0001519418-14-000017.txt : 20141113
0001519418-14-000017.hdr.sgml : 20141113
20141113170818
ACCESSION NUMBER: 0001519418-14-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14519
FILM NUMBER: 141219214
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001519418
XXXXXXXX
09-30-2014
09-30-2014
Horizon Kinetics LLC
470 PARK AVENUE SOUTH
4TH FLOOR SOUTH
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14519
N
Jay Kesslen
General Counsel
914-703-6904
Jay Kesslen
New York
NY
11-13-2014
3
693
7756746
false
1
0001056823
028-06986
HORIZON ASSET MANAGEMENT LLC
2
0001011814
028-05163
KINETICS ASSET MANAGEMENT LLC
3
0001527271
028-14521
Kinetics Advisers, LLC
INFORMATION TABLE
2
form13fhr-infoTable.xml
3Q 2014 INFORMATION TABLE
A T & T INC
COM
00206R102
234
6653
SH
DFND
1
6653
0
0
ABBOTT LABS
COM
002824100
886
21303
SH
DFND
2
21303
0
0
ABBOTT LABS
COM
002824100
333
8000
SH
DFND
1
8000
0
0
ABBVIE INC
COM
00287Y109
1228
21265
SH
DFND
1
21265
0
0
ABBVIE INC
COM
00287Y109
809
14000
SH
DFND
2
14000
0
0
AFFYMETRIX INC
COM
00826T108
830
104000
SH
DFND
2
104000
0
0
AIR LEASE CORP
CL A
00912X302
809
24886
SH
DFND
1
24886
0
0
AIRGAS INC
COM
009363102
815
7365
SH
DFND
1
7365
0
0
AKORN INC
COM
009728106
835
23011
SH
DFND
1
23011
0
0
ALBANY MOLECULAR RESH INC
COM
012423109
1236
56000
SH
DFND
2
56000
0
0
ALKERMES PLC
COM
G01767105
1072
25000
SH
DFND
2
25000
0
0
ALLIANCE BERNSTEIN NEW YORK MUN INC FD
COM
018714105
221
17556
SH
DFND
1
17556
0
0
ALLIANCE WORLD DLR GVT FD II
COM
01879R106
1043
76673
SH
DFND
1
76673
0
0
ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN
UNIT LP
01881G106
509
19554
SH
DFND
1
19554
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
6258
834343
SH
DFND
1
834343
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
984
131200
SH
DFND
2
131200
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
2215
21974
SH
DFND
1
21974
0
0
ALTRIA GROUP INC
COM
02209S103
1804
39271
SH
DFND
1
39271
0
0
AMAZON COM INC
COM
023135106
821
2546
SH
DFND
1
2546
0
0
AMC NETWORKS INC
CL A
00164V103
2456
42040
SH
DFND
1
42040
0
0
AMC NETWORKS INC
CL A
00164V103
210
3600
SH
DFND
2
3600
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
405
28581
SH
DFND
1
28581
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
816
56219
SH
DFND
1
56219
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
819
14150
SH
DFND
1
14150
0
0
AMERICAN INTERNATIONAL GROUP INC
COM
026874784
3519
65136
SH
DFND
1
65136
0
0
AMERICAN INTL GROUP INC WT EXP 011921
WT
026874156
3659
153724
SH
DFND
153724
0
0
AMERICAN MUN INCOME PORTFOLI
COM
027649102
429
29083
SH
DFND
1
29083
0
0
AMERICAN MUN INCOME PORTFOLI
COM
027649102
177
12000
SH
DFND
3
12000
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
20494
277248
SH
DFND
277248
0
0
AMKOR TECHNOLOGY INC
COM
031652100
774
92044
SH
DFND
1
92044
0
0
AMTRUST FINANCIAL SERVICES INC
COM
032359309
6417
161147
SH
DFND
1
161147
0
0
AMTRUST FINANCIAL SERVICES INC
COM
032359309
10062
252680
SH
DFND
2
252680
0
0
AMTRUST FINANCIAL SERVICES INC
COM
032359309
203
5100
SH
DFND
3
5100
0
0
ANADARKO PETE CORP
COM
032511107
304
3000
SH
DFND
1
3000
0
0
ANALOG DEVICES INC
COM
032654105
540
10905
SH
DFND
1
10905
0
0
ANIXTER INTL INC
COM
035290105
814
9596
SH
DFND
1
9596
0
0
API TECHNOLOGIES CORP
COM NEW
00187E203
1660
706258
SH
DFND
1
706258
0
0
APOLLO EDUCATION GROUP INC
CL A
037604105
817
32479
SH
DFND
1
32479
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
1669
69997
SH
DFND
69997
0
0
APPLE INC
COM
037833100
306
3038
SH
DFND
1
3038
0
0
APPOLO INVT CORP
COM
03761U106
234
28610
SH
DFND
1
28610
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1243
24332
SH
DFND
2
24332
0
0
ARENA PHARMACEUTICALS INC
COM
040047102
189
45000
SH
DFND
2
45000
0
0
ASCENT CAPITAL GROUP INC
COM
043632108
1419
23564
SH
DFND
23564
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
929
13000
SH
DFND
2
13000
0
0
AUTONATION INC
COM
05329W102
237127
4713310
SH
DFND
4713310
0
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
3792
225725
SH
DFND
225725
0
0
BABCOCK & WILCOX CO NEW
COM
05615F102
389
14034
SH
DFND
1
14034
0
0
BANCO SANTANDER SA
ADR
05964H105
442
46550
SH
DFND
1
46550
0
0
BANK AMER CORP
COM
060505104
12703
745057
SH
DFND
745057
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
1484
38317
SH
DFND
1
38317
0
0
BAXTER INTL INC
COM
071813109
698
9722
SH
DFND
1
9722
0
0
BERKLEY W R CORP
COM
084423102
828
17317
SH
DFND
1
17317
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3724
18
SH
DFND
1
18
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
16345
79
SH
DFND
2
79
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
53795
389427
SH
DFND
1
389427
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3727
26980
SH
DFND
2
26980
0
0
BGC PARTNERS INC
CL A
05541T101
671
90316
SH
DFND
1
90316
0
0
BIOFUEL ENERGY CORP RT EXP 101714
RIGHT
09064Y117
66
22800
SH
DFND
1
22800
0
0
BIOFUEL ENERGY CORP RT EXP 101714
RIGHT
09064Y117
36
12400
SH
DFND
12400
0
0
BIOGEN IDEC INC
COM
09062X103
403
1218
SH
DFND
1
1218
0
0
BIOGEN IDEC INC
COM
09062X103
2398
7250
SH
DFND
2
7250
0
0
BLACKROCK MUNIYIELD N Y QUALITY FUND INC
COM
09255E102
529
41284
SH
DFND
1
41284
0
0
BLACKROCK CORPOR HI YLD FD
COM
09255P107
236
19965
SH
DFND
19965
0
0
BLACKROCK CREDIT ALL INC TR
COM
092508100
2639
198298
SH
DFND
1
198298
0
0
BLACKROCK CREDIT ALL INC TR
COM
092508100
146
11000
SH
DFND
3
11000
0
0
BLACKROCK DEBT STRAT FD INC
COM
09255R103
1651
432105
SH
DFND
1
432105
0
0
BLACKROCK DEBT STRAT FD INC
COM
09255R103
110
28800
SH
DFND
3
28800
0
0
BLACKROCK DEFINED OPPRTY CR
COM
09255Q105
280
20826
SH
DFND
20826
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
3476
247218
SH
DFND
1
247218
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
408
29010
SH
DFND
3
29010
0
0
BLACKROCK FLOATING RATE INCOME
COM
091941104
3092
224094
SH
DFND
1
224094
0
0
BLACKROCK FLOATING RATE INCOME
COM
091941104
219
15900
SH
DFND
3
15900
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
149
10308
SH
DFND
1
10308
0
0
BLACKROCK MUNIC BD INVST TR
COM
09249K107
218
15174
SH
DFND
1
15174
0
0
BLACKROCK MUNICIPAL INCOME INVEST TRUST
COM
09248H105
452
33228
SH
DFND
33228
0
0
BLACKROCK MUNIENHANCED FD INCOM
COM
09253Y100
114
10198
SH
DFND
1
10198
0
0
BLACKROCK MUNIHLDGS QUALITY FUND INC
