule G and any amendments thereto on behalf of each such parties, and hereby further agree to file this Joint Filing Agreement as an exhibit to such statement, as required by such rule. This joint filing agreement may be terminated by any of filers upon one week's written notice or such lesser period of notice as the Filing Persons many mutually agree. Horizon Kinetics LLC, Kinetics Asset Management, LLC and Horizon Asset Management,LLC by Andrew M. Fishman, Associate General Counsel of each. January 24, 2013