0001519418-15-000001.txt : 20150218
0001519418-15-000001.hdr.sgml : 20150216
20150217124709
ACCESSION NUMBER: 0001519418-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
EFFECTIVENESS DATE: 20150217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14519
FILM NUMBER: 15620158
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
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12-31-2014
12-31-2014
Horizon Kinetics LLC
470 PARK AVENUE SOUTH
4TH FLOOR SOUTH
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14519
N
Jay Kesslen
General Counsel
914-703-6904
Jay Kesslen
New York
NY
02-17-2015
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1
83642
0
0
COSTAR GROUP INC
COM
22160N109
367
2000
SH
DFND
2
2000
0
0
COVANTA HLDG CORP
COM
22282E102
861
39130
SH
DFND
1
39130
0
0
CREDIT ACCEP CORP MICH
COM
225310101
843
6183
SH
DFND
1
6183
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
630
62404
SH
DFND
1
62404
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
9686
959917
SH
DFND
2
959917
0
0
CSX CORP
COM
126408103
240
6613
SH
DFND
1
6613
0
0
CSX CORP
COM
126408103
24666
680820
SH
DFND
2
680820
0
0
CTRIP COM INTL LTD
ADR
22943F100
264
5800
SH
DFND
2
5800
0
0
CUBIC CORP
COM
229669106
556
10569
SH
DFND
1
10569
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
1912
19000
SH
DFND
2
19000
0
0
CVR ENERGY INC
COM
12662P108
828
21396
SH
DFND
1
21396
0
0
CVR ENERGY INC
COM
12662P108
3418
88300
SH
DFND
2
88300
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
180
10742
SH
DFND
1
10742
0
0
D R HORTON INC
COM
23331A109
862
34079
SH
DFND
1
34079
0
0
DANAHER CORP
COM
235851102
2865
33432
SH
DFND
1
33432
0
0
DANAHER CORP
COM
235851102
634
7400
SH
DFND
7400
0
0
DELUXE CORP
COM
248019101
1049
16850
SH
DFND
1
16850
0
0
DEUTSCHE MUN INCOME
COM
25160C106
239
17880
SH
DFND
1
17880
0
0
DICKS SPORTING GOODSINC
COM
253393102
857
17253
SH
DFND
1
17253
0
0
DILLARDS INC
CL A
254067101
912
7288
SH
DFND
1
7288
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
12829
372401
SH
DFND
1
372401
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
29438
854523
SH
DFND
854523
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
8317
246641
SH
DFND
1
246641
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
19228
570223
SH
DFND
570223
0
0
DISH NETWORK CORP
CL A
25470M109
104498
1433637
SH
DFND
1
1433637
0
0
DISH NETWORK CORP
CL A
25470M109
97213
1333695
SH
DFND
2
1333695
0
0
DISH NETWORK CORP
CL A
25470M109
7506
102980
SH
DFND
3
102980
0
0
DISNEY WALT CO DISNEY
COM
254687106
3385
35939
SH
DFND
35939
0
0
DOMINION DIAMOND CORP
COM
257287102
1222
68053
SH
DFND
1
68053
0
0
DORMAN PRODUCTS INC
COM
258278100
1608
33312
SH
DFND
1
33312
0
0
DORMAN PRODUCTS INC
COM
258278100
1004
20800
SH
DFND
2
20800
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
13004
653465
SH
DFND
1
653465
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
736
37000
SH
DFND
2
37000
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
199
10000
SH
DFND
3
10000
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
11905
484730
SH
DFND
1
484730
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
1272
51800
SH
DFND
2
51800
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
233
9500
SH
DFND
3
9500
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
1476
20592
SH
DFND
1
20592
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
140509
6292389
SH
DFND
1
6292389
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
97408
4362209
SH
DFND
2
4362209
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
5335
238900
SH
DFND
3
238900
0
0
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
88
11074
SH
DFND
1
11074
0
0
DSW INC
CL A
23334L102
915
24540
SH
DFND
1
24540
0
0
EAGLE BANCORP INC MD
COM
268948106
1178
33160
SH
DFND
1
33160
0
0
EATON VANCE CA MUN BD FD
COM
27828A100
140
11729
SH
DFND
11729
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1178
84821
SH
DFND
1
84821
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
4846
343184
SH
DFND
343184
0
0
EATON VANCE MUN BD FD
COM
27827X101
165
12840
SH
DFND
1
12840
0
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
534
39772
SH
DFND
1
39772
0
0
EATON VANCE NY MUN BD FD
COM
27827Y109
368
29294
SH
DFND
1
29294
0
0
EATON VANCE NY MUNI INCOME T
SH BEN INT
27826W104
296
21370
SH
DFND
1
21370
0
0
EATON VANCE SH TM DR DIVR INC
COM
27828V104
254
17970
SH
DFND
1
17970
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
2119
154816
SH
DFND
154816
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
1735
278025
SH
DFND
278025
0
0
EBAY INC
COM
278642103
5680
101217
SH
DFND
1
101217
0
0
EBAY INC
COM
278642103
4108
73200
SH
DFND
2
73200
0
0
ECHOSTAR CORP
CL A
278768106
17905
341055
SH
DFND
1
341055
0
0
ECHOSTAR CORP
CL A
278768106
55250
1052372
SH
DFND
2
1052372
0
0
ECHOSTAR CORP
CL A
278768106
4486
85456
SH
DFND
3
85456
0
0
EMERSON ELEC CO
COM
291011104
1274
20641
SH
DFND
1
20641
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1240
34339
SH
DFND
1
34339
0
0
EOG RES INC
COM
26875P101
233
2534
SH
DFND
1
2534
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
21568