COM
09254A101
146
11266
SH
DFND
1
11266
0
0
BLACKROCK MUNIHOLDINGS N Y QUALITY FUND
COM
09255C106
219
16390
SH
DFND
16390
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
554
43346
SH
DFND
1
43346
0
0
BLACKROCK NY MUN INC QUALITY TRUST
COM
09249U105
663
50957
SH
DFND
50957
0
0
BLACKROCK REAL ASSET EQUITY
COM
09254B109
227
26804
SH
DFND
1
26804
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2782
88368
SH
DFND
1
88368
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1102
35011
SH
DFND
2
35011
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
720
38521
SH
DFND
1
38521
0
0
BOEING CO
COM
097023105
998
7834
SH
DFND
1
7834
0
0
BOK FINL CORP
COM NEW
05561Q201
2444
36762
SH
DFND
1
36762
0
0
BOK FINL CORP
COM NEW
05561Q201
1383
20800
SH
DFND
2
20800
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1715
73303
SH
DFND
1
73303
0
0
BOSTON BEER INC
CL A
100557107
841
3791
SH
DFND
1
3791
0
0
BOSTON PPTYS INC
COM
101121101
871
7522
SH
DFND
1
7522
0
0
BP PLC
SPONSORED ADR
055622104
1534
34913
SH
DFND
1
34913
0
0
BRISTOL MYERS SQUIBBCO
COM
110122108
1481
28942
SH
DFND
1
28942
0
0
BRISTOL MYERS SQUIBBCO
COM
110122108
1740
34000
SH
DFND
2
34000
0
0
BROADCOM CORP
COM
111320107
832
20596
SH
DFND
1
20596
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
132599
2949258
SH
DFND
1
2949258
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
77513
1724054
SH
DFND
2
1724054
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
3956
88000
SH
DFND
3
88000
0
0
BROOKFIELD HIGH INCOME FD INC
COM
11272P102
3715
396476
SH
DFND
1
396476
0
0
BROOKFIELD HIGH INCOME FD INC
COM
11272P102
416
44370
SH
DFND
3
44370
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP
LP INT UNIT
G16252101
456
11987
SH
DFND
1
11987
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP
LP INT UNIT
G16252101
2813
74023
SH
DFND
2
74023
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
7777
369122
SH
DFND
369122
0
0
BROOKFIELD RESIDENTIAL PPTY I
COM
11283W104
53569
2835830
SH
DFND
1
2835830
0
0
BROOKFIELD RESIDENTIAL PPTY I
COM
11283W104
32063
1697365
SH
DFND
2
1697365
0
0
BROOKFIELD RESIDENTIAL PPTY I
COM
11283W104
865
45800
SH
DFND
3
45800
0
0
BROWN & BROWN INC
COM
115236101
817
25418
SH
DFND
1
25418
0
0
BROWN FORMAN CORP
CL B
115637209
823
9122
SH
DFND
1
9122
0
0
BRUKER CORP
COM
116794108
801
43262
SH
DFND
1
43262
0
0
BUCKLE INC
COM
118440106
825
18180
SH
DFND
1
18180
0
0
BUNGE LIMITED
COM
G16962105
1069
12690
SH
DFND
12690
0
0
BURGER KING WORLDWIDE INC
COM
121220107
4384
147809
SH
DFND
1
147809
0
0
BURGER KING WORLDWIDE INC
COM
121220107
9168
309094
SH
DFND
2
309094
0
0
BURGER KING WORLDWIDE INC
COM
121220107
285
9608
SH
DFND
3
9608
0
0
CABELAS INC
COM
126804301
822
13949
SH
DFND
1
13949
0
0
CABLEVISION SYS CORP
CL A
12686C109
2519
143877
SH
DFND
1
143877
0
0
CACI INTL INC
CL A
127190304
2566
36000
SH
DFND
2
36000
0
0
CALPINE CORP
COM NEW
131347304
277
12783
SH
DFND
1
12783
0
0
CANADIAN NAT RES LTD
COM
136385101
7502
193152
SH
DFND
193152
0
0
CARBO CERAMICS INC
COM
140781105
204
3438
SH
DFND
1
3438
0
0
CARNIVAL CORP
PAIRED CTF
143658300
2203
54832
SH
DFND
1
54832
0
0
CASTLE BRANDS INC
COM
148435100
92
70000
SH
DFND
1
70000
0
0
CASTLE BRANDS INC
COM
148435100
141
108000
SH
DFND
2
108000
0
0
CASTLE BRANDS INC
COM
148435100
67
51000
SH
DFND
3
51000
0
0
CATERPILLAR INC
COM
149123101
1040
10499
SH
DFND
1
10499
0
0
CBOE HLDGS INC
COM
12503M108
21565
402904
SH
DFND
1
402904
0
0
CBOE HLDGS INC
COM
12503M108
86459
1615298
SH
DFND
2
1615298
0
0
CBOE HLDGS INC
COM
12503M108
872
16300
SH
DFND
3
16300
0
0
CBS CORP NEW
CL B
124857202
23670
442431
SH
DFND
1
442431
0
0
CBS CORP NEW
CL B
124857202
32347
604620
SH
DFND
2
604620
0
0
CBS CORP NEW
CL B
124857202
1966
36740
SH
DFND
3
36740
0
0
CELLDEX THERAPEUTICS INC
COM
15117B103
341
26335
SH
DFND
26335
0
0
CENOVUS ENERGY INC
COM
15135U109
229
8510
SH
DFND
1
8510
0
0
CENTERPOINT ENERGY INC
COM
15189T107
1882
76923
SH
DFND
1
76923
0
0
CERNER CORP
COM
156782104
840
14093
SH
DFND
1
14093
0
0
CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38
NOTE
165167CB1
15586
16331000
PRN
DFND
1
16331000
0
0
CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38
NOTE
165167CB1
4610
4830000
PRN
DFND
2
4830000
0
0
CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35
NOTE
165167BW6
1012
1000000
PRN
DFND
1
1000000
0
0
CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35
NOTE
165167BW6
658
650000
PRN
DFND
2
650000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
783
34051
SH
DFND
1
34051
0
0
CHESAPEAKE ENERGY CORP 2.500% 05/15/37
NOTE
165167BZ9
1107
1098000
PRN
DFND
1
1098000
0
0
CHEVRON CORP
COM
166764100
1543
12933
SH
DFND
1
12933
0
0
CHOICE HOTELS INTL INC
COM
169905106
826
15882
SH
DFND
1
15882
0
0
CINCINNATI FINL CORP
COM
172062101
435
9253
SH
DFND
1
9253
0
0
CINTAS CORP
COM
172908105
876
12407
SH
DFND
1
12407
0
0
CISCO SYSTEMS INC
COM
17275R102
1115
44300
SH
DFND
1
44300
0
0
CME GROUP INC
COM
12572Q105
667
8338
SH
DFND
1
8338
0
0
CME GROUP INC
COM
12572Q105
5098
63761
SH
DFND
2
63761
0
0
CMS ENERGY CORP
COM
125896100
1339
45146
SH
DFND
1
45146
0
0
CNOOC LTD
SPONSORED ADR
126132109
203
1179
SH
DFND
1
1179
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
918
86387
SH
DFND
86387
0
0
COHEN & STEERS TL RET RLTY
COM
19247R103
181
15145
SH
DFND
15145
0
0
COLFAX CORP
COM
194014106
44838
787049
SH
DFND
1
787049
0
0
COLFAX CORP
COM
194014106
17652
309841
SH
DFND
2
309841
0
0
COLFAX CORP
COM
194014106
1681
29500
SH
DFND
3
29500
0
0
COLGATE PALMOLIVE CO
COM
194162103
349
5344
SH
DFND
1
5344
0
0
COLUMBIA SPORTSWEAR CO
COM
198516106
799
22334
SH
DFND
1
22334
0
0
COMCAST CORP NEW
CL A
20030N101
806
14986
SH
DFND
1
14986
0
0
CONOCOPHILLIPS
COM
20825C104
264
3451
SH
DFND
1
3451
0
0
CONTINENTAL RESOURCES INC
COM
212015101
31463
473266
SH
DFND
1
473266
0
0
CONTINENTAL RESOURCES INC
COM
212015101
31968
480867
SH
DFND
2
480867
0
0
CONTINENTAL RESOURCES INC
COM
212015101
2034
30600
SH
DFND
3
30600
0
0
COPART INC
COM
217204106
1217
38860
SH
DFND
2
38860
0
0
CORELOGIC INC
COM
21871D103
921
34012
SH
DFND
1
34012
0
0
COSTAMARE INC
SHS
Y1771G102
1809
82387
SH
DFND
1
82387
0
0
COSTAR GROUP INC
COM
22160N109
311
2000
SH
DFND
2
2000
0
0
COVANTA HLDG CORP
COM
22282E102
814
38348
SH
DFND
1
38348
