0001209191-21-064310.txt : 20211112 0001209191-21-064310.hdr.sgml : 20211112 20211112180303 ACCESSION NUMBER: 0001209191-21-064310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211109 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Brian J. CENTRAL INDEX KEY: 0001567382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35477 FILM NUMBER: 211405315 MAIL ADDRESS: STREET 1: 509 WEST BUTLER ROAD CITY: GREENVILLE STATE: SC ZIP: 29607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Regional Management Corp. CENTRAL INDEX KEY: 0001519401 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 570847115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 BUSINESS PHONE: 864-448-7000 MAIL ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-09 0 0001519401 Regional Management Corp. RM 0001567382 Fisher Brian J. C/O REGIONAL MANAGEMENT CORP. 979 BATESVILLE ROAD, SUITE B GREER SC 29651 0 1 0 0 EVP, Chief Strat/Dev Officer Common Stock 2021-11-09 4 M 0 9644 17.76 A 44009 D Common Stock 2021-11-09 4 M 0 11500 15.06 A 55509 D Common Stock 2021-11-09 4 M 0 13143 14.75 A 68652 D Common Stock 2021-11-09 4 F 0 20681 60.33 D 47971 D Common Stock 2021-11-11 4 S 0 4860 60.44 D 43111 D Common Stock 2021-11-12 4 S 0 100 60.21 D 43011 D Employee Stock Option (right to buy) 17.76 2021-11-09 4 M 0 9644 0.00 D 2016-12-31 2024-10-01 Common Stock 9644 0 D Employee Stock Option (right to buy) 15.06 2021-11-09 4 M 0 11500 0.00 D 2025-03-11 Common Stock 11500 0 D Employee Stock Option (right to buy) 14.75 2021-11-09 4 M 0 13143 0.00 D 2017-12-31 2025-04-22 Common Stock 13143 0 D Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on November 9, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. Represents the closing market price of the issuer's common stock at the time of the option exercises on November 9, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.91, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable. /s/ Catherine R. Atwood, attorney-in-fact 2021-11-12