418397
SH
DFND
1
418397
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
14339
278154
SH
DFND
2
278154
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
819
11401
SH
DFND
1
11401
0
0
ERIE INDTY CO
CL A
29530P102
862
9494
SH
DFND
1
9494
0
0
EXPEDIA INC DEL
COM NEW
30212P303
3767
44135
SH
DFND
44135
0
0
EXTERRAN HLDGS INC
COM
30225X103
881
27039
SH
DFND
1
27039
0
0
EXXON MOBIL CORP
COM
30231G102
4834
52284
SH
DFND
1
52284
0
0
FACEBOOK INC
CL A
30303M102
865
11090
SH
DFND
1
11090
0
0
FAMILY DLR STORES INC
COM
307000109
882
11132
SH
DFND
1
11132
0
0
FEDERAL MOGUL HLDGS CORP
COM
313549404
1108
68877
SH
DFND
1
68877
0
0
FEDERAL MOGUL HLDGS CORP
COM
313549404
8113
504200
SH
DFND
2
504200
0
0
FEDERATED INVS INC PA
CL B
314211103
2483
75403
SH
DFND
75403
0
0
FEDEX CORP
COM
31428X106
864
4976
SH
DFND
1
4976
0
0
FIDELITY NATIONAL FINANCIAL FNF GROUP
COM
31620R303
1644
47726
SH
DFND
1
47726
0
0
FIDELITY NATIONAL FINANCIAL FNFV GROUP
COM
31620R402
158
10030
SH
DFND
1
10030
0
0
FIDELITY NATL INFORMATION SVC
COM
31620M106
396
6361
SH
DFND
1
6361
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
843
3335
SH
DFND
1
3335
0
0
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
590
48978
SH
DFND
1
48978
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
680
52300
SH
DFND
1
52300
0
0
FIRST TRUST STRATEGIC HIGH INCOME FD II
COM SHS NEW
337353304
306
21102
SH
DFND
21102
0
0
FLOWERS FOODS INC
COM
343498101
1077
56101
SH
DFND
1
56101
0
0
FOREST CITY ENT 4.250% 08/15/18
NOTE
345550AP2
509
446000
PRN
DFND
2
446000
0
0
FOREST CITY ENTERPRISES INC
CL A
345550107
4154
195034
SH
DFND
1
195034
0
0
FOREST CITY ENTERPRISES INC
CL A
345550107
38241
1795368
SH
DFND
1795368
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
1930
42622
SH
DFND
1
42622
0
0
FOSSIL GROUP INC
COM
34988V106
866
7822
SH
DFND
1
7822
0
0
FRANCO NEVADA CORP
COM
351858105
6184
125717
SH
DFND
1
125717
0
0
FRANCO NEVADA CORP
COM
351858105
25229
512893
SH
DFND
512893
0
0
FRANKLIN RESOURCES INC
COM
354613101
848
15307
SH
DFND
1
15307
0
0
FREEPORT MCMORAN INC
CL B
35671D857
867
37100
SH
DFND
1
37100
0
0
GAMCO INVESTORS INC
COM
361438104
3137
35272
SH
DFND
1
35272
0
0
GAMCO INVESTORS INC
COM
361438104
2295
25800
SH
DFND
2
25800
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
875
29815
SH
DFND
1
29815
0
0
GAP INC
COM
364760108
870
20671
SH
DFND
1
20671
0
0
GARMIN LTD
SHS
H2906T109
845
15989
SH
DFND
1
15989
0
0
GENERAL ELECTRIC CO
COM
369604103
1792
70899
SH
DFND
1
70899
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
15267
542744
SH
DFND
542744
0
0
GENERAL MTRS CO
COM
37045V100
445
12750
SH
DFND
1
12750
0
0
GENUINE PARTS CO
COM
372460105
506
4745
SH
DFND
1
4745
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1014
23723
SH
DFND
23723
0
0
GOOGLE INC
CL A
38259P508
12268
23119
SH
DFND
1
23119
0
0
GOOGLE INC
CL A
38259P508
7473
14083
SH
DFND
2
14083
0
0
GOOGLE INC
CL C
38259P706
13401
25457
SH
DFND
1
25457
0
0
GOOGLE INC
CL C
38259P706
8845
16802
SH
DFND
2
16802
0
0
GORMAN RUPP CO
COM
383082104
257
7997
SH
DFND
1
7997
0
0
GRAHAM HLDGS CO
COM
384637104
1766
2045
SH
DFND
1
2045
0
0
GRAINGER W W INC
#N/A!
384802104
839
3292
SH
DFND
1
3292
0
0
GREEN BRICK PARTNERS INC
COM
392709101
3625
442058
SH
DFND
1
442058
0
0
GREEN BRICK PARTNERS INC
COM
392709101
3624
441921
SH
DFND
2
441921
0
0
GREEN BRICK PARTNERS INC
COM
392709101
336
41007
SH
DFND
3
41007
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
4828
147867
SH
DFND
1
147867
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
2068
63342
SH
DFND
2
63342
0
0
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF
COM
78355W106
427
5338
SH
DFND
1
5338
0
0
HALCON RES CORP
COM NEW
40537Q209
770
432336
SH
DFND
1
432336
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
879
91079
SH
DFND
1
91079
0
0
HARBINGER GROUP INC
COM
41146A106
977
68978
SH
DFND
68978
0
0
HARRIS CORP DEL
COM
413875105
1449
20173
SH
DFND
1
20173
0
0
HEARTLAND EXPRESS INC
COM
422347104
852
31545
SH
DFND
1
31545
0
0
HEICO CORP NEW
CL A
422806208
3541
74773
SH
DFND
1
74773
0
0
HEICO CORP NEW
CL A
422806208
5721
120800
SH
DFND
2
120800
0
0
HEICO CORP NEW
CL A
422806208
362
7650
SH
DFND
3
7650
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
937
37577
SH
DFND
1
37577
0
0
HESS CORP
COM
42809H107
851
11532
SH
DFND
1
11532
0
0
HILLTOP HOLDINGS INC
COM
432748101
844
42321
SH
DFND
1
42321
0
0
HOLOGIC INC
COM
436440101
839
31389
SH
DFND
1
31389
0
0
HONEYWELL INTL INC
COM
438516106
1161
11620
SH
DFND
1
11620
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
844
35497
SH
DFND
1
35497
0
0
HOWARD HUGHES CORP
COM
44267D107
354231
2716081
SH
DFND
1
2716081
0
0
HOWARD HUGHES CORP
COM
44267D107
292896
2245794
SH
DFND
2
2245794
0
0
HOWARD HUGHES CORP
COM
44267D107
24035
184289
SH
DFND
3
184289
0
0
HSN INC
COM
404303109
3158
41548
SH
DFND
1
41548
0
0
HUNTSMAN CORP
COM
447011107
845
37113
SH
DFND
1
37113
0
0
HYATT HOTELS CORP
COM CL A
448579102
856
14219
SH
DFND
1
14219
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
26158
430301
SH
DFND
1
430301
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
35046