0
0
CREDIT ACCEP CORP MICH
COM
225310101
833
6610
SH
DFND
1
6610
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
723
66328
SH
DFND
1
66328
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
10345
949092
SH
DFND
2
949092
0
0
CSX CORP
COM
126408103
212
6613
SH
DFND
1
6613
0
0
CSX CORP
COM
126408103
21849
681515
SH
DFND
2
681515
0
0
CTRIP COM INTL LTD
ADR
22943F100
329
5800
SH
DFND
2
5800
0
0
CUBIC CORP
COM
229669106
532
11369
SH
DFND
1
11369
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
1592
24000
SH
DFND
2
24000
0
0
CVR ENERGY INC
COM
12662P108
808
18070
SH
DFND
1
18070
0
0
CVR ENERGY INC
COM
12662P108
4858
108600
SH
DFND
2
108600
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
276
11868
SH
DFND
1
11868
0
0
D R HORTON INC
COM
23331A109
795
38725
SH
DFND
1
38725
0
0
DANAHER CORP
COM
235851102
2916
38372
SH
DFND
38372
0
0
DELUXE CORP
COM
248019101
946
17150
SH
DFND
1
17150
0
0
DENDREON CORP
COM
24823Q107
49
34000
SH
DFND
2
34000
0
0
DEUTSCHE MUN INCOME
COM
25160C106
300
22760
SH
DFND
1
22760
0
0
DICKS SPORTING GOODSINC
COM
253393102
828
18859
SH
DFND
1
18859
0
0
DILLARDS INC
CL A
254067101
805
7389
SH
DFND
1
7389
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
38316
1013664
SH
DFND
1013664
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
31647
848894
SH
DFND
848894
0
0
DISH NETWORK CORP
CL A
25470M109
96550
1495052
SH
DFND
1
1495052
0
0
DISH NETWORK CORP
CL A
25470M109
91904
1423102
SH
DFND
2
1423102
0
0
DISH NETWORK CORP
CL A
25470M109
6650
102980
SH
DFND
3
102980
0
0
DISNEY WALT CO DISNEY
COM
254687106
3128
35130
SH
DFND
35130
0
0
DOMINION DIAMOND CORP
COM
257287102
1038
72891
SH
DFND
1
72891
0
0
DORMAN PRODUCTS INC
COM
258278100
1448
36138
SH
DFND
1
36138
0
0
DORMAN PRODUCTS INC
COM
258278100
833
20800
SH
DFND
2
20800
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
16482
761276
SH
DFND
1
761276
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
611
28200
SH
DFND
2
28200
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
262
12100
SH
DFND
3
12100
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
10638
450755
SH
DFND
1
450755
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
477
20200
SH
DFND
2
20200
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
224
9500
SH
DFND
3
9500
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
1743
27100
SH
DFND
1
27100
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
181044
6638930
SH
DFND
1
6638930
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
129685
4755586
SH
DFND
2
4755586
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
6654
244000
SH
DFND
3
244000
0
0
DREYFUS MUN INCOME INC
COM
26201R102
369
40588
SH
DFND
1
40588
0
0
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
119
14774
SH
DFND
1
14774
0
0
DSW INC
CL A
23334L102
850
28239
SH
DFND
1
28239
0
0
EATON VANCE CA MUN BD FD
COM
27828A100
173
15278
SH
DFND
1
15278
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1417
97288
SH
DFND
97288
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
5242
359512
SH
DFND
359512
0
0
EATON VANCE MUN BD FD
COM
27827X101
161
12840
SH
DFND
1
12840
0
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
506
39772
SH
DFND
1
39772
0
0
EATON VANCE NY MUN BD FD
COM
27827Y109
461
37394
SH
DFND
1
37394
0
0
EATON VANCE NY MUNI INCOME T
SH BEN INT
27826W104
538
38800
SH
DFND
1
38800
0
0
EATON VANCE SH TM DR DIVR INC
COM
27828V104
393
26769
SH
DFND
1
26769
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
2280
158426
SH
DFND
158426
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
1840
282614
SH
DFND
282614
0
0
EBAY INC
COM
278642103
987
17428
SH
DFND
1
17428
0
0
EBAY INC
COM
278642103
4077
72000
SH
DFND
2
72000
0
0
ECHOSTAR CORP
CL A
278768106
17326
355335
SH
DFND
1
355335
0
0
ECHOSTAR CORP
CL A
278768106
51718
1060662
SH
DFND
2
1060662
0
0
ECHOSTAR CORP
CL A
278768106
4157
85256
SH
DFND
3
85256
0
0
ELECTRONIC ARTS INC CONV 0.750% 07/15/16
NOTE
285512AA7
925
750000
PRN
DFND
2
750000
0
0
EMERSON ELEC CO
COM
291011104
1291
20626
SH
DFND
1
20626
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1388
34439
SH
DFND
1
34439
0
0
EOG RES INC
COM
26875P101
266
2687
SH
DFND
1
2687
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
30917
729863
SH
DFND
1
729863
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
25245
595963
SH
DFND
2
595963
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
818
13276
SH
DFND
1
13276
0
0
ERIE INDTY CO
CL A
29530P102
815
10749
SH
DFND
1
10749
0
0
EXPEDIA INC DEL
COM NEW
30212P303
4654
53120
SH
DFND
53120
0
0
EXTERRAN HLDGS INC
COM
30225X103
825
18624
SH
DFND
1
18624
0
0
EXXON MOBIL CORP
COM
30231G102
5125
54495
SH
DFND
1
54495
0
0
FAMILY DLR STORES INC
COM
307000109
846
10958
SH
DFND
1
10958
0
0
FEDERAL MOGUL HLDGS CORP
COM
313549404
1110
74679
SH
DFND
1
74679
0
0
FEDERAL MOGUL HLDGS CORP
COM
313549404
7497
504200
SH
DFND
2
504200
0
0
FEDERATED INVS INC PA
CL B
314211103
2200
74937
SH
DFND
74937
0
0
FEDEX CORP
COM
31428X106
842
5216
SH
DFND
1
5216
0
0
FIDELITY NATIONAL FINANCIAL FNF GROUP
COM
31620R303
1366
49226
SH
DFND
1
49226
0
0
FIDELITY NATIONAL FINANCIAL FNFV GROUP
COM
31620R402
245
17797
SH
DFND
1
17797
0
0
FIDELITY NATL INFORMATION SVC
COM
31620M106
358
6361
SH
DFND
1
6361
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
829
3829
SH
DFND
1
3829
0
0
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
762
56059
SH
DFND
1
56059
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
709
52300
SH
DFND
1
52300
0
0
FIRST TRUST STRATEGIC HIGH INCOME FD II
COM SHS NEW
337353304
580
37697
SH
DFND
37697
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
9016
375525
SH
DFND
1
375525
0
0
FLOWERS FOODS INC
COM
343498101
1031
56151
SH
DFND
1
56151
0
0
FOREST CITY ENT 4.250% 08/15/18
NOTE
345550AP2
490
446000
PRN
DFND
2
446000
0
0
FOREST CITY ENTERPRISES INC
CL A
345550107
43500
2223939
SH
DFND
2223939
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
2231
54257
SH
DFND
1
54257
0
0
FOSSIL GROUP INC
COM
34988V106
806
8585
SH
DFND
1
8585
0
0
FRANCO NEVADA CORP
COM
351858105
31778
650122
SH
DFND
650122
0
0
FRANKLIN LIMITED DURATION INC TRST
COM
35472T101
152
12261
SH
DFND
1
12261
0
0
FRANKLIN RESOURCES INC
COM
354613101
823
15072
SH
DFND
1
15072
0
0
