0001209191-21-064310.txt : 20211112
0001209191-21-064310.hdr.sgml : 20211112
20211112180303
ACCESSION NUMBER: 0001209191-21-064310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211109
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher Brian J.
CENTRAL INDEX KEY: 0001567382
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35477
FILM NUMBER: 211405315
MAIL ADDRESS:
STREET 1: 509 WEST BUTLER ROAD
CITY: GREENVILLE
STATE: SC
ZIP: 29607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regional Management Corp.
CENTRAL INDEX KEY: 0001519401
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 570847115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 979 BATESVILLE ROAD
STREET 2: SUITE B
CITY: GREER
STATE: SC
ZIP: 29651
BUSINESS PHONE: 864-448-7000
MAIL ADDRESS:
STREET 1: 979 BATESVILLE ROAD
STREET 2: SUITE B
CITY: GREER
STATE: SC
ZIP: 29651
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-09
0
0001519401
Regional Management Corp.
RM
0001567382
Fisher Brian J.
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B
GREER
SC
29651
0
1
0
0
EVP, Chief Strat/Dev Officer
Common Stock
2021-11-09
4
M
0
9644
17.76
A
44009
D
Common Stock
2021-11-09
4
M
0
11500
15.06
A
55509
D
Common Stock
2021-11-09
4
M
0
13143
14.75
A
68652
D
Common Stock
2021-11-09
4
F
0
20681
60.33
D
47971
D
Common Stock
2021-11-11
4
S
0
4860
60.44
D
43111
D
Common Stock
2021-11-12
4
S
0
100
60.21
D
43011
D
Employee Stock Option (right to buy)
17.76
2021-11-09
4
M
0
9644
0.00
D
2016-12-31
2024-10-01
Common Stock
9644
0
D
Employee Stock Option (right to buy)
15.06
2021-11-09
4
M
0
11500
0.00
D
2025-03-11
Common Stock
11500
0
D
Employee Stock Option (right to buy)
14.75
2021-11-09
4
M
0
13143
0.00
D
2017-12-31
2025-04-22
Common Stock
13143
0
D
Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on November 9, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
Represents the closing market price of the issuer's common stock at the time of the option exercises on November 9, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.91, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable.
/s/ Catherine R. Atwood, attorney-in-fact
2021-11-12