576514
SH
DFND
2
576514
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
444
7300
SH
DFND
3
7300
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
159405
1723859
SH
DFND
1
1723859
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
204057
2206741
SH
DFND
2
2206741
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
25850
279546
SH
DFND
3
279546
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
830
8769
SH
DFND
1
8769
0
0
IMPERIAL HLDGS INC
COM
452834104
4267
654497
SH
DFND
1
654497
0
0
IMPERIAL HLDGS INC
COM
452834104
4331
664200
SH
DFND
2
664200
0
0
IMPERIAL HLDGS INC
COM
452834104
340
52200
SH
DFND
3
52200
0
0
IMPERIAL OIL LTD
COM
453038408
349
8121
SH
DFND
8121
0
0
INTER PARFUMS INC
COM
458334109
4879
177759
SH
DFND
1
177759
0
0
INTER PARFUMS INC
COM
458334109
4274
155700
SH
DFND
155700
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
2590
11812
SH
DFND
1
11812
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1343
6126
SH
DFND
2
6126
0
0
INTERDIGITAL INC CONV 2.500% 03/15/16
NOTE
458660AB3
4448
4000000
PRN
DFND
1
4000000
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
868
27419
SH
DFND
1
27419
0
0
INTERNET INITIATIVE JAPAN IN
SPONSORED ADR
46059T109
596
59555
SH
DFND
59555
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
471
4650
SH
DFND
1
4650
0
0
INTUIT INC
COM
461202103
832
9030
SH
DFND
1
9030
0
0
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
COM
46132X101
341
48783
SH
DFND
1
48783
0
0
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
COM
46132X101
126
18000
SH
DFND
3
18000
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
269
21503
SH
DFND
1
21503
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
3150
265862
SH
DFND
1
265862
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
174
13563
SH
DFND
1
13563
0
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
910
66571
SH
DFND
66571
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
263
3120
SH
DFND
1
3120
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
3608
34300
SH
DFND
34300
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
257
6184
SH
DFND
1
6184
0
0
ISHARES TR
MSCI EAFE ETF
464287465
627
10300
SH
DFND
1
10300
0
0
ISHARES TR
RUS 1000 ETF
464287622
275
2400
SH
DFND
1
2400
0
0
ISHARES TR
ASIA 50 ETF
464288430
817
17369
SH
DFND
1
17369
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
1050
17000
SH
DFND
2
17000
0
0
JARDEN CORP
COM
471109108
282785
5906128
SH
DFND
1
5906128
0
0
JARDEN CORP
COM
471109108
82399
1720950
SH
DFND
2
1720950
0
0
JOHNSON & JOHNSON
COM
478160104
1818
17382
SH
DFND
1
17382
0
0
JOHNSON & JOHNSON
COM
478160104
1464
14000
SH
DFND
2
14000
0
0
KIMBERLY CLARK CORP
COM
494368103
517
4474
SH
DFND
1
4474
0
0
KKR & CO LP
COM UNITS
48248M102
1045
45024
SH
DFND
45024
0
0
KLA-TENCOR CORP
COM
482480100
1086
15450
SH
DFND
1
15450
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1352
21578
SH
DFND
1
21578
0
0
L BRANDS INC
COM
501797104
92207
1065366
SH
DFND
1
1065366
0
0
L BRANDS INC
COM
501797104
22819
263654
SH
DFND
2
263654
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
121
30700
SH
DFND
1
30700
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
126
32000
SH
DFND
2
32000
0
0
LANCASTER COLONY CORP
COM
513847103
873
9318
SH
DFND
1
9318
0
0
LANDS END INC NEW
COM
51509F105
34767
644314
SH
DFND
1
644314
0
0
LANDS END INC NEW
COM
51509F105
14221
263553
SH
DFND
2
263553
0
0
LANDS END INC NEW
COM
51509F105
1641
30408
SH
DFND
3
30408
0
0
LAS VEGAS SANDS CORP
COM
517834107
8553
147059
SH
DFND
1
147059
0
0
LAS VEGAS SANDS CORP
COM
517834107
37562
645840
SH
DFND
2
645840
0
0
LAS VEGAS SANDS CORP
COM
517834107
1727
29700
SH
DFND
3
29700
0
0
LAUDER ESTEE COS INC
CL A
518439104
851
11174
SH
DFND
1
11174
0
0
LEGGETT & PLATT INC
COM
524660107
1387
32556
SH
DFND
1
32556
0
0
LENNAR CORP
CL A
526057104
5810
129655
SH
DFND
1
129655
0
0
LENNAR CORP
CL A
526057104
5838
130288
SH
DFND
2
130288
0
0
LEUCADIA NATIONAL CORP
COM
527288104
8311
370676
SH
DFND
1
370676
0
0
LEUCADIA NATIONAL CORP
COM
527288104
30075
1341424
SH
DFND
2
1341424
0
0
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
906
18885
SH
DFND
1
18885
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
29991
598744
SH
DFND
1
598744
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
20832
415896
SH
DFND
2
415896
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
2195
43825
SH
DFND
3
43825
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
59024
1184742
SH
DFND
1
1184742
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
47342
950269
SH
DFND
2
950269
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
4367
87650
SH
DFND
3
87650
0
0
LIBERTY BROADBAND CORP
RIGHT 1/09/2015
530307115
3382
355965
SH
DFND
1
355965
0
0
LIBERTY BROADBAND CORP
RIGHT 1/09/2015
530307115
2593
272977
SH
DFND
2
272977
0
0
LIBERTY BROADBAND CORP
RIGHT 1/09/2015
530307115
250
26295
SH
DFND
3
26295
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
897
18562
SH
DFND
1
18562
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
6957
144000
SH
DFND
2
144000
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