FREEPORT MCMORAN INC
CL B
35671D857
1230
37670
SH
DFND
1
37670
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
831
26885
SH
DFND
1
26885
0
0
GAP INC
COM
364760108
803
19264
SH
DFND
1
19264
0
0
GARMIN LTD
SHS
H2906T109
845
16244
SH
DFND
1
16244
0
0
GENERAL ELECTRIC CO
COM
369604103
1794
70030
SH
DFND
1
70030
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
15425
655002
SH
DFND
1
655002
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
478
20292
SH
DFND
2
20292
0
0
GENERAL MTRS CO
COM
37045V100
367
11495
SH
DFND
1
11495
0
0
GENUINE PARTS CO
COM
372460105
434
4945
SH
DFND
1
4945
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1104
24022
SH
DFND
24022
0
0
GOOGLE INC
CL A
38259P508
13857
23550
SH
DFND
1
23550
0
0
GOOGLE INC
CL A
38259P508
8290
14089
SH
DFND
2
14089
0
0
GOOGLE INC
CL C
38259P706
14820
25668
SH
DFND
1
25668
0
0
GOOGLE INC
CL C
38259P706
8215
14229
SH
DFND
2
14229
0
0
GORMAN RUPP CO
COM
383082104
240
7997
SH
DFND
1
7997
0
0
GRAINGER W W INC
COM
384802104
825
3279
SH
DFND
1
3279
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
8814
271966
SH
DFND
1
271966
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
6234
192342
SH
DFND
2
192342
0
0
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF
COM
78355W106
363
4784
SH
DFND
1
4784
0
0
HALCON RES CORP
COM NEW
40537Q209
779
196760
SH
DFND
1
196760
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
767
84283
SH
DFND
1
84283
0
0
HARBINGER GROUP INC
COM
41146A106
833
63509
SH
DFND
1
63509
0
0
HARRIS CORP DEL
COM
413875105
1349
20323
SH
DFND
1
20323
0
0
HEARTLAND EXPRESS INC
COM
422347104
825
34413
SH
DFND
1
34413
0
0
HEICO CORP NEW
CL A
422806208
3053
75747
SH
DFND
1
75747
0
0
HEICO CORP NEW
CL A
422806208
4868
120800
SH
DFND
2
120800
0
0
HEICO CORP NEW
CL A
422806208
308
7650
SH
DFND
3
7650
0
0
HESS CORP
COM
42809H107
809
8576
SH
DFND
1
8576
0
0
HILLTOP HOLDINGS INC
COM
432748101
817
40746
SH
DFND
1
40746
0
0
HOLOGIC INC
COM
436440101
823
33815
SH
DFND
1
33815
0
0
HONEYWELL INTL INC
COM
438516106
1091
11720
SH
DFND
1
11720
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
830
38902
SH
DFND
1
38902
0
0
HOWARD HUGHES CORP
COM
44267D107
424685
2831233
SH
DFND
1
2831233
0
0
HOWARD HUGHES CORP
COM
44267D107
347575
2317167
SH
DFND
2
2317167
0
0
HOWARD HUGHES CORP
COM
44267D107
27643
184289
SH
DFND
3
184289
0
0
HSN INC
COM
404303109
3218
52433
SH
DFND
1
52433
0
0
HUNTSMAN CORP
COM
447011107
792
30473
SH
DFND
1
30473
0
0
HYATT HOTELS CORP
COM CL A
448579102
809
13361
SH
DFND
1
13361
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
33498
508308
SH
DFND
1
508308
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
41809
634435
SH
DFND
2
634435
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
481
7300
SH
DFND
3
7300
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
186909
1765960
SH
DFND
1
1765960
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
241123
2278181
SH
DFND
2
2278181
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
29587
279546
SH
DFND
3
279546
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
802
9505
SH
DFND
1
9505
0
0
IMPERIAL HLDGS INC
COM
452834104
4230
655737
SH
DFND
1
655737
0
0
IMPERIAL HLDGS INC
COM
452834104
2229
345600
SH
DFND
2
345600
0
0
IMPERIAL HLDGS INC
COM
452834104
370
57400
SH
DFND
3
57400
0
0
IMPERIAL OIL LTD
COM
453038408
393
8328
SH
DFND
8328
0
0
INTER PARFUMS INC
COM
458334109
9588
348640
SH
DFND
348640
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
2304
11812
SH
DFND
1
11812
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1195
6124
SH
DFND
2
6124
0
0
INTERDIGITAL INC CONV 2.500% 03/15/16
NOTE
458660AB3
4095
4000000
PRN
DFND
1
4000000
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
823
26005
SH
DFND
1
26005
0
0
INTERNET INITIATIVE JAPAN IN
SPONSORED ADR
46059T109
701
70416
SH
DFND
70416
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
446
4650
SH
DFND
1
4650
0
0
INTUIT INC
COM
461202103
846
9650
SH
DFND
1
9650
0
0
INVESCO INSURED MUNICIPAL INCOME TRUST
COM
46132P108
280
18445
SH
DFND
1
18445
0
0
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
COM
46132X101
713
105063
SH
DFND
1
105063
0
0
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
COM
46132X101
122
18000
SH
DFND
3
18000
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
490
40442
SH
DFND
1
40442
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
3440
278519
SH
DFND
1
278519
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
383
30570
SH
DFND
1
30570
0
0
INVESCO SR INCOME TR
COM
46131H107
2273
478584
SH
DFND
1
478584
0
0
INVESCO SR INCOME TR
COM
46131H107
105
22200
SH
DFND
3
22200
0
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
1146
85464
SH
DFND
85464
0
0
ISHARES TR 1-3 YR TRS BD
COM
464287457
278
3287
SH
DFND
1
3287
0
0
ISHARES TR BARCLYS 1-3YR C
COM
464288646
3611
34300
SH
DFND
34300
0
0
ISHARES TR FTSE CHINA 25 IDX
COM
464287184
237
6184
SH
DFND
1
6184
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
660
17000
SH
DFND
2
17000
0
0
JARDEN CORP
COM
471109108
243414
4049472
SH
DFND
1
4049472
0
0
JARDEN CORP
COM
471109108
71405
1187900
SH
DFND
2
1187900
0
0
JOHNSON & JOHNSON
COM
478160104
1846
17318
SH
DFND
1
17318
0
0
JOHNSON & JOHNSON
COM
478160104
1492
14000
SH
DFND
2
14000
0
0
KIMBERLY CLARK CORP
COM
494368103
495
4599
SH
DFND
1
4599
0
0
KKR & CO LP
COM UNITS
48248M102
1163
52132
SH
DFND
52132
0
0
KLA-TENCOR CORP
COM
482480100
1217
15450
SH
DFND
1
15450
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1341
23780
SH
DFND
1
23780
0
0
L BRANDS INC
COM
501797104
73421
1096170
SH
DFND
1
1096170
0
0
L BRANDS INC
COM
501797104
17679
263937
SH
DFND
2
263937
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
130
30700
SH
DFND
1
30700
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
136
32000
SH
DFND
2
32000
0
0
LANCASTER COLONY CORP
COM
513847103
856
10032
SH
DFND
1
10032
0
0
LANDS END INC NEW
COM
51509F105
38195
928860
SH
DFND
1
928860
0
0
LANDS END INC NEW
COM
51509F105
10862
264144
SH
DFND
2
264144
0
0
LANDS END INC NEW
COM
51509F105
1250
30408
SH
DFND
3
30408
0
0
LAS VEGAS SANDS CORP
COM
517834107
9899
159128
SH
DFND
1
159128
0
0
LAS VEGAS SANDS CORP
COM
517834107
48336
776989
SH
DFND
2
776989
0
0
LAS VEGAS SANDS CORP
COM
517834107
1848
29700
