0001519418-11-000008.txt : 20110614
0001519418-11-000008.hdr.sgml : 20110614
20110614144104
ACCESSION NUMBER: 0001519418-11-000008
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20110614
DATE AS OF CHANGE: 20110614
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CBOE Holdings, Inc.
CENTRAL INDEX KEY: 0001374310
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 205446972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-85558
FILM NUMBER: 11910395
BUSINESS ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
BUSINESS PHONE: 312 786 7200
MAIL ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
SC 13G/A
1
horizonthirteengcboea.txt
HORIZONTHIRTEENGCBOEA
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment to correct an incorrect filing
made on June 10, 2011.
Under the Securities Exchange Act of 1934
Issuer-CBOE Holdings, Inc.
Securities Class-common
CUSIP Number-12503M108
Event Requiring Filing -May 31, 2011
Filed pursuant to Rule 13d-1(b)
CUSIP Number 12503M108
Reporter- Horizon Kinetics LLC
Tax ID#45-0642972
Place of Organization-Delaware
Number of Shares-sole voting power-6,137,018
Sole dispositive power-6,137,018
Amount beneficially owned-6,137,018
Percent of Class represented by above-11.850%
Type of Reporting Person-HC
Name of Issuer-CBOE Holdings, Inc.
Address of Issuer-400 South LaSalle Street, Chicago, Illinois 60605
Name of Person Filing-Horizon Kinetics LLC
Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment
adviser under Section 240.13d-1(b)(1)(ii)(E).
Amount beneficially owned-6,137,018
Percent of class-11.850%
sole voting power-6,137,018
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-6,137,018
shared power to dispose/direct the disposition-0
Reporter-Kinetics Asset Management, LLC
Tax ID #13-3878346
Place of Organization-Delaware
Number of Shares-sole voting power-5,010,307
sole dispositive power-5,010,307
amount beneficially owned-5,010,307
percent of class represented by above-9.675%
type of reporting person-IA
Name of Issuer-CBOE Holdings, Inc.
Address of Issuer-400 South LaSalle Street, Chicago, Illinois 60605
Name of Person Filing-Kinetics Asset Management, LLC
Address-470 Park Avenue South, 4th Floor South, NY, NY 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment adviser under Section
240.13d-1(b)(1))ii) (E)
Amount beneficially owned-5,010,307
percent of class 9.675%
sole voting power-5,010,307
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-5,010,307
shared power to dispose/direct the dispostion-0
Certification pursuant to Section 240.13d-1(b):
By signing below I certify that, to the
best of my knowledge and belief, the securities
referred to above
were not acquired and
are not held for the purpose of or with the effect of
changing or influencing the control of
the issuer of the securities and were not acquired
and are not held in connection with or
as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the
information set forth in this statement is
true, complete and correct.
Date-June 14, 2011
Signature-Andrew M. Fishman
Title-Associate General Counsel
EXHIBIT A
This joint filing agreement dated June 14, 2011 is by and
among Horizon Kinetics LLC and Kinetics Asset Management, LLC
("the Filing Persons").
Each of the filing persons may be required to file with the
United States Securities and Exchange Commission a statement on
Schedule G with respect to the common stock of Texas Pacific Land
Trust beneficially owned by them from time to time.
Pursuant to and in accordance with Rule 13(d)(1) (k) promulgated
under the Securities Exchange Act of 1934, as amended, the Filing
Persons hereby agree to file a single statement on Schedule G
and any amendments thereto on behalf of each such parties, and hereby
further agree to file this Joint Filing Agreement as an exhibit to
such statement, as required by such rule.
This joint filing agreement may be terminated by any of filers upon
one week's written notice or such lesser period of notice as the
Filing Persons many mutually agree.
Horizon Kinetics LLC and Kinetics Asset Management,LLC
by Andrew M. Fishman, Associate General Counsel of each.
June 14, 2011