89850
3054035
SH
DFND
1
3054035
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
95888
3259278
SH
DFND
2
3259278
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
9894
336300
SH
DFND
3
336300
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
78879
2236429
SH
DFND
1
2236429
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
57889
1641320
SH
DFND
2
1641320
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
6183
175300
SH
DFND
3
175300
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
150535
4297321
SH
DFND
1
4297321
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
123779
3533503
SH
DFND
2
3533503
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
12162
347200
SH
DFND
3
347200
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
9707
360847
SH
DFND
1
360847
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
30061
1117507
SH
DFND
2
1117507
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
237
8800
SH
DFND
3
8800
0
0
LIBERTY VENTURES SER A
COM A
53071M880
55142
1461871
SH
DFND
1
1461871
0
0
LIBERTY VENTURES SER A
COM A
53071M880
62573
1658893
SH
DFND
2
1658893
0
0
LIBERTY VENTURES SER A
COM A
53071M880
2135
56610
SH
DFND
3
56610
0
0
LILLY, ELI AND COMPANY
COM
532457108
516
7477
SH
DFND
1
7477
0
0
LILLY, ELI AND COMPANY
COM
532457108
1587
23000
SH
DFND
2
23000
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
51727
1981115
SH
DFND
1
1981115
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
78074
2990200
SH
DFND
2
2990200
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
517
19800
SH
DFND
3
19800
0
0
LMP CORPORATE LN FD INC
COM
50208B100
7415
672240
SH
DFND
1
672240
0
0
LMP CORPORATE LN FD INC
COM
50208B100
132
12000
SH
DFND
2
12000
0
0
LMP CORPORATE LN FD INC
COM
50208B100
179
16200
SH
DFND
3
16200
0
0
LOEWS CORP
COM
540424108
1988
47319
SH
DFND
1
47319
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
1691
21478
SH
DFND
1
21478
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
2865
36400
SH
DFND
2
36400
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
409
5200
SH
DFND
3
5200
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
831
10462
SH
DFND
1
10462
0
0
M & T BK CORP
COM
55261F104
2637
20995
SH
DFND
1
20995
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
20581
273459
SH
DFND
1
273459
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
8142
108185
SH
DFND
2
108185
0
0
MANAGED DURATION INVT GRD FUND
COM
56165R103
1147
84917
SH
DFND
1
84917
0
0
MANNKIND CORP
COM
56400P201
825
158109
SH
DFND
1
158109
0
0
MANTECH INTL CORP
CL A
564563104
1028
34000
SH
DFND
2
34000
0
0
MARATHON OIL CORP
COM
565849106
215
7600
SH
DFND
1
7600
0
0
MARATHON PETE CORP
COM
56585A102
201
2223
SH
DFND
1
2223
0
0
MARKEL CORP
COM
570535104
4354
6376
SH
DFND
1
6376
0
0
MARKEL CORP
COM
570535104
16188
23707
SH
DFND
2
23707
0
0
MARKET VECTORS ETF TR GAMING ETF
COM
57060U829
4864
126432
SH
DFND
1
126432
0
0
MARKETAXESS HLDGS INC
COM
57060D108
409
5700
SH
DFND
2
5700
0
0
MARRIOTT INTL INC NEW
CL A
571903202
853
10935
SH
DFND
1
10935
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
956
12824
SH
DFND
1
12824
0
0
MARVELL TECHNOLOGY GROUP ORD
COM
G5876H105
854
58884
SH
DFND
1
58884
0
0
MASTEC INC
COM
576323109
895
39590
SH
DFND
1
39590
0
0
MASTERCARD INC
CL A
57636Q104
6573
76286
SH
DFND
1
76286
0
0
MASTERCARD INC
CL A
57636Q104
9917
115100
SH
DFND
2
115100
0
0
MCDERMOTT INTL INC
COM
580037109
43
14713
SH
DFND
1
14713
0
0
MCDONALDS CORP
COM
580135101
695
7413
SH
DFND
1
7413
0
0
MCEWEN MNG INC
COM
58039P107
357
321403
SH
DFND
1
321403
0
0
MCEWEN MNG INC
COM
58039P107
198
178156
SH
DFND
2
178156
0
0
MCGRAW HILL COMPANIES INC
COM
580645109
702
7888
SH
DFND
1
7888
0
0
MEDALLION FINL CORP
COM
583928106
1014
101328
SH
DFND
1
101328
0
0
MENTOR GRAPHICS CORP
COM
587200106
858
39129
SH
DFND
1
39129
0
0
MERCK & COMPANY
COM
58933Y105
1749
30801
SH
DFND
1
30801
0
0
MERCK & COMPANY
COM
58933Y105
909
16000
SH
DFND
2
16000
0
0
MERCURY GENL CORP NEW
COM
589400100
884
15599
SH
DFND
1
15599
0
0
MERRIMACK PHARMACEUTICALS IN
COM
590328100
136
12000
SH
DFND
2
12000
0
0
MFS CALIF MUN FD
COM
59318C106
148
13543
SH
DFND
1
13543
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
79
16279
SH
DFND
1
16279
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
955
44658
SH
DFND
1
44658
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
16756
783710
SH
DFND
2
783710
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1456
68080
SH
DFND
3
68080
0
0
MICROSOFT
COM
594918104
906
19505
SH
DFND
1
19505
0
0
MOHAWK INDUSTRIES INC
COM
608190104
855
5501
SH
DFND
1
5501
0
0
MONDELEZ INTL INC
COM
609207105
1754
48274
SH
DFND
1
48274
0
0
MONSANTO CO NEW
COM
61166W101
1516
12689
SH
DFND
12689
0
0
MONSTER BEVERAGE CORP
COM
611740101
831
7673
SH
DFND
1
7673
0
0
MONTGOMERY STR INCOME SECS I
COM
614115103
896
54528
SH
DFND
1
54528
0
0
MORNINGSTAR INC
COM
617700109
840
12985
SH
DFND
1
12985
0
0
MOVADO GROUP INC
COM
624580106
1865
65754
SH
DFND
1
65754
0
0
MOVADO GROUP INC
COM
624580106
1765
62200
SH
DFND
62200
0
0
MSC INDL DIRECT INC
CL A
553530106
867
10672
SH
DFND
1
10672
0
0