SH
DFND
3
29700
0
0
LAUDER ESTEE COS INC
CL A
518439104
827
11064
SH
DFND
1
11064
0
0
LEGGETT & PLATT INC
COM
524660107
1180
33800
SH
DFND
1
33800
0
0
LENNAR CORP
CL A
526057104
5676
146171
SH
DFND
1
146171
0
0
LENNAR CORP
CL A
526057104
5063
130399
SH
DFND
2
130399
0
0
LEUCADIA NATIONAL CORP
COM
527288104
34927
1465077
SH
DFND
1
1465077
0
0
LEUCADIA NATIONAL CORP
COM
527288104
50218
2106478
SH
DFND
2
2106478
0
0
LEUCADIA NATIONAL CORP
COM
527288104
615
25800
SH
DFND
3
25800
0
0
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
896
18885
SH
DFND
1
18885
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
856
20870
SH
DFND
1
20870
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
5906
144000
SH
DFND
2
144000
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
90670
3179184
SH
DFND
1
3179184
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
96974
3400198
SH
DFND
2
3400198
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
9591
336300
SH
DFND
3
336300
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
117346
2487207
SH
DFND
1
2487207
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
86049
1823848
SH
DFND
2
1823848
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
8271
175300
SH
DFND
3
175300
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
230657
4908643
SH
DFND
1
4908643
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
171402
3647623
SH
DFND
2
3647623
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
16475
350600
SH
DFND
3
350600
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
24211
714181
SH
DFND
1
714181
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
40402
1191792
SH
DFND
2
1191792
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
298
8800
SH
DFND
3
8800
0
0
LIBERTY VENTURES SER A
COM A
53071M880
27047
712509
SH
DFND
1
712509
0
0
LIBERTY VENTURES SER A
COM A
53071M880
45240
1191783
SH
DFND
2
1191783
0
0
LIBERTY VENTURES SER A
COM A
53071M880
334
8800
SH
DFND
3
8800
0
0
LILLY, ELI AND COMPANY
COM
532457108
483
7447
SH
DFND
1
7447
0
0
LILLY, ELI AND COMPANY
COM
532457108
1492
23000
SH
DFND
2
23000
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
52690
2193607
SH
DFND
1
2193607
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
73444
3057600
SH
DFND
2
3057600
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
476
19800
SH
DFND
3
19800
0
0
LMP CORPORATE LN FD INC
COM
50208B100
8038
695902
SH
DFND
1
695902
0
0
LMP CORPORATE LN FD INC
COM
50208B100
139
12000
SH
DFND
2
12000
0
0
LMP CORPORATE LN FD INC
COM
50208B100
187
16200
SH
DFND
3
16200
0
0
LOEWS CORP
COM
540424108
2346
56307
SH
DFND
1
56307
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
1687
23494
SH
DFND
1
23494
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
2614
36400
SH
DFND
2
36400
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
373
5200
SH
DFND
3
5200
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
811
7468
SH
DFND
1
7468
0
0
M & T BK CORP
COM
55261F104
2594
21043
SH
DFND
1
21043
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
20823
314927
SH
DFND
1
314927
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
6285
95054
SH
DFND
2
95054
0
0
MANAGED DURATION INVT GRD FUND
COM
56165R103
1301
97217
SH
DFND
1
97217
0
0
MANNKIND CORP
COM
56400P201
811
137271
SH
DFND
1
137271
0
0
MANTECH INTL CORP
CL A
564563104
916
34000
SH
DFND
2
34000
0
0
MARATHON OIL CORP
COM
565849106
274
7300
SH
DFND
1
7300
0
0
MARKEL CORP
COM
570535104
4113
6466
SH
DFND
1
6466
0
0
MARKEL CORP
COM
570535104
15081
23707
SH
DFND
2
23707
0
0
MARKET VECTORS ETF TR GAMING ETF
COM
57060U829
5765
132847
SH
DFND
1
132847
0
0
MARKET VECTORS ETF TR HG YLD MUN ETF
COM
57060U878
224
7293
SH
DFND
1
7293
0
0
MARKETAXESS HLDGS INC
COM
57060D108
353
5700
SH
DFND
2
5700
0
0
MARRIOTT INTL INC NEW
CL A
571903202
2483
35528
SH
DFND
1
35528
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
899
14182
SH
DFND
1
14182
0
0
MARVELL TECHNOLOGY GROUP ORD
COM
G5876H105
828
61448
SH
DFND
1
61448
0
0
MASTEC INC
COM
576323109
807
26371
SH
DFND
1
26371
0
0
MASTERCARD INC
CL A
57636Q104
5724
77434
SH
DFND
1
77434
0
0
MASTERCARD INC
CL A
57636Q104
8508
115100
SH
DFND
2
115100
0
0
MCDERMOTT INTL INC
COM
580037109
135
23593
SH
DFND
1
23593
0
0
MCDONALDS CORP
COM
580135101
703
7413
SH
DFND
1
7413
0
0
MCEWEN MNG INC
COM
58039P107
738
376684
SH
DFND
1
376684
0
0
MCEWEN MNG INC
COM
58039P107
349
178199
SH
DFND
2
178199
0
0
MCGRAW HILL COMPANIES INC
COM
580645109
668
7908
SH
DFND
1
7908
0
0
MEDALLION FINL CORP
COM
583928106
1181
101328
SH
DFND
1
101328
0
0
MENTOR GRAPHICS CORP
COM
587200106
787
38397
SH
DFND
1
38397
0
0
MERCK & COMPANY
COM
58933Y105
1827
30821
SH
DFND
1
30821
0
0
MERCK & COMPANY
COM
58933Y105
948
16000
SH
DFND
2
16000
0
0
MERCURY GENL CORP NEW
COM
589400100
836
17128
SH
DFND
1
17128
0
0
MERRIMACK PHARMACEUTICALS IN
COM
590328100
105
12000
SH
DFND
2
12000
0
0
MFS CALIF MUN FD
COM
59318C106
156
14448
SH
DFND
1
14448
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
192
40425
SH
DFND
1
40425
0
0
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
46
10600
SH
DFND
1
10600
0
0
MFS MUN INCOME TR
SH BEN INT
552738106
93
14211
SH
DFND
1
14211
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
887
38938
SH
DFND
1
38938
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
23411
1027710
SH
DFND
2
1027710
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1551
68080
SH
DFND
3
68080
0
0
MICROSOFT
COM
594918104
889
19180
SH
DFND
1
19180
0
0
MOHAWK INDUSTRIES INC
COM
608190104
816
6051
SH
DFND
1
6051
0
0
MONDELEZ INTL INC
COM
609207105
1868
54505
SH
DFND
1
54505
0
0
MONSANTO CO NEW
COM
61166W101
1428
12689
SH
DFND
12689
0
0
MONSTER BEVERAGE CORP
COM
611740101
833
9091
SH
DFND
1
9091
0
0
MONTGOMERY STR INCOME SECS I
COM
614115103
1001
61328
SH
DFND
1
61328
0
0
MORNINGSTAR INC
COM
617700109
826
12164
SH
DFND
1
12164
0
0
MOVADO GROUP INC
COM
624580106
2438
73735
SH
DFND
1
73735
0
0
MOVADO GROUP INC
COM
624580106
1894
57300
SH
DFND
2
57300
0
0
MSC INDL DIRECT INC
CL A
553530106
819
9585
SH
DFND
1
9585
0
0
NASDAQ OMX GROUP INC
COM
631103108
708
16685
SH
DFND
1
16685
0
0
NASDAQ OMX GROUP INC
COM
631103108
271
6400
SH
DFND
2
6400
0
0
NATIONAL INSTRS CORP
COM
636518102
816
26398
SH
DFND
1
26398
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
770
23382
SH
DFND
1
23382
0
0
NAVISTAR INTL CONV 3.000% 10/15/14
NOTE
63934EAL2
998
1000000
PRN
DFND
2
1000000
0
0
NEUBERGER BERMAN INTER MUNI
COM
64124P101
731
49123
SH
DFND
1
49123
0
0
NEUBERGER BERMAN NY INT MUN
COM
64124K102
240
17777
SH
DFND
1
17777
0
0
NEWMARKET CORP
COM
651587107
948
2489
SH
DFND
1
2489
0
0
NEWS CORP NEW
CL A
65249B109
803
49103
SH
DFND
1
49103
0
0
NIKE INC
CL B
654106103
954
10691
SH
DFND
1
10691
0
0
NORDSTROM INC
COM
655664100
832
12168
SH
DFND
1
12168
0
0
NORFOLK SOUTHN CORP
COM
655844108
665
5963
SH
DFND
1
5963
0
0
NORFOLK SOUTHN CORP
COM
655844108
13267
118878
SH
DFND
2
118878
0
0
NOVACOPPER INC
COM
66988K102
82
88335
SH
DFND
88335
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1726
569573
SH
DFND
569573
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1075
11425
SH
DFND
1
11425
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1694
18000
SH
DFND
2
18000
0
0
NOVO-NORDISK A S
ADR
670100205
369
7740
SH
DFND
1
7740
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
828
53727
SH
DFND
1
53727
0
0
NUVEEN AMT-FREE MUN FD
COM
670657105
757
55947
SH
DFND
1
55947
0
0
NUVEEN CA DIV ADV MUNI FD 3
COM SH BEN INT
67070Y109
176
13767
SH
DFND
1
13767
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COM
67073D102
412
46161
SH
DFND
1
46161
0
0
NUVEEN DIV ADV MUNI FD 3
COM SH BEN INT
67070X101
357
26144
SH
DFND
1
26144
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
635
45559
SH
DFND
45559
0
0
NUVEEN DIVID ADVANTAGE
COM
67071L106
241
17110
SH
DFND
17110
0
0
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
2420
174824
SH
DFND
174824
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
1596
141371
SH
DFND
141371
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
1615
141903
SH
DFND
1
141903
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
170
14900
SH
DFND
3
14900
0
0
NUVEEN INS NY TX FR ADV MUN
COM
670656107
599
46764
SH
DFND
46764
0
0
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
394
26475
SH
DFND
1
26475
0
0
NUVEEN MTG OPPTY TERM FD 2
COM
67074R100
229
9825
SH
DFND
1
9825
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
528
39106
SH
DFND
1
39106
0
0
NUVEEN MUN HIGH INC OPP FD
COM
670682103
569
43610
SH
DFND
43610
0
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
2783
209865
SH
DFND
209865
0
0
NUVEEN MUN OPPORTUNITY
COM
670984103
284
19927
SH
DFND
19927
0
0
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
223
16960
SH
DFND
1
16960
0
0
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
1331
99872
SH
DFND
99872
0
0
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
1586
113853
SH
DFND
1
113853
0
0
NUVEEN PERFORM PLUS MUN FD
COM
67062P108
11075
763774
SH
DFND
763774
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
444
33109
SH
DFND
1
33109
0
0
NUVEEN PREM INCOME MUN FD
COM
6706K4105
1938
152273
SH
DFND
1
152273
0
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
1735
126186
SH
DFND
1
126186
0
0
NUVEEN PREMIER MUN INCOME FD
COM
670988104
548
40723
SH
DFND
40723
0
0
NUVEEN QUALITY INCOME MUN FD
COM
670977107
703
51361
SH
DFND
1
51361
0
0
NUVEEN QUALITY MUN FD INC
COM
67062N103
212
16375
SH
DFND
1
16375
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
121
13933
SH
DFND
1
13933
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
269
33053
SH
DFND
1
33053
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
225
21500
SH
DFND
1
21500
0
0
NUVEEN SR INCOME FD
COM
67067Y104
2765
413301
SH
DFND
1
413301
0
0
NUVEEN SR INCOME FD
COM
67067Y104
73
10900
SH
DFND
3
10900
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
34712
679290
SH
DFND
1
679290
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
9027
176650
SH
DFND
2
176650
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
353
6900
SH
DFND
3
6900
0
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
120
11200
SH
DFND
11200
0
0
OCWEN FINL CORP
COM NEW
675746309
25477
973160
SH
DFND
973160
0
0
ONCONOVA THERAPEUTICS INC
COM
68232V108
77
18000
SH
DFND
2
18000
0
0
ONCOTHYREON INC
COM
682324108
62
32333
SH
DFND
2
32333
0
0
OPKO HEALTH INC
COM
68375N103
1182
138935
SH
DFND
138935
0
0
ORACLE CORP
COM
68389X105
702
18330
SH
DFND
1
18330
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
227
18000
SH
DFND
2
18000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
59
12000
SH
DFND
2
12000
0
0
PALL CORP
COM
696429307
2557
30550
SH
DFND
1
30550
0
0
PAPA JOHNS INTL INC
COM
698813102
814
20360
SH
DFND
1
20360
0
0
PAR PETE CORP
COM NEW
69888T207
12183
723044
SH
DFND
1
723044
0
0
PAR PETE CORP
COM NEW
69888T207
9247
548758
SH
DFND
2
548758
0
0
PAR PETE CORP
COM NEW
69888T207
649
38515
SH
DFND
3
38515
0
0
PAYCHEX INC
COM
704326107
858
19420
SH
DFND
1
19420
0
0
PCM FUND INC
COM
69323T101
5149
463906
SH
DFND
463906
0
0
PEABODY ENERGY CORP 4.750% 12/15/41
NOTE
704549AG9
56
82000
PRN
DFND
1
82000
0
0
PEGASYSTEMS INC
COM
705573103
806
42169
SH
DFND
1
42169
0
0
PENN WEST PETROLEUM LTD
COM
707887105
241
35706
SH
DFND
1
35706
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
3155
77726
SH
DFND
1
77726
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
1571
38700
SH
DFND
2
38700
0
0
PEPSICO INC
COM
713448108
1718
18454
SH
DFND
1
18454
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
1407
10946
SH
DFND
1
10946
0
0
PFIZER INC
COM
717081103
504
17028
SH
DFND
1
17028
0
0
PFIZER INC
COM
717081103
1360
46000
SH
DFND
2
46000
0
0
PHARMACYCLICS INC
COM
716933106
822
7003
SH
DFND
1
7003
0
0
PHILIP MORRIS INTL INC
COM
718172109
2719
32603
SH
DFND
1
32603
0
0
PIMCO CALIF MUN INCOME FD II
COM
72201C109
124
11931
SH
DFND
1
11931
0
0
PIMCO CORPORATE INCOME FD
COM
72200U100
649
41105
SH
DFND
41105
0
0
PIMCO CORPORATE OPP FD
COM
72201B101
585
34314
SH
DFND
34314
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
23991
1067692
SH
DFND
1067692
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
15502
491176
SH
DFND
1
491176
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
3112
98600
SH
DFND
2
98600
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
530
16800
SH
DFND
3
16800
0
0
PIMCO ETF TR ENHAN SHRT MAT
COM
72201R833
602
5941
SH
DFND
5941
0
0
PIMCO ETF TR TOTL RETN ETF
COM
72201R775
1426
13133
SH
DFND
13133