NASDAQ OMX GROUP INC
COM
631103108
800
16685
SH
DFND
1
16685
0
0
NASDAQ OMX GROUP INC
COM
631103108
307
6400
SH
DFND
2
6400
0
0
NATIONAL INSTRS CORP
COM
636518102
840
27005
SH
DFND
1
27005
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
865
25825
SH
DFND
1
25825
0
0
NEUBERGER BERMAN INTER MUNI
COM
64124P101
753
48223
SH
DFND
1
48223
0
0
NEUBERGER BERMAN NY INT MUN
COM
64124K102
244
17777
SH
DFND
1
17777
0
0
NEWMARKET CORP
COM
651587107
1027
2545
SH
DFND
1
2545
0
0
NEWS CORP NEW
CL A
65249B109
875
55799
SH
DFND
1
55799
0
0
NIKE INC
CL B
654106103
890
9258
SH
DFND
1
9258
0
0
NORDSTROM INC
COM
655664100
872
10978
SH
DFND
1
10978
0
0
NORFOLK SOUTHN CORP
COM
655844108
628
5728
SH
DFND
1
5728
0
0
NORFOLK SOUTHN CORP
COM
655844108
13014
118729
SH
DFND
2
118729
0
0
NOVACOPPER INC
COM
66988K102
25
50625
SH
DFND
50625
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1611
546174
SH
DFND
546174
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1053
11367
SH
DFND
1
11367
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1668
18000
SH
DFND
2
18000
0
0
NOVO-NORDISK A S
ADR
670100205
335
7907
SH
DFND
1
7907
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
844
59117
SH
DFND
1
59117
0
0
NUVEEN AMT-FREE MUN FD
COM
670657105
327
23683
SH
DFND
1
23683
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COM
67073D102
365
41642
SH
DFND
1
41642
0
0
NUVEEN DIV ADV MUNI FD 3
COM SH BEN INT
67070X101
348
25290
SH
DFND
1
25290
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
486
34444
SH
DFND
34444
0
0
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
2260
157699
SH
DFND
157699
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
1491
135674
SH
DFND
135674
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
1550
137550
SH
DFND
1
137550
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
158
14000
SH
DFND
3
14000
0
0
NUVEEN INS NY TX FR ADV MUN
COM
670656107
222
17187
SH
DFND
17187
0
0
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
352
23111
SH
DFND
1
23111
0
0
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
178
11674
SH
DFND
3
11674
0
0
NUVEEN MTG OPPTY TERM FD 2
COM
67074R100
217
9355
SH
DFND
1
9355
0
0
NUVEEN MUN HIGH INC OPP FD
COM
670682103
227
16911
SH
DFND
16911
0
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
2725
199946
SH
DFND
199946
0
0
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
166
12532
SH
DFND
1
12532
0
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
2725
199946
SH
DFND
199946
0
0
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
1319
91338
SH
DFND
1
91338
0
0
NUVEEN PERFORM PLUS MUN FD
COM
67062P108
9694
657188
SH
DFND
657188
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
350
25266
SH
DFND
1
25266
0
0
NUVEEN PREM INCOME MUN FD 4
COM
6706K4105
1663
125442
SH
DFND
1
125442
0
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
948
66977
SH
DFND
1
66977
0
0
NUVEEN PREMIER MUN INCOME FD
COM
670988104
318
22749
SH
DFND
22749
0
0
NUVEEN QUALITY INCOME MUN FD
COM
670977107
235
16826
SH
DFND
1
16826
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
113
12733
SH
DFND
1
12733
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
224
27763
SH
DFND
1
27763
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
229
21500
SH
DFND
1
21500
0
0
NUVEEN SR INCOME FD
COM
67067Y104
2654
405231
SH
DFND
1
405231
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
19853
383043
SH
DFND
1
383043
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
8511
164206
SH
DFND
2
164206
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
358
6900
SH
DFND
3
6900
0
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
131
11200
SH
DFND
11200
0
0
OCWEN FINL CORP
COM NEW
675746309
14955
990409
SH
DFND
990409
0
0
ONCONOVA THERAPEUTICS INC
COM
68232V108
59
18000
SH
DFND
2
18000
0
0
ONCOTHYREON INC
COM
682324108
61
32333
SH
DFND
2
32333
0
0
OPKO HEALTH INC
COM
68375N103
1050
105102
SH
DFND
1
105102
0
0
OPKO HEALTH INC
COM
68375N103
206
20650
SH
DFND
20650
0
0
ORACLE CORP
COM
68389X105
731
16260
SH
DFND
1
16260
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
288
18000
SH
DFND
2
18000
0
0
OVERSEAS SHIPHOLDING GROUP I
COM CL B
69036R400
179
32533
SH
DFND
1
32533
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
94
12000
SH
DFND
2
12000
0
0
PALL CORP
COM
696429307
3026
29900
SH
DFND
1
29900
0
0
PAPA JOHNS INTL INC
COM
698813102
857
15353
SH
DFND
1
15353
0
0
PAR PETE CORP
COM NEW
69888T207
11160
686749
SH
DFND
1
686749
0
0
PAR PETE CORP
COM NEW
69888T207
8880
546440
SH
DFND
2
546440
0
0
PAR PETE CORP
COM NEW
69888T207
626
38515
SH
DFND
3
38515
0
0
PAYCHEX INC
COM
704326107
835
18085
SH
DFND
1
18085
0
0
PCM FUND INC
COM
69323T101
5498
516265
SH
DFND
516265
0
0
PEABODY ENERGY CORP 4.750% 12/15/41
NOTE
704549AG9
43
82000
PRN
DFND
1
82000
0
0
PEGASYSTEMS INC
COM
705573103
852
41009
SH
DFND
1
41009
0
0
PENN WEST PETROLEUM LTD
COM
707887105
57
27606
SH
DFND
1
27606
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
3426
69826
SH
DFND
1
69826
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
1899
38700
SH
DFND
2
38700
0
0
PEPSICO INC
COM
713448108