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
15549
563579
SH
DFND
1
563579
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
443
16050
SH
DFND
2
16050
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
312
11300
SH
DFND
3
11300
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
8562
717077
SH
DFND
1
717077
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
246
20600
SH
DFND
2
20600
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
368
30800
SH
DFND
3
30800
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
17602
1671558
SH
DFND
1
1671558
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
220
20860
SH
DFND
2
20860
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
394
37400
SH
DFND
3
37400
0
0
PIMCO MUN INCOME FD II
COM
72200W106
363
31125
SH
DFND
1
31125
0
0
PIMCO NEW YORK MUN INCM FD 1
COM
72201E105
140
14800
SH
DFND
1
14800
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
1268
107976
SH
DFND
1
107976
0
0
PIONEER FLOATING RATE TR
COM
72369J102
1456
123897
SH
DFND
123897
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
178
11700
SH
DFND
1
11700
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
118527
4737305
SH
DFND
1
4737305
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
32410
1295373
SH
DFND
2
1295373
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
3095
123700
SH
DFND
3
123700
0
0
POTASH CORP SASK INC
COM
73755L107
550
15900
SH
DFND
1
15900
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
3265
100851
SH
DFND
1
100851
0
0
PRICE T ROWE GROUP INC
COM
74144T108
353
4500
SH
DFND
1
4500
0
0
PRICESMART INC
COM
741511109
818
9555
SH
DFND
1
9555
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
1024
12227
SH
DFND
1
12227
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
349
67200
SH
DFND
2
67200
0
0
PROGRESSIVE CORP OF OHIO
COM
743315103
469
18545
SH
DFND
1
18545
0
0
PUTMAN HIGH INCOME SEC FUND
SHS BEN INT
746779107
91
10960
SH
DFND
1
10960
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
120
16910
SH
DFND
1
16910
0
0
PUTNAM MUN OPPORTUNITIES TR
SHS BEN INT
746922103
572
48866
SH
DFND
1
48866
0
0
QUALCOMM INC
COM
747525103
973
13016
SH
DFND
1
13016
0
0
QUALCOMM INC
COM
747525103
523
7000
SH
DFND
2
7000
0
0
QUANTUM CORP CONV 4.500% 11/15/17
NOTE
747906AJ4
506
500000
PRN
DFND
2
500000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
470
7750
SH
DFND
1
7750
0
0
RACKSPACE HOSTING INC
COM
750086100
860
26409
SH
DFND
1
26409
0
0
RALPH LAUREN CORP
CL A
751212101
798
4847
SH
DFND
1
4847
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
811
15140
SH
DFND
1
15140
0
0
RAYTHEON CO NEW
COM
755111507
849
8350
SH
DFND
1
8350
0
0
REALPAGE INC
COM
75606N109
834
53809
SH
DFND
1
53809
0
0
REYNOLDS AMERN INC
COM
761713106
691
11714
SH
DFND
1
11714
0
0
ROCKWELL INTL CORP NEW
COM
773903109
891
8113
SH
DFND
1
8113
0
0
ROLLINS INC
COM
775711104
824
28142
SH
DFND
1
28142
0
0
ROUSE PPTYS INC
COM
779287101
27723
1714476
SH
DFND
1
1714476
0
0
ROUSE PPTYS INC
COM
779287101
41501
2566553
SH
DFND
2
2566553
0
0
ROUSE PPTYS INC
COM
779287101
1015
62800
SH
DFND
3
62800
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1663
24715
SH
DFND
1
24715
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1035
13596
SH
DFND
1
13596
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
11672
11250000
PRN
DFND
1
11250000
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
4424
4264000
PRN
DFND
2
4264000
0
0
ROYAL GOLD INC
COM
780287108
6451
99338
SH
DFND
1
99338
0
0
RPC INC
COM
749660106
846
38534
SH
DFND
1
38534
0
0
SALESFORCE COM INC
COM
79466L302
834
14503
SH
DFND
1
14503
0
0
SANOFI AVENTIS CONTGNT VAL RT
RIGHT
80105N113
7
15940
SH
DFND
15940
0
0
SANOFI
SPONSORED ADR
80105N105
1467
26000
SH
DFND
2
26000
0
0
SCHLUMBERGER
COM
806857108
892
8769
SH
DFND
1
8769
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
811
27593
SH
DFND
1
27593
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
818
14880
SH
DFND
1
14880
0
0
SCRIPPS E W CO OHIO
CL A
811054402
846
51857
SH
DFND
1
51857
0
0
SCRIPPS E W CO OHIO
CL A
811054402
1264
77500
SH
DFND
2
77500
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
3609
46214
SH
DFND
1
46214
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
13226
169373
SH
DFND
2
169373
0
0
SEABOARD CORP DEL
COM
811543107
615
230
SH
DFND
230
0
0
SEALED AIR CORP NEW
COM
81211K100
909
26075
SH
DFND
1
26075
0
0
SEARS HLDGS CORP
COM
812350106
108340
4294102
SH
DFND
1
4294102
0
0
SEARS HLDGS CORP
COM
812350106
28728
1138650
SH
DFND
2
1138650
0
0
SEARS HLDGS CORP
COM
812350106
2920
115720
SH
DFND
3
115720
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
16198
1045004
SH
DFND
1
1045004
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
10878
701792
SH
DFND
2
701792
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
995
64167
SH
DFND
3
64167
0
0
SHIRE PHARMACEUTICALS GR PLC
SPONSORED ADR
82481R106
1554
6000
SH
DFND
2
6000
0
0
SIGMA ALDRICH CORP
COM
826552101
3425
25183
SH
DFND
1
25183
0
0
SIGMA ALDRICH CORP
COM
826552101
19955
146715
SH
DFND
2
146715
0
0
SILGAN HOLDINGS INC
COM
827048109
818
17404
SH
DFND
1
17404
0
0
SILVER WHEATON CORP
COM
828336107
19563
981575
SH
DFND
1
981575
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
871
5297
SH
DFND
1
5297
0
0
SONOCO PRODUCTS
COM
835495102
1079
27450
SH
DFND
1
27450
0
0
SOTHEBYS DE
COM
835898107
2036
57000
SH
DFND
57000
0
0
SPDR SERIES TRUST BARC CAPTL ETF
COM
78464A474
737
24000
SH
DFND
2
24000
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
9193
551449
SH
DFND
1
551449
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
527
31600
SH
DFND
2
31600
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
2418
145080
SH
DFND
3
145080
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
816
18592
SH
DFND
1
18592
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5711
28986
SH
DFND
1
28986
0
0
STARBUCKS CORP
COM
855244109
845
11197
SH
DFND
1
11197
0
0
STARZ
COM
85571Q102
165480
5002421
SH
DFND
1
5002421
0
0
STARZ
COM
85571Q102
86218
2606347
SH
DFND
2
2606347
0
0
STARZ
COM
85571Q102
5683
171800
SH
DFND
3
171800
0
0
SUNCOR ENERGY INC NEW
COM
867224107
2248
62192
SH
DFND
1
62192
0
0
SYNTA PHARMACEUTICALS CORP
COM
87162T206
33
11000
SH
DFND
2
11000
0
0
SYNTEL INC
COM
87162H103
837
9516
SH