1755
18561
SH
DFND
1
18561
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
1231
11096
SH
DFND
1
11096
0
0
PFIZER INC
COM
717081103
562
18055
SH
DFND
1
18055
0
0
PFIZER INC
COM
717081103
1433
46000
SH
DFND
2
46000
0
0
PHARMACYCLICS INC
COM
716933106
783
6401
SH
DFND
1
6401
0
0
PHILIP MORRIS INTL INC
COM
718172109
2505
30759
SH
DFND
1
30759
0
0
PIER 1 IMPORTS INC
COM
720279108
154
10000
SH
DFND
1
10000
0
0
PIMCO CALIF MUN INCOME FD II
COM
72201C109
128
11931
SH
DFND
1
11931
0
0
PIMCO CORPORATE INCOME FD
COM
72200U100
455
30125
SH
DFND
30125
0
0
PIMCO CORPORATE OPP FD
COM
72201B101
507
31914
SH
DFND
31914
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
10931
529347
SH
DFND
1
529347
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1400
67800
SH
DFND
67800
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
15359
499637
SH
DFND
1
499637
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
3806
123800
SH
DFND
2
123800
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
433
14100
SH
DFND
3
14100
0
0
PIMCO ETF TR ENHAN SHRT MAT
COM
72201R833
547
5414
SH
DFND
5414
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
14148
564807
SH
DFND
1
564807
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
402
16050
SH
DFND
2
16050
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
250
10000
SH
DFND
3
10000
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
8338
709578
SH
DFND
1
709578
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
242
20600
SH
DFND
2
20600
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
290
24700
SH
DFND
3
24700
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
16474
1679263
SH
DFND
1
1679263
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
197
20100
SH
DFND
2
20100
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
275
28000
SH
DFND
3
28000
0
0
PIMCO MUN INCOME FD II
COM
72200W106
310
26075
SH
DFND
1
26075
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
1113
96807
SH
DFND
1
96807
0
0
PIONEER FLOATING RATE TR
COM
72369J102
1303
114509
SH
DFND
114509
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
107951
4649032
SH
DFND
1
4649032
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
29746
1281033
SH
DFND
2
1281033
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
2872
123700
SH
DFND
3
123700
0
0
POTASH CORP SASK INC
COM
73755L107
562
15900
SH
DFND
1
15900
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1056
10225
SH
DFND
1
10225
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
3376
97227
SH
DFND
1
97227
0
0
PRICE T ROWE GROUP INC
COM
74144T108
398
4640
SH
DFND
1
4640
0
0
PRICESMART INC
COM
741511109
853
9347
SH
DFND
1
9347
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
1142
12542
SH
DFND
1
12542
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
508
67200
SH
DFND
2
67200
0
0
PROGRESSIVE CORP OF OHIO
COM
743315103
422
15645
SH
DFND
1
15645
0
0
PUTNAM MUN OPPORTUNITIES TR
SHS BEN INT
746922103
378
31502
SH
DFND
1
31502
0
0
QUALCOMM INC
COM
747525103
1050
14123
SH
DFND
1
14123
0
0
QUALCOMM INC
COM
747525103
520
7000
SH
DFND
2
7000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
513
7650
SH
DFND
1
7650
0
0
RACKSPACE HOSTING INC
COM
750086100
832
17780
SH
DFND
1
17780
0
0
RALPH LAUREN CORP
CL A
751212101
873
4715
SH
DFND
1
4715
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
855
14923
SH
DFND
1
14923
0
0
RAYTHEON CO NEW
COM
755111507
859
7940
SH
DFND
1
7940
0
0
REALPAGE INC
COM
75606N109
842
38361
SH
DFND
1
38361
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
5537
141833
SH
DFND
1
141833
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
11937
305762
SH
DFND
2
305762
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
371
9511
SH
DFND
3
9511
0
0
REYNOLDS AMERN INC
COM
761713106
740
11514
SH
DFND
1
11514
0
0
ROCKWELL INTL CORP NEW
COM
773903109
904
8131
SH
DFND
1
8131
0
0
ROLLINS INC
COM
775711104
846
25550
SH
DFND
1
25550
0
0
ROUSE PPTYS INC
COM
779287101
24378
1316328
SH
DFND
1
1316328
0
0
ROUSE PPTYS INC
COM
779287101
43167
2330823
SH
DFND
2
2330823
0
0
ROUSE PPTYS INC
COM
779287101
1163
62800
SH
DFND
3
62800
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1957
23738
SH
DFND
1
23738
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
910
13596
SH
DFND
1
13596
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
12730
12322000
PRN
DFND
1
12322000
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
4405
4264000
PRN
DFND
2
4264000
0
0
ROYAL GOLD INC
COM
780287108
28354
452213
SH
DFND
1
452213
0
0
RPC INC
COM
749660106
820
62897
SH
DFND
1
62897
0
0
SALESFORCE COM INC
COM
79466L302
842
14193
SH
DFND
1
14193
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
6867
2019696
SH
DFND
1
2019696
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
49
14400
SH
DFND
2
14400
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
64
18800
SH
DFND
3
18800
0
0
SANOFI AVENTIS CONTGNT VAL RT
RIGHT
80105N113
13
15940
SH
DFND
15940
0
0
SANOFI
SPONSORED ADR
80105N105
1199
26295
SH
DFND
26295
0
0
SCHLUMBERGER
COM
806857108
741
8679
SH
DFND
1
8679
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
854
28282
SH
DFND
1
28282
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
850
13636
SH
DFND
1
13636
0
0
SCRIPPS E W CO OHIO
CL A
811054402
1155
51674
SH
DFND
1
51674
0
0
SCRIPPS E W CO OHIO
CL A
811054402
1732
77500
SH
DFND
2
77500
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
3431
45580
SH
DFND
1
45580
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
12749
169373
SH
DFND
2
169373
0
0
SEABOARD CORP DEL
COM
811543107
210
50
SH
DFND
1
50
0
0
SEABOARD CORP DEL
COM
811543107
756
180
SH
DFND
180
0
0
SEALED AIR CORP NEW
COM
81211K100
1102
25975
SH
DFND
1
25975
0
0
SEARS CDA INC
COM
81234D109
13335
1387586
SH
DFND
1
1387586
0
0
SEARS CDA INC
COM
81234D109
12219
1271480
SH
DFND
2
1271480
0
0
SEARS CDA INC
COM
81234D109
602
62627
SH
DFND
3
62627
0
0
SEARS HLDGS CORP
COM
812350106
128842
3906683
SH
DFND
1
3906683
0
0
SEARS HLDGS CORP
COM
812350106
33167
1005657
SH
DFND
2
1005657
0
0
SEARS HLDGS CORP
COM
812350106
3312
100420
SH
DFND
3
100420
0
0
SEARS HLDGS CORP
W EXP 12/15/2019
812350155
17073
817081
SH
DFND
1
817081
0
0
SEARS HLDGS CORP
W EXP 12/15/2019
812350155
4570
218689
SH
DFND
2
218689
0
0
SEARS HLDGS CORP
W EXP 12/15/2019
812350155
433
20713
SH
DFND
3
20713
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
12277
933580
SH
DFND
1
933580
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
8670
659337
SH
DFND
2
659337
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
844
64167
SH
DFND
3
64167
0
0
SHIRE PHARMACEUTICALS GR PLC
SPONSORED ADR
82481R106
1275
6000
SH
DFND
2
6000
0
0
SIGMA ALDRICH CORP
COM
826552101
3384
24649
SH
DFND
1
24649
0
0
SIGMA ALDRICH CORP
COM
826552101
8360
60900
SH
DFND
2
60900
0
0
SILGAN HOLDINGS INC
COM
827048109
839
15647
SH
DFND
1
15647
0
0
SILVER WHEATON CORP
COM
828336107
37010
1820442
SH
DFND
1820442
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
880
4830
SH
DFND
1
4830
0
0
SOLARCITY CORP
COM
83416T100
836
15631
SH
DFND
1
15631
0
0
SONOCO PRODUCTS
COM
835495102
1200
27450
SH
DFND
1
27450
0
0
SOTHEBYS DE
COM
835898107
2461
57000
SH
DFND
57000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
534
3000
SH
DFND
1
3000
0
0
SPDR SERIES TRUST BARC CAPTL ETF
COM
78464A474
734
24000
SH
DFND
2
24000
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
4722
307211
SH
DFND
1
307211
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
455
29600
SH
DFND
2
29600
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
2227
144880
SH
DFND
3
144880
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
880
15038
SH
DFND
1
15038
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
16781
81645
SH
DFND
81645
0
0
STARBUCKS CORP
COM
855244109
870
10599
SH
DFND
1
10599
0
0
STARZ
COM
85571Q102
144481
4864666
SH
DFND
1
4864666
0
0
STARZ
COM
85571Q102
76018
2559540
SH
DFND
2
2559540
0
0
STARZ
COM
85571Q102
5102
171800
SH
DFND
3
171800
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1565
49243
SH
DFND
1
49243
0
0
SUNOCO LP
COM U REP LP
86765K109
2381
47836
SH
DFND
1
47836
0
0
SYNTA PHARMACEUTICALS CORP
COM
87162T206
29
11000
SH
DFND
2
11000
0
0
SYNTEL INC
COM
87162H103
837
18618
SH
DFND
1
18618
0
0
TAL INTL GROUP INC
COM
874083108
367
8419
SH
DFND
1
8419
0
0
TALISMAN ENERGY INC
COM
87425E103
855
109159
SH
DFND
1
109159
0
0
TAUBMAN CTRS INC
COM
876664103
860
11254
SH
DFND
1
11254
0
0
TELEFLEX INC
COM
879369106
733
6384
SH
DFND
1
6384
0
0
TELETECH HOLDINGS INC
COM
879939106
857
36175
SH
DFND
1
36175
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
751
66238
SH
DFND
1
66238
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
323
35916
SH
DFND
1
35916
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
587
65200
SH
DFND
65200
0
0
TESLA MTRS INC
COM
88160R101
850
3823
SH
DFND
1
3823
0
0
TEXAS PACIFIC LAND TRUST
SUB SHARES CERT
882610108
59170
501442
SH
DFND
1
501442
0
0
TEXAS PACIFIC LAND TRUST
SUB SHARES CERT
882610108
107413
910280
SH
DFND
2
910280
0
0
TEXAS PACIFIC LAND TRUST
SUB SHARES CERT
882610108
15679
132870
SH
DFND
3
132870
0
0
TIME INC NEW
COM
887228104
701
28470
SH
DFND
28470
0
0
TIME WARNER INC
COM NEW
887317303
20291
237544
SH
DFND
1
237544
0
0
TIME WARNER INC
COM NEW
887317303
6543
76600
SH
DFND
2
76600
0
0
TIME WARNER INC
COM NEW
887317303
274
3208
SH
DFND
3
3208
0
0
TIMKEN CO
COM
887389104
836
19580
SH
DFND
1
19580
0
0
TIMKENSTEEL CORP
COM
887399103
927
25037
SH
DFND
1
25037
0
0
TOOTSIE ROLL INDS INC
COM
890516107
862
28117
SH
DFND
1
28117
0
0
TRANSOCEAN LTD ZUG NAMEN AKT
COM
H8817H100
826
45082
SH
DFND
1
45082
0
0
TREE COM INC
COM
894675107
475
9833
SH
DFND
2
9833
0
0
TRI POINTE HOMES INC
COM
87265H109
60484
3966179
SH
DFND
1
3966179
0
0
TRI POINTE HOMES INC
COM
87265H109
47475
3113118
SH
DFND
2
3113118
0
0
TRI POINTE HOMES INC
COM
87265H109
726
47600
SH
DFND
3
47600
0
0
TRIBUNE MEDIA CO
CL A
896047503
5714
95594
SH
DFND
1
95594
0
0
TRIBUNE MEDIA CO
CL A
896047503
5357
89634
SH
DFND
2
89634
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
891
23198
SH
DFND
1
23198
0
0
UNDER ARMOUR INC
CL A
904311107
847
12477
SH
DFND
1
12477
0
0
UNION PACIFIC CORP
COM
907818108
1199
10068
SH
DFND
1
10068
0
0
UNION PACIFIC CORP