DFND
1
9516
0
0
TAL INTL GROUP INC
COM
874083108
347
8422
SH
DFND
1
8422
0
0
TALISMAN ENERGY INC
COM
87425E103
767
88704
SH
DFND
1
88704
0
0
TAUBMAN CTRS INC
COM
876664103
822
11255
SH
DFND
1
11255
0
0
TELEFLEX INC
COM
879369106
671
6384
SH
DFND
1
6384
0
0
TELETECH HOLDINGS INC
COM
879939106
808
32879
SH
DFND
1
32879
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
843
66238
SH
DFND
1
66238
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
1277
101376
SH
DFND
101376
0
0
TESLA MTRS INC
COM
88160R101
800
3295
SH
DFND
1
3295
0
0
TEXAS PACIFIC LAND TRUST
SUB SHARES CERT
882610108
96009
498904
SH
DFND
1
498904
0
0
TEXAS PACIFIC LAND TRUST
SUB SHARES CERT
882610108
176502
917180
SH
DFND
2
917180
0
0
TEXAS PACIFIC LAND TRUST
SUB SHARES CERT
882610108
25646
133270
SH
DFND
3
133270
0
0
TIME INC NEW
COM
887228104
790
33709
SH
DFND
33709
0
0
TIME WARNER INC
COM NEW
887317303
20520
272832
SH
DFND
1
272832
0
0
TIME WARNER INC
COM NEW
887317303
5761
76600
SH
DFND
2
76600
0
0
TIME WARNER INC
COM NEW
887317303
241
3208
SH
DFND
3
3208
0
0
TIMKEN CO
COM
887389104
802
18919
SH
DFND
1
18919
0
0
TIMKENSTEEL CORP
COM
887399103
800
17218
SH
DFND
1
17218
0
0
TOOTSIE ROLL INDS INC
COM
890516107
845
30176
SH
DFND
1
30176
0
0
TRANSOCEAN LTD ZUG NAMEN AKT
COM
H8817H100
788
24662
SH
DFND
1
24662
0
0
TREE COM INC
COM
894675107
353
9833
SH
DFND
2
9833
0
0
TRI POINTE HOMES INC
COM
87265H109
39882
3082055
SH
DFND
1
3082055
0
0
TRI POINTE HOMES INC
COM
87265H109
30879
2386339
SH
DFND
2
2386339
0
0
TRI POINTE HOMES INC
COM
87265H109
585
45200
SH
DFND
3
45200
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
874
25498
SH
DFND
1
25498
0
0
UNDER ARMOUR INC
CL A
904311107
851
12321
SH
DFND
1
12321
0
0
UNION PACIFIC CORP
COM
907818108
1092
10068
SH
DFND
1
10068
0
0
UNION PACIFIC CORP
COM
907818108
19961
184111
SH
DFND
2
184111
0
0
UNITED PARCEL SVC INC
CL B
911312106
392
3988
SH
DFND
1
3988
0
0
URBAN OUTFITTERS INC
COM
917047102
810
22060
SH
DFND
1
22060
0
0
VALHI INC NEW
COM
918905100
1113
170474
SH
DFND
1
170474
0
0
VALHI INC NEW
COM
918905100
124
19000
SH
DFND
2
19000
0
0
VALMONT INDS INC
COM
920253101
472
3500
SH
DFND
1
3500
0
0
VANGUARD INDEX FDS EXTEND MKT ETF
COM
922908652
286
3420
SH
DFND
1
3420
0
0
VANGUARD SHRT-TERM CORP BD ETF
COM
92206C409
8131
101802
SH
DFND
1
101802
0
0
VANGUARD SHRT-TERM CORP BD ETF
COM
92206C409
1709
21400
SH
DFND
2
21400
0
0
VEECO INSTRS INC DEL
COM
922417100
339
9700
SH
DFND
1
9700
0
0
VERISK ANALYTICS INC
CL A
92345Y106
469
7700
SH
DFND
2
7700
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1597
31953
SH
DFND
1
31953
0
0
VIACOM INC NEW
CL B
92553P201
92891
1207316
SH
DFND
1
1207316
0
0
VIACOM INC NEW
CL B
92553P201
34635
450162
SH
DFND
2
450162
0
0
VIACOM INC NEW
CL B
92553P201
1433
18624
SH
DFND
3
18624
0
0
VIASAT INC
COM
92552V100
11711
212463
SH
DFND
212463
0
0
VICAL INC
COM
925602104
95
84500
SH
DFND
2
84500
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
5583
32139
SH
DFND
1
32139
0
0
VISA INC
COM CL A
92826C839
17892
83856
SH
DFND
83856
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
927
28179
SH
DFND
1
28179
0
0
VORNADO RLTY TR SBI
COM
929042109
3895
38962
SH
DFND
1
38962
0
0
VORNADO RLTY TR SBI
COM
929042109
5354
53560
SH
DFND
2
53560
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
1652
300395
SH
DFND
1
300395
0
0
W & T OFFSHORE INC
COM
92922P106
748
67956
SH
DFND
1
67956
0
0
W P CAREY INC
COM
92936U109
583
9150
SH
DFND
9150
0
0
WASHINGTON PRIME GROUP INC
COM
939647103
843
48217
SH
DFND
1
48217
0
0
WEBMD HEALTH CORP 2.250% 03/31/16
NOTE
94770VAH5
403
400000
PRN
DFND
2
400000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
16367
16225000
PRN
DFND
1
16225000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
4918
4875000
PRN
DFND
2
4875000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1859
1546
SH
DFND
1
1546
0
0
WENDYS COMPANY
COM
95058W100
160006
19371219
SH
DFND
1
19371219
0
0
WENDYS COMPANY
COM
95058W100
93349
11301304
SH
DFND
2
11301304
0
0
WENDYS COMPANY
COM
95058W100
6128
741900
SH
DFND
3
741900
0
0
WERNER ENTERPRISES INC
COM
950755108
835
33139
SH
DFND
1
33139
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
537
92790
SH
DFND
1
92790
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
116
20000
SH
DFND
3
20000
0
0
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
3974
165301
SH
DFND
165301
0
0
WESTERN ASSETT MGD HI INCM F
COM
95766L107
86
15600
SH
DFND
1
15600
0
0
WESTERN ASSETT MGD HI INCM F
COM
95766L107
55
10000
SH
DFND
3
10000
0
0
WESTERN REFNG INC
COM
959319104
829
19740
SH
DFND
1
19740
0
0
WESTLAKE CHEM CORP
COM
960413102
777
8971
SH
DFND
1
8971
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
683
1084
SH
DFND
1
1084
0
0
WILLIAMS COS INC
COM
969457100
17034
307746
SH
DFND
1
307746
0
0
WISDOMTREE INVTS INC
COM
97717P104
9447
830100
SH
DFND
1
830100
0
0
WISDOMTREE INVTS INC
COM
97717P104
7931
696965
SH
DFND
2
696965
0
0
WISDOMTREE INVTS INC
COM
97717P104
207
18200
SH
DFND
3
18200
0
0
WPX ENERGY INC
COM
98212B103
6939
288402
SH
DFND
1
288402
0
0
WPX ENERGY INC
COM
98212B103
1795
74609
SH
DFND
2
74609
0
0
WSTRN ASSET/CLYMRE US TR INF
COM
95766R104
6215
536271
SH
DFND
536271
0
0
WYNN RESORTS LTD
COM
983134107
44245
236504
SH
DFND
1
236504
0
0
WYNN RESORTS LTD
COM
983134107
28233
150913
SH
DFND
2
150913
0
0
WYNN RESORTS LTD
COM
983134107
1441
7700
SH
DFND
3
7700
0
0
XPO LOGISTICS INC
COM
983793100
802
21278
SH
DFND
1
21278
0
0
YAHOO INC
COM
984332106
860
21113
SH
DFND
1
21113
0
0
YAHOO INC
COM
984332106
2200
54000
SH
DFND
2
54000
0
0
BARCLAYS BK PLC
30 YR TREAS BULL
06740L527
122668
3934200
SH
Call
DFND
3934200
0
0
BARCLAYS BK PLC
30 YR TREAS BULL
06740L527
24704
792300
SH
Put
DFND
1
792300
0
0
BARCLAYS BK PLC
30 YR TREAS BULL
06740L527
2460
78900
SH
Put
DFND
2
78900
0
0
BARCLAYS BK PLC
30 YR TREAS BULL
06740L527
11156
357800
SH
Put
DFND
3
357800
0
0
DIREXION SHS ETF TR
COM
25459W957
2409
38000
SH
Put
DFND
1
38000
0
0
KINDER MORGAN INC
COM
49456B951
2684
70000
SH
Put
DFND
1
70000
0
0
PROSHARES TR II
ULT VIX SHRT TRM
74347W346
23108
779900
SH
Put
DFND
1
779900
0
0
PROSHARES TR II
ULT VIX SHRT TRM
74347W346
5606
189200
SH
Put
DFND
2
189200
0
0
PROSHARES TR II
ULT VIX SHRT TRM
74347W956
13834
466900
SH
Put
DFND
3
466900
0
0