COM
907818108
21910
183917
SH
DFND
2
183917
0
0
UNITED PARCEL SVC INC
CL B
911312106
438
3938
SH
DFND
1
3938
0
0
URBAN OUTFITTERS INC
COM
917047102
866
24649
SH
DFND
1
24649
0
0
VALHI INC NEW
COM
918905100
108
16800
SH
DFND
2
16800
0
0
VALMONT INDS INC
COM
920253101
438
3450
SH
DFND
1
3450
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIVIDEND YLD
921946406
206
2992
SH
DFND
1
2992
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
17632
200840
SH
DFND
1
200840
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
340
2751
SH
DFND
1
2751
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3795
20143
SH
DFND
1
20143
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
407
3486
SH
DFND
1
3486
0
0
VANGUARD SCOTTSDALE FDS
SHTRM GVT BD ETF
92206C409
11017
138356
SH
DFND
1
138356
0
0
VANGUARD SCOTTSDALE FDS
SHTRM GVT BD ETF
92206C409
2476
31100
SH
DFND
2
31100
0
0
VEECO INSTRS INC DEL
COM
922417100
338
9700
SH
DFND
1
9700
0
0
VERISK ANALYTICS INC
CL A
92345Y106
493
7700
SH
DFND
2
7700
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1474
31502
SH
DFND
1
31502
0
0
VIACOM INC NEW
CL B
92553P201
84021
1116559
SH
DFND
1
1116559
0
0
VIACOM INC NEW
CL B
92553P201
26261
348984
SH
DFND
2
348984
0
0
VIACOM INC NEW
CL B
92553P201
1401
18624
SH
DFND
3
18624
0
0
VIASAT INC
COM
92552V100
5292
83954
SH
DFND
1
83954
0
0
VIASAT INC
COM
92552V100
7712
122348
SH
DFND
122348
0
0
VICAL INC
COM
925602104
89
84500
SH
DFND
2
84500
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
5380
31557
SH
DFND
1
31557
0
0
VISA INC
COM CL A
92826C839
22000
83904
SH
DFND
83904
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
813
23782
SH
DFND
1
23782
0
0
VORNADO RLTY TR SBI
COM
929042109
4385
37253
SH
DFND
1
37253
0
0
VORNADO RLTY TR SBI
COM
929042109
6305
53560
SH
DFND
2
53560
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
1550
291874
SH
DFND
1
291874
0
0
W & T OFFSHORE INC
COM
92922P106
832
113326
SH
DFND
1
113326
0
0
W P CAREY INC
COM
92936U109
641
9150
SH
DFND
9150
0
0
WASHINGTON PRIME GROUP INC
COM
939647103
851
49409
SH
DFND
1
49409
0
0
WEBMD HEALTH CORP 2.250% 03/31/16
NOTE
94770VAH5
401
400000
PRN
DFND
2
400000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
16125
16165000
PRN
DFND
1
16165000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
4863
4875000
PRN
DFND
2
4875000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1878
1546
SH
DFND
1
1546
0
0
WENDYS COMPANY
COM
95058W100
170301
18859515
SH
DFND
1
18859515
0
0
WENDYS COMPANY
COM
95058W100
98183
10872927
SH
DFND
2
10872927
0
0
WENDYS COMPANY
COM
95058W100
6392
707900
SH
DFND
3
707900
0
0
WERNER ENTERPRISES INC
COM
950755108
857
27503
SH
DFND
1
27503
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
428
79645
SH
DFND
1
79645
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
107
20000
SH
DFND
3
20000
0
0
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
3276
137435
SH
DFND
1
137435
0
0
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
465
19500
SH
DFND
2
19500
0
0
WESTERN ASSETT MGD HI INCM F
COM
95766L107
113
22200
SH
DFND
22200
0
0
WESTERN REFNG INC
COM
959319104
857
22673
SH
DFND
1
22673
0
0
WESTLAKE CHEM CORP
COM
960413102
871
14258
SH
DFND
1
14258
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
459
728
SH
DFND
1
728
0
0
WILLIAMS COS INC
COM
969457100
13185
293389
SH
DFND
1
293389
0
0
WISDOMTREE INVTS INC
COM
97717P104
10516
670899
SH
DFND
1
670899
0
0
WISDOMTREE INVTS INC
COM
97717P104
9973
636265
SH
DFND
2
636265
0
0
WPX ENERGY INC
COM
98212B103
2341
201260
SH
DFND
1
201260
0
0
WPX ENERGY INC
COM
98212B103
858
73808
SH
DFND
2
73808
0
0
WSTRN ASSET/CLYMRE US TR INF
COM
95766R104
6060
536271
SH
DFND
536271
0
0
WYNN RESORTS LTD
COM
983134107
30741
206646
SH
DFND
1
206646
0
0
WYNN RESORTS LTD
COM
983134107
13970
93910
SH
DFND
2
93910
0
0
WYNN RESORTS LTD
COM
983134107
1145
7700
SH
DFND
3
7700
0
0
XPO LOGISTICS INC
COM
983793100
850
20797
SH
DFND
1
20797
0
0
YAHOO INC
COM
984332106
839
16604
SH
DFND
1
16604
0
0
YAHOO INC
COM
984332106
2728
54000
SH
DFND
2
54000
0
0
BARCLAYS BK PLC
IPATH INVS&P STF
06740L592
2728
1272300
SH
Call
DFND
1
1272300
0
0
BARCLAYS BK PLC
IPATH INVS&P STF
06740L592
39133
1272900
SH
Call
DFND
2
1272900
0
0
BARCLAYS BK PLC
IPATH INVS&P STF
06740L592
13423
682300
SH
Put
DFND
1
682300
0
0
BARCLAYS BK PLC
IPATH INVS&P STF
06740L592
2486
78900
SH
Put
DFND
2
78900
0
0
BARCLAYS BK PLC
IPATH INVS&P STF
06740L592
11274
357800
SH
Put
DFND
3
357800
0
0
BARCLAYS BK PLC
IPATH INVS&P STF
06740L592
25470
808300
SH
Call
DFND
3
808300
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
918
47800
SH
Call
DFND
1
47800
0
0
KINDER MORGAN INC DEL
COM
49456B101
1904
45000
SH
Put
DFND
1
45000
0
0
PROSHARES TR II
ULT VIX SHRT TRM
74347W346
19499
775300
SH
Put
DFND
1
775300
0
0
PROSHARES TR II
VIX MDTRM FUTR N
74347W338
15736
625700
SH
Call
DFND
1
625700
0
0
PROSHARES TR II
ULT VIX SHRT TRM
74347W346
4758
189200
SH
Put
DFND
2
189200
0
0
PROSHARES TR II
ULT VIX SHRT TRM
74347W346
11843
470900
SH
Put
DFND
3
470900
0
0
PROSHARES TR II
VIX MDTRM FUTR N
74347W338
11282
448600
SH
Call
DFND
3
448600
0
0